BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in BlackRock Capital Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- +7 vs. Q4 2022
- Shares held
- 13.1M
- −862.9K (−6.2%) vs. Q4 2022
- Total value
- $45.3M
- −$5.38M (−10.6%) vs. Q4 2022
- New holders
- 14
- 18 more added
- Sold out
- 7
- 23 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $3 | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 48 | $166 | 0.00% | +48 | New |
| Key Financial Inc | 69 | $238 | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 93 | $322 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 217 | $749 | 0.00% | −4,193−95.1% | Reduced |
| Simplex Trading, LLC | 398 | $1.00K | 0.00% | +96+31.8% | Added |
| Harbour Investments, Inc. | 544 | $1.88K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,219 | $4.00K | 0.00% | +1,219 | New |
| Sound Income Strategies, LLC | 1,907 | $6.58K | 0.00% | 00.0% | Unchanged |
| Kalos Management, Inc. | 2,175 | $7.50K | 0.02% | +2,175 | New |
| Ameritas Advisory Services, LLC | 3,037 | $10.3K | 0.00% | +3,037 | New |
| Huntington National Bank | 3,123 | $10.8K | 0.00% | +3,123 | New |
| Global Retirement Partners, LLC | 3,813 | $12.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,813 | $13.2K | 0.00% | +3,813 | New |
| US Bancorp | 5,195 | $17.9K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,554 | $23.0K | 0.00% | −926−12.4% | Reduced |
| Lazard Asset Management LLC | 7,183 | $24.0K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 8,200 | $28.0K | 0.00% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 10,000 | $34.5K | 0.00% | −2,500−20.0% | Reduced |
| First Republic Investment Management, Inc. | 10,000 | $34.5K | 0.00% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 10,109 | $34.9K | 0.00% | +10,109 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 10,448 | $36.0K | 0.00% | +10,448 | New |
| Private Advisor Group, LLC | 11,305 | $39.0K | 0.00% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $41.6K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 12,241 | $42.0K | 0.00% | +6,704+121.1% | Added |
| International Assets Investment Management, LLC | 12,750 | $44.0K | 0.01% | −10,369−44.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 13,216 | $46.0K | 0.00% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 14,398 | $49.7K | 0.00% | −7,049−32.9% | Reduced |
| Lokken Investment Group LLC | 14,467 | $49.9K | 0.04% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 14,800 | $52.5K | 0.02% | +14,800 | New |
| MTM Investment Management, LLC | 15,588 | $53.8K | 0.03% | 00.0% | Unchanged |
| Jump Financial, LLC | 16,064 | $55.4K | 0.00% | −18,236−53.2% | Reduced |
| Jane Street Group, LLC | 16,493 | $56.9K | 0.00% | +16,493 | New |
| Commonwealth Equity Services, LLC | 16,785 | $57.0K | 0.00% | −988−5.6% | Reduced |
| Cetera Advisor Networks LLC | 16,660 | $57.5K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 17,931 | $61.9K | 0.00% | +663+3.8% | Added |
| Evercore Wealth Management, LLC | 18,272 | $63.0K | 0.00% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 18,896 | $65.2K | 0.00% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 19,769 | $68.2K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 20,122 | $69.4K | 0.00% | +79+0.4% | Added |
| Shufro Rose & Co LLC | 21,783 | $75.2K | 0.01% | +2,722+14.3% | Added |
| Northern Trust Corp | 22,002 | $75.9K | 0.00% | −1,582−6.7% | Reduced |
| Romano Brothers and Company | 22,111 | $76.3K | 0.01% | +1,088+5.2% | Added |
| Beaumont Financial Advisors, LLC | 28,500 | $98.3K | 0.01% | +28,500 | New |
| Journey Strategic Wealth LLC | 30,415 | $104.9K | 0.01% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 31,092 | $107.3K | 0.00% | +2,454+8.6% | Added |
| Atomi Financial Group, Inc. | 32,625 | $112.6K | 0.06% | +32,625 | New |
| Ieq Capital, LLC | 32,964 | $113.7K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 33,485 | $115.5K | 0.06% | −81,983−71.0% | Reduced |
| D.A. Davidson & Co. | 33,629 | $116.0K | 0.00% | +288+0.9% | Added |
| Advisor Group Holdings, Inc. | 35,861 | $123.9K | 0.00% | −41,343−53.6% | Reduced |
| UBS Group AG | 37,449 | $129.2K | 0.00% | −7,553−16.8% | Reduced |
| Raymond James & Associates | 38,576 | $133.1K | 0.00% | −1,719−4.3% | Reduced |
| Squarepoint Ops LLC | 38,837 | $134.0K | 0.00% | +38,837 | New |
| Bank of America Corp | 42,207 | $145.6K | 0.00% | +697+1.7% | Added |
| Joel Isaacson & Co., LLC | 43,586 | $150.4K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 46,707 | $161.1K | 0.00% | +46,707 | New |
| Evoke Wealth, LLC | 47,000 | $166.8K | 0.01% | 00.0% | Unchanged |
| Cercano Management LLC | 56,663 | $195.5K | 0.01% | 00.0% | Unchanged |
| Aj Wealth Strategies, LLC | 64,066 | $221.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 64,074 | $221.1K | 0.00% | −41,360−39.2% | Reduced |
| Claybrook Capital, LLC | 64,164 | $221.4K | 0.12% | +8,905+16.1% | Added |
| Great West Life Assurance Co | 65,069 | $225.0K | 0.00% | −15,958−19.7% | Reduced |
| Grove Bank & Trust | 68,000 | $234.6K | 0.05% | −34,516−33.7% | Reduced |
| LPL Financial LLC | 75,752 | $261.3K | 0.00% | −1,891−2.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 135,632 | $467.9K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 135,632 | $467.9K | 0.40% | 00.0% | Unchanged |
| Almitas Capital LLC | 149,801 | $516.8K | 0.25% | −467,213−75.7% | Reduced |
| Samalin Investment Counsel, LLC | 151,128 | $521.4K | 0.31% | +781+0.5% | Added |
| Millennium Management LLC | 152,719 | $527.0K | 0.00% | −65,689−30.1% | Reduced |
| Wells Fargo & Company | 187,025 | $645.2K | 0.00% | +5,214+2.9% | Added |
| Watershed Asset Management, L.L.C. | 189,878 | $655.1K | 0.79% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 203,965 | $703.7K | 0.00% | +58,688+40.4% | Added |
| Advisors Capital Management, LLC | 209,022 | $721.0K | 0.02% | −6,651−3.1% | Reduced |
| Morgan Stanley | 213,867 | $737.8K | 0.00% | +18,393+9.4% | Added |
| Two Sigma Investments, LP | 236,715 | $816.7K | 0.00% | −104,901−30.7% | Reduced |
| Neuberger Berman Group LLC | 335,220 | $1.16M | 0.00% | +437+0.1% | Added |
| Two Sigma Advisers, LP | 343,301 | $1.18M | 0.00% | −6,000−1.7% | Reduced |
| BlackRock Inc. | 371,080 | $1.28M | 0.00% | 00.0% | Unchanged |
| New England Asset Management Inc | 443,493 | $1.53M | 0.23% | 00.0% | Unchanged |
| Legal & General Group Plc | 498,468 | $1.72M | 0.00% | +12,766+2.6% | Added |
| Condor Capital Management | 614,714 | $2.12M | 0.27% | +50,015+8.9% | Added |
| Transcend Wealth Collective, LLC | 874,691 | $3.02M | 0.32% | +120,394+16.0% | Added |
| Telemus Capital, LLC | 1,970,345 | $6.80M | 0.60% | −22,300−1.1% | Reduced |
| Ares Management LLC | 4,264,290 | $14.7M | 0.81% | −124,970−2.8% | Reduced |
| Greenland Capital Management LP | 0 | $0 | 0.00% | −239,596−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −30,024−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −21,804−100.0% | Sold out |
| Centerpoint Advisors, LLC | 0 | $0 | 0.00% | −2,685−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,142−100.0% | Sold out |
| My Personal CFO, LLC | 0 | $0 | 0.00% | −108−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Zeke Capital Advisors, LLC | – | – | – | – | Not filed |
| Claraphi Advisory Network, LLC | – | – | – | – | Not filed |
| Sanctuary Wealth Management, L.L.C. | – | – | – | – | Not filed |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |