BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in BlackRock Capital Investment Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +10 vs. Q3 2021
- Shares held
- 16.9M
- −1.62M (−8.8%) vs. Q3 2021
- Total value
- $67.7M
- −$3.97M (−5.5%) vs. Q3 2021
- New holders
- 19
- 17 more added
- Sold out
- 9
- 27 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carroll Financial Associates, Inc. | 217 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3 | $0 | 0.00% | +3 | New |
| Chilton Capital Management LLC | 42 | $0 | 0.00% | +42 | New |
| Hudock, Inc. | 23 | $0 | 0.00% | +23 | New |
| Gradient Investments LLC | 148 | $1.00K | 0.00% | +148 | New |
| Proequities, Inc. | 577 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,400 | $6.00K | 0.01% | +1,400 | New |
| Sound Income Strategies, LLC | 1,907 | $8.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,722 | $10.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,245 | $13.0K | 0.00% | −4,437−57.8% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,813 | $15.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 6,436 | $26.0K | 0.00% | −1,402−17.9% | Reduced |
| HighTower Advisors, LLC | 13,349 | $32.0K | 0.00% | +13,349 | New |
| Ten Capital Wealth Advisors, LLC | 8,716 | $35.0K | 0.01% | +8,716 | New |
| Ancora Advisors, LLC | 9,333 | $37.0K | 0.00% | −4,649−33.2% | Reduced |
| First Republic Investment Management, Inc. | 10,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Cerity Partners LLC | 10,189 | $40.0K | 0.00% | +10,189 | New |
| Victory Capital Management Inc | 10,761 | $43.0K | 0.00% | −354−3.2% | Reduced |
| Texas Yale Capital Corp. | 11,500 | $46.0K | 0.00% | +11,500 | New |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $48.0K | 0.01% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 11,967 | $48.0K | 0.03% | +511+4.5% | Added |
| International Assets Investment Management, LLC | 12,750 | $51.0K | 0.01% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 12,800 | $51.0K | 0.00% | +1,300+11.3% | Added |
| Avidian Wealth Solutions, LLC | 13,396 | $54.0K | 0.00% | +13,396 | New |
| Susquehanna International Group, LLP | 14,209 | $57.0K | 0.00% | −109,019−88.5% | Reduced |
| Spire Wealth Management | 15,047 | $60.0K | 0.00% | +7,685+104.4% | Added |
| MTM Investment Management, LLC | 15,588 | $62.0K | 0.03% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 16,678 | $67.0K | 0.00% | −8,447−33.6% | Reduced |
| Creative Planning | 16,814 | $67.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 17,558 | $70.0K | 0.01% | +17,558 | New |
| Private Advisor Group, LLC | 17,841 | $71.0K | 0.00% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 18,272 | $73.0K | 0.00% | +18,272 | New |
| Royal Bank of Canada | 18,595 | $74.0K | 0.00% | −94−0.5% | Reduced |
| Wealthcare Advisory Partners LLC | 19,399 | $78.0K | 0.00% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 19,500 | $78.0K | 0.05% | +19,500 | New |
| Shufro Rose & Co LLC | 21,783 | $87.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 23,350 | $93.0K | 0.00% | −758−3.1% | Reduced |
| Jump Financial, LLC | 25,063 | $100.0K | 0.01% | −18,037−41.8% | Reduced |
| Marshall Wace, LLP | 27,894 | $112.0K | 0.00% | +27,894 | New |
| Grove Bank & Trust | 29,201 | $117.0K | 0.02% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 30,016 | $121.0K | 0.00% | +2,430+8.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 30,832 | $123.0K | 0.00% | +30,832 | New |
| Journey Strategic Wealth LLC | 31,534 | $126.0K | 0.01% | +31,534 | New |
| Envestnet Asset Management Inc | 33,681 | $135.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 34,909 | $140.0K | 0.00% | +3,806+12.2% | Added |
| Bank of America Corp | 36,406 | $146.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 39,331 | $157.0K | 0.00% | −5,156−11.6% | Reduced |
| Ieq Capital, LLC | 42,597 | $170.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 43,143 | $173.0K | 0.00% | +4,220+10.8% | Added |
| Joel Isaacson & Co., LLC | 43,586 | $174.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 44,964 | $179.0K | 0.00% | +14,097+45.7% | Added |
| Evoke Wealth, LLC | 47,000 | $193.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 53,726 | $214.0K | 0.00% | −80,603−60.0% | Reduced |
| UBS Group AG | 53,985 | $216.0K | 0.00% | +14,768+37.7% | Added |
| Clifford Swan Investment Counsel LLC | 56,663 | $227.0K | 0.01% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 70,107 | $280.0K | 0.30% | −6,944−9.0% | Reduced |
| TownSquare Capital, LLC | 71,661 | $287.0K | 0.01% | −35,043−32.8% | Reduced |
| Aj Wealth Strategies, LLC | 78,021 | $312.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 78,820 | $315.0K | 0.00% | +3,748+5.0% | Added |
| First Manhattan Co | 95,000 | $380.0K | 0.00% | −345,411−78.4% | Reduced |
| Claraphi Advisory Network, LLC | 103,285 | $413.0K | 0.14% | +12,998+14.4% | Added |
| D. E. Shaw & Co., Inc. | 119,470 | $478.0K | 0.00% | −85,350−41.7% | Reduced |
| Millennium Management LLC | 121,018 | $484.0K | 0.00% | −441,404−78.5% | Reduced |
| Blair William & Co | 149,132 | $597.0K | 0.00% | +149,132 | New |
| Larson Financial Group LLC | 172,035 | $688.0K | 0.11% | +172,035 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 180,950 | $724.0K | 0.00% | −118,037−39.5% | Reduced |
| Muzinich & Co., Inc. | 180,950 | $724.0K | 0.50% | −118,037−39.5% | Reduced |
| Watershed Asset Management, L.L.C. | 189,878 | $760.0K | 0.68% | +189,878 | New |
| Virtus ETF Advisers LLC | 190,818 | $763.0K | 0.29% | −46,509−19.6% | Reduced |
| Neuberger Berman Group LLC | 191,185 | $765.0K | 0.00% | +21,709+12.8% | Added |
| Wells Fargo & Company | 226,589 | $906.0K | 0.00% | −187,091−45.2% | Reduced |
| Advisors Capital Management, LLC | 237,699 | $951.0K | 0.03% | −993−0.4% | Reduced |
| Morgan Stanley | 243,725 | $975.0K | 0.00% | −89,049−26.8% | Reduced |
| Condor Capital Management | 245,741 | $983.0K | 0.11% | +26,051+11.9% | Added |
| Mackenzie Financial Corp | 341,828 | $1.37M | 0.00% | +767+0.2% | Added |
| Legal & General Group Plc | 428,431 | $1.72M | 0.00% | −26,174−5.8% | Reduced |
| New England Asset Management Inc | 443,493 | $1.77M | 0.03% | 00.0% | Unchanged |
| BlackRock Inc. | 521,727 | $2.09M | 0.00% | +59,111+12.8% | Added |
| Transcend Wealth Collective, LLC | 525,175 | $2.10M | 0.19% | +78,188+17.5% | Added |
| Two Sigma Investments, LP | 597,164 | $2.39M | 0.01% | −40,005−6.3% | Reduced |
| Two Sigma Advisers, LP | 683,801 | $2.73M | 0.01% | −2830.0% | Reduced |
| Zeke Capital Advisors, LLC | 713,023 | $2.85M | 0.17% | +24,739+3.6% | Added |
| LSV Asset Management | 1,041,212 | $4.17M | 0.01% | −257,430−19.8% | Reduced |
| Telemus Capital, LLC | 2,439,815 | $9.76M | 0.79% | −376,137−13.4% | Reduced |
| Ares Management LLC | 5,140,256 | $20.6M | 0.58% | +551,412+12.0% | Added |
| Banco BTG Pactual S.A. | 0 | $0 | 0.00% | −362,015−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −257,011−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −55,045−100.0% | Sold out |
| DCM Advisors, LLC | 0 | $0 | 0.00% | −42,905−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −31,798−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −10,442−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −887−100.0% | Sold out |
| Barrett Asset Management, LLC | 0 | $0 | 0.00% | −544−100.0% | Sold out |
| American Portfolios Advisors | 0 | $0 | 0.00% | −217−100.0% | Sold out |
| Rinet Co LLC | – | – | – | – | Not filed |
| Wealth Quarterback LLC | – | – | – | – | Not filed |