BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in BlackRock Capital Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- +7 vs. Q4 2022
- Shares held
- 13.1M
- −862.9K (−6.2%) vs. Q4 2022
- Total value
- $45.3M
- −$5.38M (−10.6%) vs. Q4 2022
- New holders
- 14
- 18 more added
- Sold out
- 7
- 23 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,264,290 | $14.7M | 0.81% | −124,970−2.8% | Reduced |
| Telemus Capital, LLC | 1,970,345 | $6.80M | 0.60% | −22,300−1.1% | Reduced |
| Transcend Wealth Collective, LLC | 874,691 | $3.02M | 0.32% | +120,394+16.0% | Added |
| Condor Capital Management | 614,714 | $2.12M | 0.27% | +50,015+8.9% | Added |
| Legal & General Group Plc | 498,468 | $1.72M | 0.00% | +12,766+2.6% | Added |
| New England Asset Management Inc | 443,493 | $1.53M | 0.23% | 00.0% | Unchanged |
| BlackRock Inc. | 371,080 | $1.28M | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 343,301 | $1.18M | 0.00% | −6,000−1.7% | Reduced |
| Neuberger Berman Group LLC | 335,220 | $1.16M | 0.00% | +437+0.1% | Added |
| Two Sigma Investments, LP | 236,715 | $816.7K | 0.00% | −104,901−30.7% | Reduced |
| Morgan Stanley | 213,867 | $737.8K | 0.00% | +18,393+9.4% | Added |
| Advisors Capital Management, LLC | 209,022 | $721.0K | 0.02% | −6,651−3.1% | Reduced |
| Mackenzie Financial Corp | 203,965 | $703.7K | 0.00% | +58,688+40.4% | Added |
| Watershed Asset Management, L.L.C. | 189,878 | $655.1K | 0.79% | 00.0% | Unchanged |
| Wells Fargo & Company | 187,025 | $645.2K | 0.00% | +5,214+2.9% | Added |
| Millennium Management LLC | 152,719 | $527.0K | 0.00% | −65,689−30.1% | Reduced |
| Samalin Investment Counsel, LLC | 151,128 | $521.4K | 0.31% | +781+0.5% | Added |
| Almitas Capital LLC | 149,801 | $516.8K | 0.25% | −467,213−75.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 135,632 | $467.9K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 135,632 | $467.9K | 0.40% | 00.0% | Unchanged |
| LPL Financial LLC | 75,752 | $261.3K | 0.00% | −1,891−2.4% | Reduced |
| Grove Bank & Trust | 68,000 | $234.6K | 0.05% | −34,516−33.7% | Reduced |
| Great West Life Assurance Co | 65,069 | $225.0K | 0.00% | −15,958−19.7% | Reduced |
| Claybrook Capital, LLC | 64,164 | $221.4K | 0.12% | +8,905+16.1% | Added |
| Citadel Advisors LLC | 64,074 | $221.1K | 0.00% | −41,360−39.2% | Reduced |
| Aj Wealth Strategies, LLC | 64,066 | $221.0K | 0.01% | 00.0% | Unchanged |
| Cercano Management LLC | 56,663 | $195.5K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 47,000 | $166.8K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 46,707 | $161.1K | 0.00% | +46,707 | New |
| Joel Isaacson & Co., LLC | 43,586 | $150.4K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 42,207 | $145.6K | 0.00% | +697+1.7% | Added |
| Squarepoint Ops LLC | 38,837 | $134.0K | 0.00% | +38,837 | New |
| Raymond James & Associates | 38,576 | $133.1K | 0.00% | −1,719−4.3% | Reduced |
| UBS Group AG | 37,449 | $129.2K | 0.00% | −7,553−16.8% | Reduced |
| Advisor Group Holdings, Inc. | 35,861 | $123.9K | 0.00% | −41,343−53.6% | Reduced |
| D.A. Davidson & Co. | 33,629 | $116.0K | 0.00% | +288+0.9% | Added |
| Virtus ETF Advisers LLC | 33,485 | $115.5K | 0.06% | −81,983−71.0% | Reduced |
| Ieq Capital, LLC | 32,964 | $113.7K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 32,625 | $112.6K | 0.06% | +32,625 | New |
| Ameriprise Financial Inc | 31,092 | $107.3K | 0.00% | +2,454+8.6% | Added |
| Journey Strategic Wealth LLC | 30,415 | $104.9K | 0.01% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 28,500 | $98.3K | 0.01% | +28,500 | New |
| Romano Brothers and Company | 22,111 | $76.3K | 0.01% | +1,088+5.2% | Added |
| Northern Trust Corp | 22,002 | $75.9K | 0.00% | −1,582−6.7% | Reduced |
| Shufro Rose & Co LLC | 21,783 | $75.2K | 0.01% | +2,722+14.3% | Added |
| Advisory Services Network, LLC | 20,122 | $69.4K | 0.00% | +79+0.4% | Added |
| First Heartland Consultants, Inc. | 19,769 | $68.2K | 0.01% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 18,896 | $65.2K | 0.00% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 18,272 | $63.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 17,931 | $61.9K | 0.00% | +663+3.8% | Added |
| Cetera Advisor Networks LLC | 16,660 | $57.5K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,785 | $57.0K | 0.00% | −988−5.6% | Reduced |
| Jane Street Group, LLC | 16,493 | $56.9K | 0.00% | +16,493 | New |
| Jump Financial, LLC | 16,064 | $55.4K | 0.00% | −18,236−53.2% | Reduced |
| MTM Investment Management, LLC | 15,588 | $53.8K | 0.03% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 14,800 | $52.5K | 0.02% | +14,800 | New |
| Lokken Investment Group LLC | 14,467 | $49.9K | 0.04% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 14,398 | $49.7K | 0.00% | −7,049−32.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 13,216 | $46.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 12,750 | $44.0K | 0.01% | −10,369−44.9% | Reduced |
| Tower Research Capital LLC (TRC) | 12,241 | $42.0K | 0.00% | +6,704+121.1% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $41.6K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,305 | $39.0K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 10,448 | $36.0K | 0.00% | +10,448 | New |
| Sawtooth Solutions, LLC | 10,109 | $34.9K | 0.00% | +10,109 | New |
| Texas Yale Capital Corp. | 10,000 | $34.5K | 0.00% | −2,500−20.0% | Reduced |
| First Republic Investment Management, Inc. | 10,000 | $34.5K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 8,200 | $28.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 7,183 | $24.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,554 | $23.0K | 0.00% | −926−12.4% | Reduced |
| US Bancorp | 5,195 | $17.9K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,813 | $13.2K | 0.00% | +3,813 | New |
| Global Retirement Partners, LLC | 3,813 | $12.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 3,123 | $10.8K | 0.00% | +3,123 | New |
| Ameritas Advisory Services, LLC | 3,037 | $10.3K | 0.00% | +3,037 | New |
| Kalos Management, Inc. | 2,175 | $7.50K | 0.02% | +2,175 | New |
| Sound Income Strategies, LLC | 1,907 | $6.58K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,219 | $4.00K | 0.00% | +1,219 | New |
| Harbour Investments, Inc. | 544 | $1.88K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 398 | $1.00K | 0.00% | +96+31.8% | Added |
| GWM Advisors LLC | 217 | $749 | 0.00% | −4,193−95.1% | Reduced |
| Tortoise Investment Management, LLC | 93 | $322 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $238 | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 48 | $166 | 0.00% | +48 | New |
| FMR LLC | 1 | $3 | 0.00% | 00.0% | Unchanged |
| Greenland Capital Management LP | 0 | $0 | 0.00% | −239,596−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −30,024−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −21,804−100.0% | Sold out |
| Centerpoint Advisors, LLC | 0 | $0 | 0.00% | −2,685−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,142−100.0% | Sold out |
| My Personal CFO, LLC | 0 | $0 | 0.00% | −108−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Zeke Capital Advisors, LLC | – | – | – | – | Not filed |
| Claraphi Advisory Network, LLC | – | – | – | – | Not filed |
| Sanctuary Wealth Management, L.L.C. | – | – | – | – | Not filed |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |