BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in BlackRock Capital Investment Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +10 vs. Q3 2021
- Shares held
- 16.9M
- −1.62M (−8.8%) vs. Q3 2021
- Total value
- $67.7M
- −$3.97M (−5.5%) vs. Q3 2021
- New holders
- 19
- 17 more added
- Sold out
- 9
- 27 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 5,140,256 | $20.6M | 0.58% | +551,412+12.0% | Added |
| Telemus Capital, LLC | 2,439,815 | $9.76M | 0.79% | −376,137−13.4% | Reduced |
| LSV Asset Management | 1,041,212 | $4.17M | 0.01% | −257,430−19.8% | Reduced |
| Zeke Capital Advisors, LLC | 713,023 | $2.85M | 0.17% | +24,739+3.6% | Added |
| Two Sigma Advisers, LP | 683,801 | $2.73M | 0.01% | −2830.0% | Reduced |
| Two Sigma Investments, LP | 597,164 | $2.39M | 0.01% | −40,005−6.3% | Reduced |
| Transcend Wealth Collective, LLC | 525,175 | $2.10M | 0.19% | +78,188+17.5% | Added |
| BlackRock Inc. | 521,727 | $2.09M | 0.00% | +59,111+12.8% | Added |
| New England Asset Management Inc | 443,493 | $1.77M | 0.03% | 00.0% | Unchanged |
| Legal & General Group Plc | 428,431 | $1.72M | 0.00% | −26,174−5.8% | Reduced |
| Mackenzie Financial Corp | 341,828 | $1.37M | 0.00% | +767+0.2% | Added |
| Condor Capital Management | 245,741 | $983.0K | 0.11% | +26,051+11.9% | Added |
| Morgan Stanley | 243,725 | $975.0K | 0.00% | −89,049−26.8% | Reduced |
| Advisors Capital Management, LLC | 237,699 | $951.0K | 0.03% | −993−0.4% | Reduced |
| Wells Fargo & Company | 226,589 | $906.0K | 0.00% | −187,091−45.2% | Reduced |
| Neuberger Berman Group LLC | 191,185 | $765.0K | 0.00% | +21,709+12.8% | Added |
| Virtus ETF Advisers LLC | 190,818 | $763.0K | 0.29% | −46,509−19.6% | Reduced |
| Watershed Asset Management, L.L.C. | 189,878 | $760.0K | 0.68% | +189,878 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 180,950 | $724.0K | 0.00% | −118,037−39.5% | Reduced |
| Muzinich & Co., Inc. | 180,950 | $724.0K | 0.50% | −118,037−39.5% | Reduced |
| Larson Financial Group LLC | 172,035 | $688.0K | 0.11% | +172,035 | New |
| Blair William & Co | 149,132 | $597.0K | 0.00% | +149,132 | New |
| Millennium Management LLC | 121,018 | $484.0K | 0.00% | −441,404−78.5% | Reduced |
| D. E. Shaw & Co., Inc. | 119,470 | $478.0K | 0.00% | −85,350−41.7% | Reduced |
| Claraphi Advisory Network, LLC | 103,285 | $413.0K | 0.14% | +12,998+14.4% | Added |
| First Manhattan Co | 95,000 | $380.0K | 0.00% | −345,411−78.4% | Reduced |
| LPL Financial LLC | 78,820 | $315.0K | 0.00% | +3,748+5.0% | Added |
| Aj Wealth Strategies, LLC | 78,021 | $312.0K | 0.01% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 71,661 | $287.0K | 0.01% | −35,043−32.8% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 70,107 | $280.0K | 0.30% | −6,944−9.0% | Reduced |
| Clifford Swan Investment Counsel LLC | 56,663 | $227.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 53,985 | $216.0K | 0.00% | +14,768+37.7% | Added |
| Commonwealth Equity Services, LLC | 53,726 | $214.0K | 0.00% | −80,603−60.0% | Reduced |
| Evoke Wealth, LLC | 47,000 | $193.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 44,964 | $179.0K | 0.00% | +14,097+45.7% | Added |
| Joel Isaacson & Co., LLC | 43,586 | $174.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 43,143 | $173.0K | 0.00% | +4,220+10.8% | Added |
| Ieq Capital, LLC | 42,597 | $170.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 39,331 | $157.0K | 0.00% | −5,156−11.6% | Reduced |
| Bank of America Corp | 36,406 | $146.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 34,909 | $140.0K | 0.00% | +3,806+12.2% | Added |
| Envestnet Asset Management Inc | 33,681 | $135.0K | 0.00% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 31,534 | $126.0K | 0.01% | +31,534 | New |
| Cambridge Investment Research Advisors, Inc. | 30,832 | $123.0K | 0.00% | +30,832 | New |
| Ameriprise Financial Inc | 30,016 | $121.0K | 0.00% | +2,430+8.8% | Added |
| Grove Bank & Trust | 29,201 | $117.0K | 0.02% | 00.0% | Unchanged |
| Marshall Wace, LLP | 27,894 | $112.0K | 0.00% | +27,894 | New |
| Jump Financial, LLC | 25,063 | $100.0K | 0.01% | −18,037−41.8% | Reduced |
| Great West Life Assurance Co | 23,350 | $93.0K | 0.00% | −758−3.1% | Reduced |
| Shufro Rose & Co LLC | 21,783 | $87.0K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 19,399 | $78.0K | 0.00% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 19,500 | $78.0K | 0.05% | +19,500 | New |
| Royal Bank of Canada | 18,595 | $74.0K | 0.00% | −94−0.5% | Reduced |
| Evercore Wealth Management, LLC | 18,272 | $73.0K | 0.00% | +18,272 | New |
| Private Advisor Group, LLC | 17,841 | $71.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 17,558 | $70.0K | 0.01% | +17,558 | New |
| Goldman Sachs Group Inc | 16,678 | $67.0K | 0.00% | −8,447−33.6% | Reduced |
| Creative Planning | 16,814 | $67.0K | 0.00% | 00.0% | Unchanged |
| MTM Investment Management, LLC | 15,588 | $62.0K | 0.03% | 00.0% | Unchanged |
| Spire Wealth Management | 15,047 | $60.0K | 0.00% | +7,685+104.4% | Added |
| Susquehanna International Group, LLP | 14,209 | $57.0K | 0.00% | −109,019−88.5% | Reduced |
| Avidian Wealth Solutions, LLC | 13,396 | $54.0K | 0.00% | +13,396 | New |
| International Assets Investment Management, LLC | 12,750 | $51.0K | 0.01% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 12,800 | $51.0K | 0.00% | +1,300+11.3% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $48.0K | 0.01% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 11,967 | $48.0K | 0.03% | +511+4.5% | Added |
| Texas Yale Capital Corp. | 11,500 | $46.0K | 0.00% | +11,500 | New |
| Victory Capital Management Inc | 10,761 | $43.0K | 0.00% | −354−3.2% | Reduced |
| First Republic Investment Management, Inc. | 10,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Cerity Partners LLC | 10,189 | $40.0K | 0.00% | +10,189 | New |
| Ancora Advisors, LLC | 9,333 | $37.0K | 0.00% | −4,649−33.2% | Reduced |
| Ten Capital Wealth Advisors, LLC | 8,716 | $35.0K | 0.01% | +8,716 | New |
| HighTower Advisors, LLC | 13,349 | $32.0K | 0.00% | +13,349 | New |
| US Bancorp | 6,436 | $26.0K | 0.00% | −1,402−17.9% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,813 | $15.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,245 | $13.0K | 0.00% | −4,437−57.8% | Reduced |
| Geneos Wealth Management Inc. | 2,722 | $10.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,907 | $8.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,400 | $6.00K | 0.01% | +1,400 | New |
| Proequities, Inc. | 577 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 148 | $1.00K | 0.00% | +148 | New |
| Carroll Financial Associates, Inc. | 217 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3 | $0 | 0.00% | +3 | New |
| Chilton Capital Management LLC | 42 | $0 | 0.00% | +42 | New |
| Hudock, Inc. | 23 | $0 | 0.00% | +23 | New |
| Banco BTG Pactual S.A. | 0 | $0 | 0.00% | −362,015−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −257,011−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −55,045−100.0% | Sold out |
| DCM Advisors, LLC | 0 | $0 | 0.00% | −42,905−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −31,798−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −10,442−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −887−100.0% | Sold out |
| Barrett Asset Management, LLC | 0 | $0 | 0.00% | −544−100.0% | Sold out |
| American Portfolios Advisors | 0 | $0 | 0.00% | −217−100.0% | Sold out |
| Rinet Co LLC | – | – | – | – | Not filed |
| Wealth Quarterback LLC | – | – | – | – | Not filed |