BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in BlackRock Capital Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 79
- −4 vs. Q2 2022
- Shares held
- 14.2M
- −789.8K (−5.3%) vs. Q2 2022
- Total value
- $48.1M
- −$6.84M (−12.5%) vs. Q2 2022
- New holders
- 8
- 19 more added
- Sold out
- 12
- 20 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,709,876 | $16.0M | 0.74% | −50,428−1.1% | Reduced |
| Telemus Capital, LLC | 2,077,301 | $7.04M | 0.72% | −34,016−1.6% | Reduced |
| Zeke Capital Advisors, LLC | 713,023 | $2.42M | 0.18% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 665,754 | $2.26M | 0.25% | +16,133+2.5% | Added |
| Condor Capital Management | 477,089 | $1.62M | 0.21% | +34,763+7.9% | Added |
| Legal & General Group Plc | 472,939 | $1.60M | 0.00% | +38,280+8.8% | Added |
| New England Asset Management Inc | 443,493 | $1.50M | 0.03% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 398,392 | $1.35M | 0.00% | +23,436+6.3% | Added |
| BlackRock Inc. | 371,080 | $1.26M | 0.00% | +901+0.2% | Added |
| Two Sigma Advisers, LP | 342,601 | $1.16M | 0.00% | −197,200−36.5% | Reduced |
| Two Sigma Investments, LP | 289,953 | $983.0K | 0.00% | −105,030−26.6% | Reduced |
| Advisors Capital Management, LLC | 215,673 | $820.0K | 0.02% | −12,850−5.6% | Reduced |
| Morgan Stanley | 239,410 | $811.0K | 0.00% | +6,861+3.0% | Added |
| Watershed Asset Management, L.L.C. | 189,878 | $644.0K | 0.84% | 00.0% | Unchanged |
| Almitas Capital LLC | 167,779 | $569.0K | 0.43% | −114,714−40.6% | Reduced |
| Mackenzie Financial Corp | 159,297 | $540.0K | 0.00% | −40,091−20.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,470 | $530.0K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 156,470 | $529.0K | 0.51% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 149,712 | $508.0K | 0.01% | +3,638+2.5% | Added |
| Virtus ETF Advisers LLC | 142,346 | $483.0K | 0.19% | −43,994−23.6% | Reduced |
| Wells Fargo & Company | 126,547 | $429.0K | 0.00% | −108,909−46.3% | Reduced |
| Grove Bank & Trust | 102,516 | $348.0K | 0.09% | +60,846+146.0% | Added |
| First Manhattan Co | 95,000 | $322.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 80,399 | $271.0K | 0.00% | +1,405+1.8% | Added |
| LPL Financial LLC | 77,873 | $264.0K | 0.00% | +1,132+1.5% | Added |
| Claraphi Advisory Network, LLC | 72,823 | $247.0K | 0.13% | −36,646−33.5% | Reduced |
| Advisor Group Holdings, Inc. | 71,766 | $244.0K | 0.00% | +7,757+12.1% | Added |
| Sanctuary Wealth Management, L.L.C. | 63,918 | $217.0K | 0.28% | 00.0% | Unchanged |
| Aj Wealth Strategies, LLC | 64,066 | $217.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 63,146 | $214.0K | 0.00% | +288+0.5% | Added |
| Clifford Swan Investment Counsel LLC | 56,663 | $192.0K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 47,000 | $164.0K | 0.01% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 43,586 | $148.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 41,510 | $141.0K | 0.00% | +6,275+17.8% | Added |
| UBS Group AG | 39,313 | $134.0K | 0.00% | +2,542+6.9% | Added |
| D.A. Davidson & Co. | 38,753 | $131.0K | 0.00% | +271+0.7% | Added |
| Ameriprise Financial Inc | 35,936 | $121.0K | 0.00% | −469−1.3% | Reduced |
| Ieq Capital, LLC | 32,964 | $112.0K | 0.00% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 30,415 | $103.0K | 0.01% | −1,172−3.7% | Reduced |
| Northern Trust Corp | 29,291 | $99.0K | 0.00% | +4,923+20.2% | Added |
| Wealthcare Advisory Partners LLC | 28,024 | $95.0K | 0.01% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 26,416 | $90.0K | 0.07% | +38+0.1% | Added |
| D. E. Shaw & Co., Inc. | 23,312 | $79.0K | 0.00% | −5,606−19.4% | Reduced |
| Romano Brothers and Company | 22,656 | $77.0K | 0.01% | +22,656 | New |
| Shufro Rose & Co LLC | 21,783 | $74.0K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 19,834 | $67.0K | 0.00% | +19,834 | New |
| Avidian Wealth Solutions, LLC | 18,896 | $64.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 18,479 | $63.0K | 0.00% | +4,342+30.7% | Added |
| Evercore Wealth Management, LLC | 18,272 | $62.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,761 | $60.0K | 0.00% | −93−0.5% | Reduced |
| Creative Planning | 16,814 | $57.0K | 0.00% | 00.0% | Unchanged |
| MTM Investment Management, LLC | 15,588 | $53.0K | 0.03% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 15,463 | $52.0K | 0.00% | −5,297−25.5% | Reduced |
| Lokken Investment Group LLC | 14,467 | $49.0K | 0.04% | +14,467 | New |
| International Assets Investment Management, LLC | 12,750 | $43.0K | 0.01% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 12,500 | $42.0K | 0.00% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $41.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,074 | $40.0K | 0.00% | +12,074 | New |
| Private Advisor Group, LLC | 11,305 | $38.0K | 0.00% | −38−0.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,543 | $36.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 10,245 | $35.0K | 0.00% | +216+2.2% | Added |
| First Republic Investment Management, Inc. | 10,000 | $34.0K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 8,200 | $28.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 7,183 | $24.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 5,975 | $20.0K | 0.00% | −2,775−31.7% | Reduced |
| US Bancorp | 5,195 | $18.0K | 0.00% | +5,195 | New |
| GPS Wealth Strategies Group, LLC | 3,813 | $13.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,112 | $7.00K | 0.00% | −24,953−92.2% | Reduced |
| Sound Income Strategies, LLC | 1,907 | $6.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,100 | $4.00K | 0.00% | −400−26.7% | Reduced |
| Harbour Investments, Inc. | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 130 | $1.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 23 | $0 | 0.00% | −474−95.4% | Reduced |
| Tortoise Investment Management, LLC | 93 | $0 | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Citigroup Inc | 5 | $0 | 0.00% | +5 | New |
| Cetera Advisors LLC | 17,278 | $0 | 0.00% | +17,278 | New |
| Ten Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −8,716−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −137,660−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −87,358−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −38,000−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −16,926−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −10,360−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −7,611−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,722−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| First Command Bank | 0 | $0 | 0.00% | −67−100.0% | Sold out |
| First Command Financial Services, Inc. | 0 | $0 | 0.00% | −67−100.0% | Sold out |