BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in BlackRock Capital Investment Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- −7 vs. Q2 2021
- Shares held
- 18.6M
- −2.79M (−13.1%) vs. Q2 2021
- Total value
- $71.7M
- −$12.2M (−14.5%) vs. Q2 2021
- New holders
- 10
- 21 more added
- Sold out
- 17
- 24 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 4,588,844 | $17.7M | 0.60% | +358,706+8.5% | Added |
| Telemus Capital, LLC | 2,815,952 | $10.8M | 0.92% | −1,456,653−34.1% | Reduced |
| LSV Asset Management | 1,298,642 | $5.00M | 0.01% | −877,394−40.3% | Reduced |
| Zeke Capital Advisors, LLC | 688,284 | $2.65M | 0.15% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 684,084 | $2.63M | 0.01% | −177,700−20.6% | Reduced |
| Two Sigma Investments, LP | 637,169 | $2.45M | 0.01% | −105,285−14.2% | Reduced |
| Millennium Management LLC | 562,422 | $2.17M | 0.00% | +104,874+22.9% | Added |
| Transcend Wealth Collective, LLC | 446,987 | $1.94M | 0.17% | +138,912+45.1% | Added |
| BlackRock Inc. | 462,616 | $1.78M | 0.00% | +36,907+8.7% | Added |
| Legal & General Group Plc | 454,605 | $1.75M | 0.00% | −18,589−3.9% | Reduced |
| New England Asset Management Inc | 443,493 | $1.71M | 0.03% | 00.0% | Unchanged |
| First Manhattan Co | 440,411 | $1.70M | 0.01% | +440,411 | New |
| Wells Fargo & Company | 413,680 | $1.59M | 0.00% | −8,026−1.9% | Reduced |
| Banco BTG Pactual S.A. | 362,015 | $1.39M | 0.60% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 341,061 | $1.31M | 0.00% | +47,429+16.2% | Added |
| Morgan Stanley | 332,774 | $1.28M | 0.00% | −21,547−6.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 298,987 | $1.15M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 298,987 | $1.15M | 0.77% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 257,011 | $989.0K | 0.00% | −746,698−74.4% | Reduced |
| Advisors Capital Management, LLC | 238,692 | $919.0K | 0.03% | −3,633−1.5% | Reduced |
| Virtus ETF Advisers LLC | 237,327 | $914.0K | 0.40% | −3,635−1.5% | Reduced |
| Condor Capital Management | 219,690 | $846.0K | 0.09% | +24,833+12.7% | Added |
| D. E. Shaw & Co., Inc. | 204,820 | $789.0K | 0.00% | −178,415−46.6% | Reduced |
| Neuberger Berman Group LLC | 169,476 | $652.0K | 0.00% | +169,476 | New |
| Commonwealth Equity Services, LLC | 134,329 | $517.0K | 0.00% | −8,817−6.2% | Reduced |
| Susquehanna International Group, LLP | 123,228 | $474.0K | 0.00% | −6,430−5.0% | Reduced |
| TownSquare Capital, LLC | 106,704 | $411.0K | 0.01% | −36,656−25.6% | Reduced |
| Claraphi Advisory Network, LLC | 90,287 | $348.0K | 0.12% | +90,287 | New |
| Aj Wealth Strategies, LLC | 78,021 | $300.0K | 0.02% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 77,051 | $297.0K | 0.33% | −6,172−7.4% | Reduced |
| LPL Financial LLC | 75,072 | $289.0K | 0.00% | −2,895−3.7% | Reduced |
| Clifford Swan Investment Counsel LLC | 56,663 | $246.0K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 55,045 | $212.0K | 0.00% | −73,899−57.3% | Reduced |
| Evoke Wealth, LLC | 47,000 | $180.0K | 0.01% | +47,000 | New |
| Squarepoint Ops LLC | 44,487 | $171.0K | 0.00% | −14,583−24.7% | Reduced |
| Joel Isaacson & Co., LLC | 43,586 | $168.0K | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 43,100 | $166.0K | 0.01% | +43,100 | New |
| DCM Advisors, LLC | 42,905 | $165.0K | 0.06% | +1,000+2.4% | Added |
| Ieq Capital, LLC | 42,597 | $164.0K | 0.00% | −40,000−48.4% | Reduced |
| UBS Group AG | 39,217 | $151.0K | 0.00% | −63,281−61.7% | Reduced |
| Advisor Group Holdings, Inc. | 38,923 | $149.0K | 0.00% | −51,982−57.2% | Reduced |
| Bank of America Corp | 36,406 | $140.0K | 0.00% | +1,197+3.4% | Added |
| Envestnet Asset Management Inc | 33,681 | $130.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 31,798 | $122.0K | 0.03% | +16,810+112.2% | Added |
| Raymond James & Associates | 31,103 | $120.0K | 0.00% | +11,601+59.5% | Added |
| Citadel Advisors LLC | 30,867 | $118.0K | 0.00% | −14,150−31.4% | Reduced |
| Grove Bank & Trust | 29,201 | $112.0K | 0.02% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 27,586 | $107.0K | 0.00% | +2,715+10.9% | Added |
| Goldman Sachs Group Inc | 25,125 | $97.0K | 0.00% | +25,125 | New |
| Great West Life Assurance Co | 24,108 | $93.0K | 0.00% | +591+2.5% | Added |
| Shufro Rose & Co LLC | 21,783 | $84.0K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 19,399 | $75.0K | 0.00% | +2,000+11.5% | Added |
| Royal Bank of Canada | 18,689 | $72.0K | 0.00% | +18,344+5,317.1% | Added |
| Private Advisor Group, LLC | 17,841 | $69.0K | 0.00% | +6,536+57.8% | Added |
| Rinet Co LLC | 17,661 | $68.0K | 0.01% | +441+2.6% | Added |
| Creative Planning | 16,814 | $65.0K | 0.00% | 00.0% | Unchanged |
| MTM Investment Management, LLC | 15,588 | $60.0K | 0.03% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 13,982 | $54.0K | 0.00% | +340+2.5% | Added |
| International Assets Investment Management, LLC | 12,750 | $49.0K | 0.01% | +12,750 | New |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $46.0K | 0.02% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 11,500 | $44.0K | 0.00% | +1,100+10.6% | Added |
| Lokken Investment Group LLC | 11,456 | $44.0K | 0.03% | +11,456 | New |
| Victory Capital Management Inc | 11,115 | $43.0K | 0.00% | −570−4.9% | Reduced |
| Winton Group Ltd | 10,442 | $40.0K | 0.00% | +10,442 | New |
| First Republic Investment Management, Inc. | 10,000 | $39.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 7,838 | $30.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 7,682 | $30.0K | 0.00% | +5,412+238.4% | Added |
| Spire Wealth Management | 7,362 | $28.0K | 0.00% | +82+1.1% | Added |
| GPS Wealth Strategies Group, LLC | 3,813 | $15.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,722 | $10.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,907 | $7.00K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,112 | $5.00K | 0.00% | +27+2.5% | Added |
| Simplex Trading, LLC | 887 | $3.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 577 | $2.00K | 0.00% | −6,733−92.1% | Reduced |
| Harbour Investments, Inc. | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 217 | $835 | 0.00% | +217 | New |
| Carroll Financial Associates, Inc. | 217 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −90,804−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −65,734−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −63,711−100.0% | Sold out |
| PFG Advisors | 0 | $0 | 0.00% | −61,486−100.0% | Sold out |
| Summit Trail Advisors, LLC | 0 | $0 | 0.00% | −59,545−100.0% | Sold out |
| Biltmore Capital Advisors LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Stelac Advisory Services LLC | 0 | $0 | 0.00% | −26,686−100.0% | Sold out |
| Fort Point Capital Partners LLC | 0 | $0 | 0.00% | −21,937−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −20,189−100.0% | Sold out |
| NEXT Financial Group, Inc | 0 | $0 | 0.00% | −17,434−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −13,389−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −13,357−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −1,197−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −778−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −162−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Stonebridge Financial Planning Group, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |