BlackRock Capital Investment Corp
BKCCDelisted- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted in 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $63.4M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in BlackRock Capital Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
BKCC is no longer listed, so this page shows Q4 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 85
- −1 vs. Q3 2023
- Shares held
- 16.4M
- +1.34M (+8.9%) vs. Q3 2023
- Total value
- $63.4M
- +$7.63M (+13.7%) vs. Q3 2023
- New holders
- 14
- 25 more added
- Sold out
- 15
- 17 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $63.4M |
| Q3 2023 | 88 | $56.0M |
| Q2 2023 | 80 | $44.3M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,231,172 | $16.4M | 0.40% | 00.0% | Unchanged |
| Almitas Capital LLC | 2,926,685 | $11.3M | 3.90% | +2,072,988+242.8% | Added |
| Telemus Capital, LLC | 1,405,715 | $5.44M | 0.45% | −127,102−8.3% | Reduced |
| Alpine Global Management, LLC | 1,220,000 | $4.72M | 0.70% | +194,452+19.0% | Added |
| Transcend Wealth Collective, LLC | 905,473 | $3.50M | 0.31% | −16,832−1.8% | Reduced |
| Condor Capital Management | 886,024 | $3.43M | 0.37% | +77,137+9.5% | Added |
| Legal & General Group Plc | 552,719 | $2.14M | 0.00% | +14,549+2.7% | Added |
| Morgan Stanley | 480,092 | $1.86M | 0.00% | +256,732+114.9% | Added |
| New England Asset Management Inc | 443,493 | $1.72M | 0.28% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 386,071 | $1.49M | 0.00% | +11,670+3.1% | Added |
| Two Sigma Investments, LP | 363,123 | $1.41M | 0.00% | +4,648+1.3% | Added |
| BlackRock Inc. | 248,871 | $963.1K | 0.00% | −122,209−32.9% | Reduced |
| Watershed Asset Management, L.L.C. | 189,878 | $734.8K | 0.86% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 156,844 | $607.0K | 0.31% | +4,107+2.7% | Added |
| Wells Fargo & Company | 129,398 | $500.8K | 0.00% | −46,033−26.2% | Reduced |
| Susquehanna International Group, LLP | 128,224 | $496.2K | 0.00% | +15,964+14.2% | Added |
| Virtus ETF Advisers LLC | 124,265 | $480.9K | 0.31% | −80,267−39.2% | Reduced |
| Neuberger Berman Group LLC | 124,078 | $480.2K | 0.00% | −178,846−59.0% | Reduced |
| LPL Financial LLC | 75,574 | $292.5K | 0.00% | +37,680+99.4% | Added |
| EHP Funds Inc. | 72,096 | $279.0K | 0.14% | 00.0% | Unchanged |
| Lido Advisors, LLC | 64,164 | $254.7K | 0.00% | +64,164 | New |
| Cerity Partners LLC | 64,687 | $250.4K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 61,087 | $236.4K | 0.23% | 00.0% | Unchanged |
| Great West Life Assurance Co | 61,287 | $235.0K | 0.00% | −10,849−15.0% | Reduced |
| Cercano Management LLC | 56,663 | $219.3K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 49,962 | $193.4K | 0.00% | +7,117+16.6% | Added |
| Evoke Wealth, LLC | 47,000 | $186.6K | 0.37% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 43,936 | $170.0K | 0.01% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 43,586 | $168.7K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 40,804 | $158.0K | 0.00% | +7,700+23.3% | Added |
| D.A. Davidson & Co. | 39,640 | $153.4K | 0.00% | +3,000+8.2% | Added |
| Triumph Capital Management | 37,701 | $149.7K | 0.06% | +200+0.5% | Added |
| Lakeridge Wealth Management LLC | 33,972 | $131.5K | 0.10% | +33,972 | New |
| Atomi Financial Group, Inc. | 32,384 | $125.3K | 0.02% | −1,378−4.1% | Reduced |
| UBS Group AG | 30,844 | $119.4K | 0.00% | +2,147+7.5% | Added |
| Journey Strategic Wealth LLC | 30,415 | $117.7K | 0.01% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 30,105 | $116.5K | 0.01% | +793+2.7% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 30,000 | $116.1K | 0.00% | +30,000 | New |
| Raymond James & Associates | 29,758 | $115.2K | 0.00% | +44+0.1% | Added |
| D. E. Shaw & Co., Inc. | 29,034 | $112.4K | 0.00% | −5,802−16.7% | Reduced |
| Jump Financial, LLC | 24,900 | $96.4K | 0.00% | +24,900 | New |
| Romano Brothers and Company | 22,111 | $85.6K | 0.01% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 20,691 | $80.1K | 0.00% | +90+0.4% | Added |
| JPMorgan Chase & Co | 20,000 | $77.4K | 0.00% | +20,000 | New |
| Advisor Group Holdings, Inc. | 19,992 | $77.4K | 0.00% | −19,412−49.3% | Reduced |
| First Heartland Consultants, Inc. | 19,769 | $76.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 19,523 | $75.6K | 0.00% | +789+4.2% | Added |
| HighTower Advisors, LLC | 19,248 | $74.0K | 0.00% | +209+1.1% | Added |
| Shufro Rose & Co LLC | 19,061 | $70.7K | 0.01% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 18,272 | $70.7K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 17,671 | $68.4K | 0.00% | +985+5.9% | Added |
| JBR Co Financial Management Inc | 17,350 | $67.1K | 0.06% | +17,350 | New |
| Commonwealth Equity Services, LLC | 17,040 | $66.0K | 0.00% | +812+5.0% | Added |
| XTX Topco Ltd | 16,842 | $65.2K | 0.01% | +16,842 | New |
| Brevan Howard Capital Management LP | 15,818 | $61.2K | 0.01% | +15,818 | New |
| MTM Investment Management, LLC | 15,588 | $60.3K | 0.03% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 15,160 | $58.7K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 14,480 | $56.0K | 0.00% | +2,500+20.9% | Added |
| Ieq Capital, LLC | 14,227 | $55.1K | 0.00% | −10,595−42.7% | Reduced |
| Narwhal Capital Management | 13,846 | $53.6K | 0.01% | +13,846 | New |
| International Assets Investment Management, LLC | 12,768 | $49.4K | 0.01% | +18+0.1% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $46.6K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,135 | $43.1K | 0.00% | −4,078−26.8% | Reduced |
| Lokken Investment Group LLC | 10,476 | $40.5K | 0.02% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 8,681 | $33.6K | 0.02% | +8,681 | New |
| LSV Asset Management | 8,213 | $32.0K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 6,443 | $24.9K | 0.02% | +6,443 | New |
| Tower Research Capital LLC (TRC) | 5,200 | $20.1K | 0.00% | −4,435−46.0% | Reduced |
| US Bancorp | 5,195 | $20.1K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,034 | $19.5K | 0.00% | −107−2.1% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,813 | $14.8K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 3,623 | $14.0K | 0.00% | −9,908−73.2% | Reduced |
| Qube Research & Technologies Ltd | 2,584 | $10.0K | 0.00% | −8,107−75.8% | Reduced |
| Sound Income Strategies, LLC | 1,907 | $7.38K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,200 | $4.64K | 0.00% | +1,200 | New |
| Evolution Advisers, Inc. | 746 | $3.00K | 0.00% | +746 | New |
| Provence Wealth Management Group | 653 | $2.53K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 544 | $2.11K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 328 | $1.27K | 0.00% | +328 | New |
| Salomon & Ludwin, LLC | 237 | $879 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 217 | $840 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 205 | $795 | 0.00% | +5+2.5% | Added |
| Tortoise Investment Management, LLC | 93 | $360 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $267 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2 | $0 | 0.00% | −126−98.4% | Reduced |
| Sagefield Capital LP | 0 | $0 | 0.00% | −179,347−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −155,449−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −139,924−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −132,974−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −72,137−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −69,840−100.0% | Sold out |
| Grove Bank & Trust | 0 | $0 | 0.00% | −68,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −59,065−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −38,223−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −29,388−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −16,648−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −12,548−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −7,183−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −381−100.0% | Sold out |
| Hibernia Wealth Partners, LLC | 0 | $0 | 0.00% | −174−100.0% | Sold out |