BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in BlackRock Capital Investment Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- −5 vs. Q1 2023
- Shares held
- 13.3M
- +126.1K (+1.0%) vs. Q1 2023
- Total value
- $43.7M
- −$1.64M (−3.6%) vs. Q1 2023
- New holders
- 7
- 23 more added
- Sold out
- 12
- 19 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,231,173 | $13.9M | 0.29% | −33,117−0.8% | Reduced |
| Telemus Capital, LLC | 1,554,803 | $5.10M | 0.43% | −415,542−21.1% | Reduced |
| Transcend Wealth Collective, LLC | 931,294 | $3.05M | 0.29% | +56,603+6.5% | Added |
| Condor Capital Management | 701,701 | $2.30M | 0.28% | +86,987+14.2% | Added |
| Legal & General Group Plc | 523,256 | $1.72M | 0.00% | +24,788+5.0% | Added |
| Almitas Capital LLC | 470,334 | $1.70M | 0.73% | +320,533+214.0% | Added |
| New England Asset Management Inc | 443,493 | $1.45M | 0.21% | 00.0% | Unchanged |
| BlackRock Inc. | 371,080 | $1.22M | 0.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 350,015 | $1.15M | 0.00% | +14,795+4.4% | Added |
| Two Sigma Advisers, LP | 312,301 | $1.02M | 0.00% | −31,000−9.0% | Reduced |
| Two Sigma Investments, LP | 231,705 | $760.0K | 0.00% | −5,010−2.1% | Reduced |
| Morgan Stanley | 215,159 | $705.7K | 0.00% | +1,292+0.6% | Added |
| Alpine Global Management, LLC | 199,385 | $654.0K | 0.18% | +199,385 | New |
| Advisors Capital Management, LLC | 194,978 | $640.0K | 0.02% | −14,044−6.7% | Reduced |
| Watershed Asset Management, L.L.C. | 189,878 | $622.8K | 0.77% | 00.0% | Unchanged |
| Wells Fargo & Company | 184,543 | $605.3K | 0.00% | −2,482−1.3% | Reduced |
| Mackenzie Financial Corp | 157,062 | $521.4K | 0.00% | −46,903−23.0% | Reduced |
| Millennium Management LLC | 157,679 | $517.2K | 0.00% | +4,960+3.2% | Added |
| Samalin Investment Counsel, LLC | 151,826 | $498.0K | 0.27% | +698+0.5% | Added |
| LPL Financial LLC | 75,432 | $247.4K | 0.00% | −320−0.4% | Reduced |
| Squarepoint Ops LLC | 70,421 | $231.0K | 0.00% | +31,584+81.3% | Added |
| Great West Life Assurance Co | 68,370 | $226.0K | 0.00% | +3,301+5.1% | Added |
| Grove Bank & Trust | 68,000 | $223.0K | 0.05% | 00.0% | Unchanged |
| Bank of America Corp | 66,179 | $217.1K | 0.00% | +23,972+56.8% | Added |
| Claybrook Capital, LLC | 64,164 | $210.5K | 0.11% | 00.0% | Unchanged |
| Aj Wealth Strategies, LLC | 64,066 | $210.1K | 0.01% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 61,087 | $200.4K | 0.21% | +61,087 | New |
| Cercano Management LLC | 56,663 | $185.9K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 53,719 | $176.2K | 0.10% | +20,234+60.4% | Added |
| Citadel Advisors LLC | 52,174 | $171.1K | 0.00% | −11,900−18.6% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 50,467 | $165.5K | 0.00% | +40,019+383.0% | Added |
| Evoke Wealth, LLC | 47,000 | $158.9K | 0.01% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 43,586 | $143.0K | 0.01% | 00.0% | Unchanged |
| Triumph Capital Management | 37,501 | $126.8K | 0.06% | +37,501 | New |
| UBS Group AG | 38,228 | $125.4K | 0.00% | +779+2.1% | Added |
| D.A. Davidson & Co. | 36,361 | $119.3K | 0.00% | +2,732+8.1% | Added |
| Wealthcare Advisory Partners LLC | 35,686 | $117.0K | 0.01% | +35,686 | New |
| Advisor Group Holdings, Inc. | 35,191 | $115.6K | 0.00% | −670−1.9% | Reduced |
| Atomi Financial Group, Inc. | 32,625 | $107.0K | 0.05% | 00.0% | Unchanged |
| Ieq Capital, LLC | 31,364 | $102.9K | 0.00% | −1,600−4.9% | Reduced |
| Journey Strategic Wealth LLC | 30,415 | $99.8K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 30,337 | $99.5K | 0.00% | +30,337 | New |
| Raymond James & Associates | 29,714 | $97.5K | 0.00% | −8,862−23.0% | Reduced |
| Qube Research & Technologies Ltd | 29,233 | $95.9K | 0.00% | −17,474−37.4% | Reduced |
| Ameriprise Financial Inc | 28,623 | $93.9K | 0.00% | −2,469−7.9% | Reduced |
| Beaumont Financial Advisors, LLC | 28,500 | $93.5K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 28,243 | $92.6K | 0.00% | +6,241+28.4% | Added |
| Royal Bank of Canada | 27,857 | $92.0K | 0.00% | +21,303+325.0% | Added |
| Romano Brothers and Company | 22,111 | $72.5K | 0.01% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 21,783 | $71.4K | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 21,100 | $69.2K | 0.00% | +5,036+31.3% | Added |
| Marshall Wace, LLP | 20,186 | $66.2K | 0.00% | +20,186 | New |
| First Heartland Consultants, Inc. | 19,769 | $64.8K | 0.01% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 18,272 | $59.9K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 18,215 | $59.7K | 0.00% | +284+1.6% | Added |
| Commonwealth Equity Services, LLC | 16,799 | $55.0K | 0.00% | +14+0.1% | Added |
| TownSquare Capital, LLC | 16,648 | $54.6K | 0.00% | +2,250+15.6% | Added |
| Cetera Advisor Networks LLC | 15,686 | $51.5K | 0.00% | −974−5.8% | Reduced |
| MTM Investment Management, LLC | 15,588 | $51.1K | 0.02% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 14,800 | $50.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 15,213 | $49.9K | 0.00% | +3,908+34.6% | Added |
| Lokken Investment Group LLC | 14,467 | $47.5K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 13,491 | $44.2K | 0.00% | −6,631−33.0% | Reduced |
| D. E. Shaw & Co., Inc. | 13,016 | $42.7K | 0.00% | +13,016 | New |
| International Assets Investment Management, LLC | 12,750 | $41.8K | 0.01% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $39.5K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,994 | $39.0K | 0.00% | −1,222−9.2% | Reduced |
| First Republic Investment Management, Inc. | 10,000 | $32.8K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 8,213 | $27.0K | 0.00% | +13+0.2% | Added |
| Lazard Asset Management LLC | 7,183 | $23.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 5,195 | $17.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,791 | $15.7K | 0.00% | −7,450−60.9% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,813 | $12.5K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 3,813 | $12.5K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,907 | $6.25K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 985 | $3.23K | 0.00% | −234−19.2% | Reduced |
| Harbour Investments, Inc. | 544 | $1.79K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 217 | $712 | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 93 | $306 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $226 | 0.00% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 0 | $0 | 0.00% | −135,632−100.0% | Sold out |
| Muzinich & Co., Inc. | 0 | $0 | 0.00% | −135,632−100.0% | Sold out |
| Avidian Wealth Solutions, LLC | 0 | $0 | 0.00% | −18,896−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −16,493−100.0% | Sold out |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −10,109−100.0% | Sold out |
| Texas Yale Capital Corp. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −3,123−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −3,037−100.0% | Sold out |
| Kalos Management, Inc. | 0 | $0 | 0.00% | −2,175−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −398−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −48−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |