BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in BlackRock Capital Investment Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +2 vs. Q4 2021
- Shares held
- 16.5M
- −382.8K (−2.3%) vs. Q4 2021
- Total value
- $69.6M
- +$1.95M (+2.9%) vs. Q4 2021
- New holders
- 14
- 23 more added
- Sold out
- 12
- 29 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 5,317,586 | $22.4M | 0.85% | +177,330+3.4% | Added |
| Telemus Capital, LLC | 2,388,207 | $10.1M | 0.88% | −51,608−2.1% | Reduced |
| Zeke Capital Advisors, LLC | 713,023 | $3.00M | 0.15% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 624,831 | $2.63M | 0.24% | +99,656+19.0% | Added |
| Two Sigma Advisers, LP | 593,401 | $2.50M | 0.01% | −90,400−13.2% | Reduced |
| Almitas Capital LLC | 552,983 | $2.33M | 1.39% | +552,983 | New |
| Morgan Stanley | 517,060 | $2.18M | 0.00% | +273,335+112.1% | Added |
| Two Sigma Investments, LP | 507,569 | $2.14M | 0.01% | −89,595−15.0% | Reduced |
| New England Asset Management Inc | 443,493 | $1.87M | 0.03% | 00.0% | Unchanged |
| BlackRock Inc. | 434,568 | $1.83M | 0.00% | −87,159−16.7% | Reduced |
| Legal & General Group Plc | 407,350 | $1.72M | 0.00% | −21,081−4.9% | Reduced |
| Condor Capital Management | 330,570 | $1.39M | 0.16% | +84,829+34.5% | Added |
| Mackenzie Financial Corp | 319,316 | $1.34M | 0.00% | −22,512−6.6% | Reduced |
| Neuberger Berman Group LLC | 308,484 | $1.30M | 0.00% | +117,299+61.4% | Added |
| Advisors Capital Management, LLC | 234,667 | $988.0K | 0.03% | −3,032−1.3% | Reduced |
| Wells Fargo & Company | 233,445 | $983.0K | 0.00% | +6,856+3.0% | Added |
| Virtus ETF Advisers LLC | 213,835 | $900.0K | 0.40% | +23,017+12.1% | Added |
| Watershed Asset Management, L.L.C. | 189,878 | $799.0K | 0.81% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,670 | $660.0K | 0.00% | −24,280−13.4% | Reduced |
| Muzinich & Co., Inc. | 156,670 | $659.0K | 0.46% | −24,280−13.4% | Reduced |
| Blair William & Co | 137,660 | $580.0K | 0.00% | −11,472−7.7% | Reduced |
| Claraphi Advisory Network, LLC | 97,615 | $411.0K | 0.12% | −5,670−5.5% | Reduced |
| First Manhattan Co | 95,000 | $399.0K | 0.00% | 00.0% | Unchanged |
| Aj Wealth Strategies, LLC | 78,021 | $328.0K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 77,658 | $327.0K | 0.00% | −1,162−1.5% | Reduced |
| TownSquare Capital, LLC | 74,165 | $312.0K | 0.01% | +2,504+3.5% | Added |
| LSV Asset Management | 68,281 | $287.0K | 0.00% | −972,931−93.4% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 63,918 | $269.0K | 0.30% | −6,189−8.8% | Reduced |
| Raymond James & Associates | 59,203 | $249.0K | 0.00% | +24,294+69.6% | Added |
| Advisor Group Holdings, Inc. | 57,724 | $242.0K | 0.00% | +14,581+33.8% | Added |
| Clifford Swan Investment Counsel LLC | 56,663 | $239.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 48,740 | $205.0K | 0.09% | +48,740 | New |
| Evoke Wealth, LLC | 47,000 | $203.0K | 0.01% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 43,586 | $188.0K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 36,817 | $155.0K | 0.00% | −82,653−69.2% | Reduced |
| Bank of America Corp | 35,929 | $151.0K | 0.00% | −477−1.3% | Reduced |
| UBS Group AG | 34,972 | $147.0K | 0.00% | −19,013−35.2% | Reduced |
| Caxton Associates LP | 33,164 | $140.0K | 0.01% | +33,164 | New |
| Ieq Capital, LLC | 32,964 | $139.0K | 0.00% | −9,633−22.6% | Reduced |
| Royal Bank of Canada | 32,112 | $135.0K | 0.00% | +13,517+72.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 31,947 | $134.0K | 0.00% | +1,115+3.6% | Added |
| Journey Strategic Wealth LLC | 31,560 | $133.0K | 0.01% | +26+0.1% | Added |
| Ameriprise Financial Inc | 29,518 | $125.0K | 0.00% | −498−1.7% | Reduced |
| Grove Bank & Trust | 29,201 | $123.0K | 0.02% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 28,024 | $118.0K | 0.01% | +8,625+44.5% | Added |
| Citadel Advisors LLC | 26,812 | $113.0K | 0.00% | −18,152−40.4% | Reduced |
| Samalin Investment Counsel, LLC | 26,897 | $113.0K | 0.07% | +7,397+37.9% | Added |
| Tudor Investment Corp Et Al | 26,189 | $110.0K | 0.00% | +26,189 | New |
| Great West Life Assurance Co | 24,202 | $108.0K | 0.00% | +852+3.6% | Added |
| Commonwealth Equity Services, LLC | 24,102 | $101.0K | 0.00% | −29,624−55.1% | Reduced |
| Private Advisor Group, LLC | 22,211 | $94.0K | 0.00% | +4,370+24.5% | Added |
| Envestnet Asset Management Inc | 22,026 | $93.0K | 0.00% | −11,655−34.6% | Reduced |
| Northern Trust Corp | 21,962 | $93.0K | 0.00% | +21,962 | New |
| Shufro Rose & Co LLC | 21,783 | $92.0K | 0.01% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 20,000 | $84.0K | 0.01% | +20,000 | New |
| Avidian Wealth Solutions, LLC | 18,896 | $80.0K | 0.00% | +5,500+41.1% | Added |
| Evercore Wealth Management, LLC | 18,272 | $77.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 17,321 | $73.0K | 0.00% | −22,010−56.0% | Reduced |
| Creative Planning | 16,814 | $71.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 16,388 | $69.0K | 0.00% | −290−1.7% | Reduced |
| Lokken Investment Group LLC | 16,879 | $69.0K | 0.05% | +4,912+41.0% | Added |
| MTM Investment Management, LLC | 15,588 | $66.0K | 0.03% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 15,400 | $64.0K | 0.00% | +2,600+20.3% | Added |
| Cetera Advisor Networks LLC | 14,137 | $60.0K | 0.00% | +14,137 | New |
| International Assets Investment Management, LLC | 12,750 | $54.0K | 0.01% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 12,500 | $53.0K | 0.00% | +1,000+8.7% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $51.0K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 12,065 | $51.0K | 0.00% | +12,065 | New |
| EMC Capital Management | 12,066 | $49.0K | 0.04% | +12,066 | New |
| Raymond James Financial Services Advisors, Inc. | 10,888 | $46.0K | 0.00% | +10,888 | New |
| Victory Capital Management Inc | 10,463 | $43.0K | 0.00% | −298−2.8% | Reduced |
| First Republic Investment Management, Inc. | 10,000 | $42.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 14,128 | $41.0K | 0.00% | +779+5.8% | Added |
| Ten Capital Wealth Advisors, LLC | 8,716 | $37.0K | 0.02% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 8,554 | $36.0K | 0.00% | −779−8.3% | Reduced |
| Spire Wealth Management | 7,529 | $32.0K | 0.00% | −7,518−50.0% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,813 | $16.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,722 | $11.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,107 | $9.00K | 0.00% | −1,138−35.1% | Reduced |
| Sound Income Strategies, LLC | 1,907 | $8.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,642 | $7.00K | 0.00% | +1,642 | New |
| Tradewinds Capital Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 497 | $2.00K | 0.00% | +474+2,060.9% | Added |
| IFP Advisors, Inc | 130 | $1.00K | 0.00% | +130 | New |
| FMR LLC | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 5 | $0 | 0.00% | +5 | New |
| Trustcore Financial Services, LLC | 8 | $0 | 0.00% | +8 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −577−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −172,035−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −121,018−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −27,894−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −25,063−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −17,558−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,209−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −10,189−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −6,436−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −148−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |