BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in BlackRock Capital Investment Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +2 vs. Q4 2021
- Shares held
- 16.5M
- −382.8K (−2.3%) vs. Q4 2021
- Total value
- $69.6M
- +$1.95M (+2.9%) vs. Q4 2021
- New holders
- 14
- 23 more added
- Sold out
- 12
- 29 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 5 | $0 | 0.00% | +5 | New |
| Trustcore Financial Services, LLC | 8 | $0 | 0.00% | +8 | New |
| IFP Advisors, Inc | 130 | $1.00K | 0.00% | +130 | New |
| Tradewinds Capital Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 497 | $2.00K | 0.00% | +474+2,060.9% | Added |
| Money Concepts Capital Corp | 1,642 | $7.00K | 0.00% | +1,642 | New |
| Sound Income Strategies, LLC | 1,907 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,107 | $9.00K | 0.00% | −1,138−35.1% | Reduced |
| Geneos Wealth Management Inc. | 2,722 | $11.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,813 | $16.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 7,529 | $32.0K | 0.00% | −7,518−50.0% | Reduced |
| Ancora Advisors, LLC | 8,554 | $36.0K | 0.00% | −779−8.3% | Reduced |
| Ten Capital Wealth Advisors, LLC | 8,716 | $37.0K | 0.02% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 14,128 | $41.0K | 0.00% | +779+5.8% | Added |
| First Republic Investment Management, Inc. | 10,000 | $42.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 10,463 | $43.0K | 0.00% | −298−2.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,888 | $46.0K | 0.00% | +10,888 | New |
| EMC Capital Management | 12,066 | $49.0K | 0.04% | +12,066 | New |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $51.0K | 0.02% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 12,065 | $51.0K | 0.00% | +12,065 | New |
| Texas Yale Capital Corp. | 12,500 | $53.0K | 0.00% | +1,000+8.7% | Added |
| International Assets Investment Management, LLC | 12,750 | $54.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 14,137 | $60.0K | 0.00% | +14,137 | New |
| Schonfeld Strategic Advisors LLC | 15,400 | $64.0K | 0.00% | +2,600+20.3% | Added |
| MTM Investment Management, LLC | 15,588 | $66.0K | 0.03% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 16,388 | $69.0K | 0.00% | −290−1.7% | Reduced |
| Lokken Investment Group LLC | 16,879 | $69.0K | 0.05% | +4,912+41.0% | Added |
| Creative Planning | 16,814 | $71.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 17,321 | $73.0K | 0.00% | −22,010−56.0% | Reduced |
| Evercore Wealth Management, LLC | 18,272 | $77.0K | 0.00% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 18,896 | $80.0K | 0.00% | +5,500+41.1% | Added |
| Merit Financial Group, LLC | 20,000 | $84.0K | 0.01% | +20,000 | New |
| Shufro Rose & Co LLC | 21,783 | $92.0K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 22,026 | $93.0K | 0.00% | −11,655−34.6% | Reduced |
| Northern Trust Corp | 21,962 | $93.0K | 0.00% | +21,962 | New |
| Private Advisor Group, LLC | 22,211 | $94.0K | 0.00% | +4,370+24.5% | Added |
| Commonwealth Equity Services, LLC | 24,102 | $101.0K | 0.00% | −29,624−55.1% | Reduced |
| Great West Life Assurance Co | 24,202 | $108.0K | 0.00% | +852+3.6% | Added |
| Tudor Investment Corp Et Al | 26,189 | $110.0K | 0.00% | +26,189 | New |
| Citadel Advisors LLC | 26,812 | $113.0K | 0.00% | −18,152−40.4% | Reduced |
| Samalin Investment Counsel, LLC | 26,897 | $113.0K | 0.07% | +7,397+37.9% | Added |
| Wealthcare Advisory Partners LLC | 28,024 | $118.0K | 0.01% | +8,625+44.5% | Added |
| Grove Bank & Trust | 29,201 | $123.0K | 0.02% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 29,518 | $125.0K | 0.00% | −498−1.7% | Reduced |
| Journey Strategic Wealth LLC | 31,560 | $133.0K | 0.01% | +26+0.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 31,947 | $134.0K | 0.00% | +1,115+3.6% | Added |
| Royal Bank of Canada | 32,112 | $135.0K | 0.00% | +13,517+72.7% | Added |
| Ieq Capital, LLC | 32,964 | $139.0K | 0.00% | −9,633−22.6% | Reduced |
| Caxton Associates LP | 33,164 | $140.0K | 0.01% | +33,164 | New |
| UBS Group AG | 34,972 | $147.0K | 0.00% | −19,013−35.2% | Reduced |
| Bank of America Corp | 35,929 | $151.0K | 0.00% | −477−1.3% | Reduced |
| D. E. Shaw & Co., Inc. | 36,817 | $155.0K | 0.00% | −82,653−69.2% | Reduced |
| Joel Isaacson & Co., LLC | 43,586 | $188.0K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 47,000 | $203.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 48,740 | $205.0K | 0.09% | +48,740 | New |
| Clifford Swan Investment Counsel LLC | 56,663 | $239.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 57,724 | $242.0K | 0.00% | +14,581+33.8% | Added |
| Raymond James & Associates | 59,203 | $249.0K | 0.00% | +24,294+69.6% | Added |
| Sanctuary Wealth Management, L.L.C. | 63,918 | $269.0K | 0.30% | −6,189−8.8% | Reduced |
| LSV Asset Management | 68,281 | $287.0K | 0.00% | −972,931−93.4% | Reduced |
| TownSquare Capital, LLC | 74,165 | $312.0K | 0.01% | +2,504+3.5% | Added |
| LPL Financial LLC | 77,658 | $327.0K | 0.00% | −1,162−1.5% | Reduced |
| Aj Wealth Strategies, LLC | 78,021 | $328.0K | 0.02% | 00.0% | Unchanged |
| First Manhattan Co | 95,000 | $399.0K | 0.00% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 97,615 | $411.0K | 0.12% | −5,670−5.5% | Reduced |
| Blair William & Co | 137,660 | $580.0K | 0.00% | −11,472−7.7% | Reduced |
| Muzinich & Co., Inc. | 156,670 | $659.0K | 0.46% | −24,280−13.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,670 | $660.0K | 0.00% | −24,280−13.4% | Reduced |
| Watershed Asset Management, L.L.C. | 189,878 | $799.0K | 0.81% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 213,835 | $900.0K | 0.40% | +23,017+12.1% | Added |
| Wells Fargo & Company | 233,445 | $983.0K | 0.00% | +6,856+3.0% | Added |
| Advisors Capital Management, LLC | 234,667 | $988.0K | 0.03% | −3,032−1.3% | Reduced |
| Neuberger Berman Group LLC | 308,484 | $1.30M | 0.00% | +117,299+61.4% | Added |
| Mackenzie Financial Corp | 319,316 | $1.34M | 0.00% | −22,512−6.6% | Reduced |
| Condor Capital Management | 330,570 | $1.39M | 0.16% | +84,829+34.5% | Added |
| Legal & General Group Plc | 407,350 | $1.72M | 0.00% | −21,081−4.9% | Reduced |
| BlackRock Inc. | 434,568 | $1.83M | 0.00% | −87,159−16.7% | Reduced |
| New England Asset Management Inc | 443,493 | $1.87M | 0.03% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 507,569 | $2.14M | 0.01% | −89,595−15.0% | Reduced |
| Morgan Stanley | 517,060 | $2.18M | 0.00% | +273,335+112.1% | Added |
| Almitas Capital LLC | 552,983 | $2.33M | 1.39% | +552,983 | New |
| Two Sigma Advisers, LP | 593,401 | $2.50M | 0.01% | −90,400−13.2% | Reduced |
| Transcend Wealth Collective, LLC | 624,831 | $2.63M | 0.24% | +99,656+19.0% | Added |
| Zeke Capital Advisors, LLC | 713,023 | $3.00M | 0.15% | 00.0% | Unchanged |
| Telemus Capital, LLC | 2,388,207 | $10.1M | 0.88% | −51,608−2.1% | Reduced |
| Ares Management LLC | 5,317,586 | $22.4M | 0.85% | +177,330+3.4% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −577−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −172,035−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −121,018−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −27,894−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −25,063−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −17,558−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,209−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −10,189−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −6,436−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −148−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |