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BlackRock Capital Investment Corp

BKCCDelisted Mar 18, 2024
SEC CIK
0001326003

BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.

13F holders, Q4 2022

Institutional positions in BlackRock Capital Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
82
+3 vs. Q3 2022
Shares held
14.6M
+426.9K (+3.0%) vs. Q3 2022
Total value
$52.9M
+$4.81M (+10.0%) vs. Q3 2022
New holders
16
19 more added
Sold out
13
20 more reduced

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 82 institutions
Q1 2021: 86 institutionsQ2 2021: 87 institutionsQ3 2021: 80 institutionsQ4 2021: 88 institutionsQ1 2022: 88 institutionsQ2 2022: 83 institutionsQ3 2022: 79 institutionsQ4 2022: 82 institutionsQ1 2023: 85 institutionsQ2 2023: 80 institutionsQ3 2023: 88 institutionsQ4 2023: 85 institutionsQ1 2024: 1 institutionQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 1 institutionQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ4 2022: $52.9M
Q1 2021: $76.2MQ2 2021: $83.9MQ3 2021: $71.7MQ4 2021: $67.7MQ1 2022: $69.6MQ2 2022: $54.9MQ3 2022: $48.1MQ4 2022: $52.9MQ1 2023: $45.3MQ2 2023: $43.7MQ3 2023: $54.1MQ4 2023: $60.0MQ1 2024: $1.64MQ2 2024: $0Q3 2024: $0Q4 2024: $328.8KQ1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding BKCC and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20241$328.8K
Q3 20240$0
Q2 20240$0
Q1 20241$1.64M
Q4 202385$60.0M
Q3 202388$54.1M
Q2 202380$43.7M
Q1 202385$45.3M
Q4 202282$52.9M
Q3 202279$48.1M
Q2 202283$54.9M
Q1 202288$69.6M
Q4 202188$67.7M
Q3 202180$71.7M
Q2 202187$83.9M
Q1 202186$76.2M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q3 2022.

Institutions holding BKCC in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Ares Management LLC4,389,260$15.9M0.78%−320,616−6.8%Reduced
Telemus Capital, LLC1,992,645$7.27M0.66%−84,656−4.1%Reduced
Transcend Wealth Collective, LLC754,297$2.73M0.30%+88,543+13.3%Added
Almitas Capital LLC617,014$2.23M1.03%+449,235+267.8%Added
Condor Capital Management564,699$2.04M0.26%+87,610+18.4%Added
Legal & General Group Plc485,702$1.76M0.00%+12,763+2.7%Added
New England Asset Management Inc443,493$1.61M0.03%00.0%Unchanged
Zeke Capital Advisors, LLC409,757$1.48M0.10%−303,266−42.5%Reduced
BlackRock Inc.371,080$1.34M0.00%00.0%Unchanged
Two Sigma Advisers, LP349,301$1.26M0.00%+6,700+2.0%Added
Two Sigma Investments, LP341,616$1.24M0.00%+51,663+17.8%Added
Neuberger Berman Group LLC334,783$1.21M0.00%−63,609−16.0%Reduced
Greenland Capital Management LP239,596$867.3K0.16%+239,596New
Millennium Management LLC218,408$791.0K0.00%+218,408New
Advisors Capital Management, LLC215,673$781.0K0.02%00.0%Unchanged
Morgan Stanley195,474$707.6K0.00%−43,936−18.4%Reduced
Watershed Asset Management, L.L.C.189,878$687.4K0.87%00.0%Unchanged
Wells Fargo & Company181,811$658.2K0.00%+55,264+43.7%Added
Samalin Investment Counsel, LLC150,347$544.3K0.34%+123,931+469.2%Added
Mackenzie Financial Corp145,277$525.9K0.00%−14,020−8.8%Reduced
Claraphi Advisory Network, LLC140,486$508.6K0.20%+67,663+92.9%Added
Sumitomo Mitsui Trust Holdings, Inc.135,632$491.0K0.00%−20,838−13.3%Reduced
Muzinich & Co., Inc.135,632$491.0K0.43%−20,838−13.3%Reduced
Virtus ETF Advisers LLC115,468$418.0K0.22%−26,878−18.9%Reduced
Citadel Advisors LLC105,434$381.7K0.00%+105,434New
Grove Bank & Trust102,516$371.0K0.08%00.0%Unchanged
Great West Life Assurance Co81,027$295.0K0.00%+628+0.8%Added
LPL Financial LLC77,643$281.1K0.00%−230−0.3%Reduced
Advisor Group Holdings, Inc.77,204$280.0K0.00%+5,438+7.6%Added
Aj Wealth Strategies, LLC64,066$232.0K0.01%00.0%Unchanged
Sanctuary Wealth Management, L.L.C.61,087$221.1K0.26%−2,831−4.4%Reduced
Cercano Management LLC56,663$205.1K0.01%+56,663New
Claybrook Capital, LLC55,259$200.0K0.12%+55,259New
Evoke Wealth, LLC47,000$174.8K0.01%00.0%Unchanged
UBS Group AG45,002$162.9K0.00%+5,689+14.5%Added
Joel Isaacson & Co., LLC43,586$157.8K0.01%00.0%Unchanged
Bank of America Corp41,510$150.3K0.00%00.0%Unchanged
Raymond James & Associates40,295$145.9K0.00%−22,851−36.2%Reduced
Jump Financial, LLC34,300$124.2K0.01%+34,300New
D.A. Davidson & Co.33,341$120.7K0.00%−5,412−14.0%Reduced
Ieq Capital, LLC32,964$119.3K0.00%00.0%Unchanged
Journey Strategic Wealth LLC30,415$110.1K0.01%00.0%Unchanged
Wealthcare Advisory Partners LLC30,024$108.7K0.01%+2,000+7.1%Added
Ameriprise Financial Inc28,638$103.0K0.00%−7,298−20.3%Reduced
Northern Trust Corp23,584$85.4K0.00%−5,707−19.5%Reduced
International Assets Investment Management, LLC23,119$83.7K0.01%+10,369+81.3%Added
D. E. Shaw & Co., Inc.21,804$78.9K0.00%−1,508−6.5%Reduced
TownSquare Capital, LLC21,447$77.6K0.00%+21,447New
Romano Brothers and Company21,023$76.1K0.01%−1,633−7.2%Reduced
Advisory Services Network, LLC20,043$72.6K0.00%+209+1.1%Added
First Heartland Consultants, Inc.19,769$71.6K0.01%+19,769New
Shufro Rose & Co LLC19,061$69.0K0.01%−2,722−12.5%Reduced
Avidian Wealth Solutions, LLC18,896$68.4K0.00%00.0%Unchanged
Evercore Wealth Management, LLC18,272$66.1K0.00%00.0%Unchanged
Commonwealth Equity Services, LLC17,773$64.0K0.00%+12+0.1%Added
Creative Planning17,268$62.5K0.00%+454+2.7%Added
Cetera Advisor Networks LLC16,660$60.3K0.00%−1,819−9.8%Reduced
MTM Investment Management, LLC15,588$56.4K0.03%00.0%Unchanged
Lokken Investment Group LLC14,467$52.4K0.04%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.13,216$48.0K0.00%−2,247−14.5%Reduced
Texas Yale Capital Corp.12,500$45.3K0.00%00.0%Unchanged
First National Bank of Mount Dora, Trust Investment Services12,048$44.0K0.01%00.0%Unchanged
First Republic Investment Management, Inc.10,000$36.2K0.00%00.0%Unchanged
LSV Asset Management8,200$30.0K0.00%00.0%Unchanged
Royal Bank of Canada7,480$27.0K0.00%+5,368+254.2%Added
Lazard Asset Management LLC7,183$26.0K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)5,537$20.0K0.00%+5,537New
US Bancorp5,195$18.8K0.00%00.0%Unchanged
GWM Advisors LLC4,410$15.2K0.00%+4,410New
Global Retirement Partners, LLC3,813$13.8K0.00%+3,813New
Centerpoint Advisors, LLC2,685$10.0K0.00%+2,685New
Sound Income Strategies, LLC1,907$6.90K0.00%00.0%Unchanged
Money Concepts Capital Corp1,142$4.13K0.00%+1,142New
Harbour Investments, Inc.544$1.97K0.00%00.0%Unchanged
Simplex Trading, LLC302$1.00K0.00%+302New
My Personal CFO, LLC108$3900.00%+108New
Tortoise Investment Management, LLC93$3370.00%00.0%Unchanged
Key Financial Inc69$2340.00%00.0%Unchanged
Private Advisor Group, LLC11,305$410.00%00.0%Unchanged
Trustcore Financial Services, LLC9$310.00%+1+12.5%Added
FMR LLC1$40.00%00.0%Unchanged
Rockefeller Capital Management L.P.2$00.00%+2New
Riverbridge Partners LLC0$00.00%−149,712−100.0%Sold out
First Manhattan Co0$00.00%−95,000−100.0%Sold out
Clifford Swan Investment Counsel LLC0$00.00%−56,663−100.0%Sold out
HighTower Advisors, LLC0$00.00%−12,074−100.0%Sold out
Raymond James Financial Services Advisors, Inc.0$00.00%−10,543−100.0%Sold out
CIBC Private Wealth Group, LLC0$00.00%−10,245−100.0%Sold out
Ancora Advisors, LLC0$00.00%−5,975−100.0%Sold out
GPS Wealth Strategies Group, LLC0$00.00%−3,813−100.0%Sold out
Aquatic Capital Management LLC0$00.00%−1,100−100.0%Sold out
IFP Advisors, Inc0$00.00%−130−100.0%Sold out
Citigroup Inc0$00.00%−5−100.0%Sold out
Cetera Advisors LLC0$00.00%−17,278−100.0%Sold out
Hudock, Inc.0$00.00%−23−100.0%Sold out