BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in BlackRock Capital Investment Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- −7 vs. Q2 2021
- Shares held
- 18.6M
- −2.79M (−13.1%) vs. Q2 2021
- Total value
- $71.7M
- −$12.2M (−14.5%) vs. Q2 2021
- New holders
- 10
- 21 more added
- Sold out
- 17
- 24 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carroll Financial Associates, Inc. | 217 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 217 | $835 | 0.00% | +217 | New |
| Proequities, Inc. | 577 | $2.00K | 0.00% | −6,733−92.1% | Reduced |
| Harbour Investments, Inc. | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 887 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,112 | $5.00K | 0.00% | +27+2.5% | Added |
| Sound Income Strategies, LLC | 1,907 | $7.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,722 | $10.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,813 | $15.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 7,362 | $28.0K | 0.00% | +82+1.1% | Added |
| US Bancorp | 7,838 | $30.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 7,682 | $30.0K | 0.00% | +5,412+238.4% | Added |
| First Republic Investment Management, Inc. | 10,000 | $39.0K | 0.00% | 00.0% | Unchanged |
| Winton Group Ltd | 10,442 | $40.0K | 0.00% | +10,442 | New |
| Victory Capital Management Inc | 11,115 | $43.0K | 0.00% | −570−4.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 11,500 | $44.0K | 0.00% | +1,100+10.6% | Added |
| Lokken Investment Group LLC | 11,456 | $44.0K | 0.03% | +11,456 | New |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $46.0K | 0.02% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 12,750 | $49.0K | 0.01% | +12,750 | New |
| Ancora Advisors, LLC | 13,982 | $54.0K | 0.00% | +340+2.5% | Added |
| MTM Investment Management, LLC | 15,588 | $60.0K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 16,814 | $65.0K | 0.00% | 00.0% | Unchanged |
| Rinet Co LLC | 17,661 | $68.0K | 0.01% | +441+2.6% | Added |
| Private Advisor Group, LLC | 17,841 | $69.0K | 0.00% | +6,536+57.8% | Added |
| Royal Bank of Canada | 18,689 | $72.0K | 0.00% | +18,344+5,317.1% | Added |
| Wealthcare Advisory Partners LLC | 19,399 | $75.0K | 0.00% | +2,000+11.5% | Added |
| Shufro Rose & Co LLC | 21,783 | $84.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 24,108 | $93.0K | 0.00% | +591+2.5% | Added |
| Goldman Sachs Group Inc | 25,125 | $97.0K | 0.00% | +25,125 | New |
| Ameriprise Financial Inc | 27,586 | $107.0K | 0.00% | +2,715+10.9% | Added |
| Grove Bank & Trust | 29,201 | $112.0K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 30,867 | $118.0K | 0.00% | −14,150−31.4% | Reduced |
| Raymond James & Associates | 31,103 | $120.0K | 0.00% | +11,601+59.5% | Added |
| Two Sigma Securities, LLC | 31,798 | $122.0K | 0.03% | +16,810+112.2% | Added |
| Envestnet Asset Management Inc | 33,681 | $130.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 36,406 | $140.0K | 0.00% | +1,197+3.4% | Added |
| Advisor Group Holdings, Inc. | 38,923 | $149.0K | 0.00% | −51,982−57.2% | Reduced |
| UBS Group AG | 39,217 | $151.0K | 0.00% | −63,281−61.7% | Reduced |
| Ieq Capital, LLC | 42,597 | $164.0K | 0.00% | −40,000−48.4% | Reduced |
| DCM Advisors, LLC | 42,905 | $165.0K | 0.06% | +1,000+2.4% | Added |
| Jump Financial, LLC | 43,100 | $166.0K | 0.01% | +43,100 | New |
| Joel Isaacson & Co., LLC | 43,586 | $168.0K | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 44,487 | $171.0K | 0.00% | −14,583−24.7% | Reduced |
| Evoke Wealth, LLC | 47,000 | $180.0K | 0.01% | +47,000 | New |
| Guggenheim Capital LLC | 55,045 | $212.0K | 0.00% | −73,899−57.3% | Reduced |
| Clifford Swan Investment Counsel LLC | 56,663 | $246.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 75,072 | $289.0K | 0.00% | −2,895−3.7% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 77,051 | $297.0K | 0.33% | −6,172−7.4% | Reduced |
| Aj Wealth Strategies, LLC | 78,021 | $300.0K | 0.02% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 90,287 | $348.0K | 0.12% | +90,287 | New |
| TownSquare Capital, LLC | 106,704 | $411.0K | 0.01% | −36,656−25.6% | Reduced |
| Susquehanna International Group, LLP | 123,228 | $474.0K | 0.00% | −6,430−5.0% | Reduced |
| Commonwealth Equity Services, LLC | 134,329 | $517.0K | 0.00% | −8,817−6.2% | Reduced |
| Neuberger Berman Group LLC | 169,476 | $652.0K | 0.00% | +169,476 | New |
| D. E. Shaw & Co., Inc. | 204,820 | $789.0K | 0.00% | −178,415−46.6% | Reduced |
| Condor Capital Management | 219,690 | $846.0K | 0.09% | +24,833+12.7% | Added |
| Virtus ETF Advisers LLC | 237,327 | $914.0K | 0.40% | −3,635−1.5% | Reduced |
| Advisors Capital Management, LLC | 238,692 | $919.0K | 0.03% | −3,633−1.5% | Reduced |
| Arrowstreet Capital, Limited Partnership | 257,011 | $989.0K | 0.00% | −746,698−74.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 298,987 | $1.15M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 298,987 | $1.15M | 0.77% | 00.0% | Unchanged |
| Morgan Stanley | 332,774 | $1.28M | 0.00% | −21,547−6.1% | Reduced |
| Mackenzie Financial Corp | 341,061 | $1.31M | 0.00% | +47,429+16.2% | Added |
| Banco BTG Pactual S.A. | 362,015 | $1.39M | 0.60% | 00.0% | Unchanged |
| Wells Fargo & Company | 413,680 | $1.59M | 0.00% | −8,026−1.9% | Reduced |
| First Manhattan Co | 440,411 | $1.70M | 0.01% | +440,411 | New |
| New England Asset Management Inc | 443,493 | $1.71M | 0.03% | 00.0% | Unchanged |
| Legal & General Group Plc | 454,605 | $1.75M | 0.00% | −18,589−3.9% | Reduced |
| BlackRock Inc. | 462,616 | $1.78M | 0.00% | +36,907+8.7% | Added |
| Transcend Wealth Collective, LLC | 446,987 | $1.94M | 0.17% | +138,912+45.1% | Added |
| Millennium Management LLC | 562,422 | $2.17M | 0.00% | +104,874+22.9% | Added |
| Two Sigma Investments, LP | 637,169 | $2.45M | 0.01% | −105,285−14.2% | Reduced |
| Two Sigma Advisers, LP | 684,084 | $2.63M | 0.01% | −177,700−20.6% | Reduced |
| Zeke Capital Advisors, LLC | 688,284 | $2.65M | 0.15% | 00.0% | Unchanged |
| LSV Asset Management | 1,298,642 | $5.00M | 0.01% | −877,394−40.3% | Reduced |
| Telemus Capital, LLC | 2,815,952 | $10.8M | 0.92% | −1,456,653−34.1% | Reduced |
| Ares Management LLC | 4,588,844 | $17.7M | 0.60% | +358,706+8.5% | Added |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −90,804−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −65,734−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −63,711−100.0% | Sold out |
| PFG Advisors | 0 | $0 | 0.00% | −61,486−100.0% | Sold out |
| Summit Trail Advisors, LLC | 0 | $0 | 0.00% | −59,545−100.0% | Sold out |
| Biltmore Capital Advisors LLC | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Stelac Advisory Services LLC | 0 | $0 | 0.00% | −26,686−100.0% | Sold out |
| Fort Point Capital Partners LLC | 0 | $0 | 0.00% | −21,937−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −20,189−100.0% | Sold out |
| NEXT Financial Group, Inc | 0 | $0 | 0.00% | −17,434−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −13,389−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −13,357−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −1,197−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −778−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −162−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Stonebridge Financial Planning Group, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |