BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in BlackRock Capital Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 79
- −4 vs. Q2 2022
- Shares held
- 14.2M
- −789.8K (−5.3%) vs. Q2 2022
- Total value
- $48.1M
- −$6.84M (−12.5%) vs. Q2 2022
- New holders
- 8
- 19 more added
- Sold out
- 12
- 20 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hudock, Inc. | 23 | $0 | 0.00% | −474−95.4% | Reduced |
| Tortoise Investment Management, LLC | 93 | $0 | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Citigroup Inc | 5 | $0 | 0.00% | +5 | New |
| Cetera Advisors LLC | 17,278 | $0 | 0.00% | +17,278 | New |
| IFP Advisors, Inc | 130 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,100 | $4.00K | 0.00% | −400−26.7% | Reduced |
| Sound Income Strategies, LLC | 1,907 | $6.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,112 | $7.00K | 0.00% | −24,953−92.2% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,813 | $13.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 5,195 | $18.0K | 0.00% | +5,195 | New |
| Ancora Advisors, LLC | 5,975 | $20.0K | 0.00% | −2,775−31.7% | Reduced |
| Lazard Asset Management LLC | 7,183 | $24.0K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 8,200 | $28.0K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 10,000 | $34.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 10,245 | $35.0K | 0.00% | +216+2.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 10,543 | $36.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,305 | $38.0K | 0.00% | −38−0.3% | Reduced |
| HighTower Advisors, LLC | 12,074 | $40.0K | 0.00% | +12,074 | New |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $41.0K | 0.01% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 12,500 | $42.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 12,750 | $43.0K | 0.01% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 14,467 | $49.0K | 0.04% | +14,467 | New |
| Cambridge Investment Research Advisors, Inc. | 15,463 | $52.0K | 0.00% | −5,297−25.5% | Reduced |
| MTM Investment Management, LLC | 15,588 | $53.0K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 16,814 | $57.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,761 | $60.0K | 0.00% | −93−0.5% | Reduced |
| Evercore Wealth Management, LLC | 18,272 | $62.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 18,479 | $63.0K | 0.00% | +4,342+30.7% | Added |
| Avidian Wealth Solutions, LLC | 18,896 | $64.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 19,834 | $67.0K | 0.00% | +19,834 | New |
| Shufro Rose & Co LLC | 21,783 | $74.0K | 0.01% | 00.0% | Unchanged |
| Romano Brothers and Company | 22,656 | $77.0K | 0.01% | +22,656 | New |
| D. E. Shaw & Co., Inc. | 23,312 | $79.0K | 0.00% | −5,606−19.4% | Reduced |
| Samalin Investment Counsel, LLC | 26,416 | $90.0K | 0.07% | +38+0.1% | Added |
| Wealthcare Advisory Partners LLC | 28,024 | $95.0K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 29,291 | $99.0K | 0.00% | +4,923+20.2% | Added |
| Journey Strategic Wealth LLC | 30,415 | $103.0K | 0.01% | −1,172−3.7% | Reduced |
| Ieq Capital, LLC | 32,964 | $112.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 35,936 | $121.0K | 0.00% | −469−1.3% | Reduced |
| D.A. Davidson & Co. | 38,753 | $131.0K | 0.00% | +271+0.7% | Added |
| UBS Group AG | 39,313 | $134.0K | 0.00% | +2,542+6.9% | Added |
| Bank of America Corp | 41,510 | $141.0K | 0.00% | +6,275+17.8% | Added |
| Joel Isaacson & Co., LLC | 43,586 | $148.0K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 47,000 | $164.0K | 0.01% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 56,663 | $192.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 63,146 | $214.0K | 0.00% | +288+0.5% | Added |
| Sanctuary Wealth Management, L.L.C. | 63,918 | $217.0K | 0.28% | 00.0% | Unchanged |
| Aj Wealth Strategies, LLC | 64,066 | $217.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 71,766 | $244.0K | 0.00% | +7,757+12.1% | Added |
| Claraphi Advisory Network, LLC | 72,823 | $247.0K | 0.13% | −36,646−33.5% | Reduced |
| LPL Financial LLC | 77,873 | $264.0K | 0.00% | +1,132+1.5% | Added |
| Great West Life Assurance Co | 80,399 | $271.0K | 0.00% | +1,405+1.8% | Added |
| First Manhattan Co | 95,000 | $322.0K | 0.00% | 00.0% | Unchanged |
| Grove Bank & Trust | 102,516 | $348.0K | 0.09% | +60,846+146.0% | Added |
| Wells Fargo & Company | 126,547 | $429.0K | 0.00% | −108,909−46.3% | Reduced |
| Virtus ETF Advisers LLC | 142,346 | $483.0K | 0.19% | −43,994−23.6% | Reduced |
| Riverbridge Partners LLC | 149,712 | $508.0K | 0.01% | +3,638+2.5% | Added |
| Muzinich & Co., Inc. | 156,470 | $529.0K | 0.51% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,470 | $530.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 159,297 | $540.0K | 0.00% | −40,091−20.1% | Reduced |
| Almitas Capital LLC | 167,779 | $569.0K | 0.43% | −114,714−40.6% | Reduced |
| Watershed Asset Management, L.L.C. | 189,878 | $644.0K | 0.84% | 00.0% | Unchanged |
| Morgan Stanley | 239,410 | $811.0K | 0.00% | +6,861+3.0% | Added |
| Advisors Capital Management, LLC | 215,673 | $820.0K | 0.02% | −12,850−5.6% | Reduced |
| Two Sigma Investments, LP | 289,953 | $983.0K | 0.00% | −105,030−26.6% | Reduced |
| Two Sigma Advisers, LP | 342,601 | $1.16M | 0.00% | −197,200−36.5% | Reduced |
| BlackRock Inc. | 371,080 | $1.26M | 0.00% | +901+0.2% | Added |
| Neuberger Berman Group LLC | 398,392 | $1.35M | 0.00% | +23,436+6.3% | Added |
| New England Asset Management Inc | 443,493 | $1.50M | 0.03% | 00.0% | Unchanged |
| Legal & General Group Plc | 472,939 | $1.60M | 0.00% | +38,280+8.8% | Added |
| Condor Capital Management | 477,089 | $1.62M | 0.21% | +34,763+7.9% | Added |
| Transcend Wealth Collective, LLC | 665,754 | $2.26M | 0.25% | +16,133+2.5% | Added |
| Zeke Capital Advisors, LLC | 713,023 | $2.42M | 0.18% | 00.0% | Unchanged |
| Telemus Capital, LLC | 2,077,301 | $7.04M | 0.72% | −34,016−1.6% | Reduced |
| Ares Management LLC | 4,709,876 | $16.0M | 0.74% | −50,428−1.1% | Reduced |
| Ten Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −8,716−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −137,660−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −87,358−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −38,000−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −16,926−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −10,360−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −7,611−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,722−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| First Command Bank | 0 | $0 | 0.00% | −67−100.0% | Sold out |
| First Command Financial Services, Inc. | 0 | $0 | 0.00% | −67−100.0% | Sold out |