Skip to main content
Livermore
Livermore
ZHEN

BlackRock Capital Investment Corp

BKCCDelisted Mar 18, 2024
SEC CIK
0001326003

BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.

13F holders, Q2 2023

Institutional positions in BlackRock Capital Investment Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
80
−5 vs. Q1 2023
Shares held
13.3M
+126.1K (+1.0%) vs. Q1 2023
Total value
$43.7M
−$1.64M (−3.6%) vs. Q1 2023
New holders
7
23 more added
Sold out
12
19 more reduced

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 80 institutions
Q1 2021: 86 institutionsQ2 2021: 87 institutionsQ3 2021: 80 institutionsQ4 2021: 88 institutionsQ1 2022: 88 institutionsQ2 2022: 83 institutionsQ3 2022: 79 institutionsQ4 2022: 82 institutionsQ1 2023: 85 institutionsQ2 2023: 80 institutionsQ3 2023: 88 institutionsQ4 2023: 85 institutionsQ1 2024: 1 institutionQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 1 institutionQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ2 2023: $43.7M
Q1 2021: $76.2MQ2 2021: $83.9MQ3 2021: $71.7MQ4 2021: $67.7MQ1 2022: $69.6MQ2 2022: $54.9MQ3 2022: $48.1MQ4 2022: $52.9MQ1 2023: $45.3MQ2 2023: $43.7MQ3 2023: $54.1MQ4 2023: $60.0MQ1 2024: $1.64MQ2 2024: $0Q3 2024: $0Q4 2024: $328.8KQ1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding BKCC and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20241$328.8K
Q3 20240$0
Q2 20240$0
Q1 20241$1.64M
Q4 202385$60.0M
Q3 202388$54.1M
Q2 202380$43.7M
Q1 202385$45.3M
Q4 202282$52.9M
Q3 202279$48.1M
Q2 202283$54.9M
Q1 202288$69.6M
Q4 202188$67.7M
Q3 202180$71.7M
Q2 202187$83.9M
Q1 202186$76.2M

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q1 2023.

Institutions holding BKCC in Q2 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Key Financial Inc69$2260.00%00.0%Unchanged
Tortoise Investment Management, LLC93$3060.00%00.0%Unchanged
GWM Advisors LLC217$7120.00%00.0%Unchanged
Harbour Investments, Inc.544$1.79K0.00%00.0%Unchanged
JPMorgan Chase & Co985$3.23K0.00%−234−19.2%Reduced
Sound Income Strategies, LLC1,907$6.25K0.00%00.0%Unchanged
GPS Wealth Strategies Group, LLC3,813$12.5K0.00%00.0%Unchanged
Global Retirement Partners, LLC3,813$12.5K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)4,791$15.7K0.00%−7,450−60.9%Reduced
US Bancorp5,195$17.0K0.00%00.0%Unchanged
Lazard Asset Management LLC7,183$23.0K0.00%00.0%Unchanged
LSV Asset Management8,213$27.0K0.00%+13+0.2%Added
First Republic Investment Management, Inc.10,000$32.8K0.00%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.11,994$39.0K0.00%−1,222−9.2%Reduced
First National Bank of Mount Dora, Trust Investment Services12,048$39.5K0.01%00.0%Unchanged
International Assets Investment Management, LLC12,750$41.8K0.01%00.0%Unchanged
D. E. Shaw & Co., Inc.13,016$42.7K0.00%+13,016New
Advisory Services Network, LLC13,491$44.2K0.00%−6,631−33.0%Reduced
Lokken Investment Group LLC14,467$47.5K0.03%00.0%Unchanged
Private Advisor Group, LLC15,213$49.9K0.00%+3,908+34.6%Added
Naviter Wealth, LLC14,800$50.0K0.01%00.0%Unchanged
MTM Investment Management, LLC15,588$51.1K0.02%00.0%Unchanged
Cetera Advisor Networks LLC15,686$51.5K0.00%−974−5.8%Reduced
TownSquare Capital, LLC16,648$54.6K0.00%+2,250+15.6%Added
Commonwealth Equity Services, LLC16,799$55.0K0.00%+14+0.1%Added
Creative Planning18,215$59.7K0.00%+284+1.6%Added
Evercore Wealth Management, LLC18,272$59.9K0.00%00.0%Unchanged
First Heartland Consultants, Inc.19,769$64.8K0.01%00.0%Unchanged
Marshall Wace, LLP20,186$66.2K0.00%+20,186New
Jump Financial, LLC21,100$69.2K0.00%+5,036+31.3%Added
Shufro Rose & Co LLC21,783$71.4K0.01%00.0%Unchanged
Romano Brothers and Company22,111$72.5K0.01%00.0%Unchanged
Royal Bank of Canada27,857$92.0K0.00%+21,303+325.0%Added
Northern Trust Corp28,243$92.6K0.00%+6,241+28.4%Added
Beaumont Financial Advisors, LLC28,500$93.5K0.01%00.0%Unchanged
Ameriprise Financial Inc28,623$93.9K0.00%−2,469−7.9%Reduced
Qube Research & Technologies Ltd29,233$95.9K0.00%−17,474−37.4%Reduced
Raymond James & Associates29,714$97.5K0.00%−8,862−23.0%Reduced
AE Wealth Management LLC30,337$99.5K0.00%+30,337New
Journey Strategic Wealth LLC30,415$99.8K0.00%00.0%Unchanged
Ieq Capital, LLC31,364$102.9K0.00%−1,600−4.9%Reduced
Atomi Financial Group, Inc.32,625$107.0K0.05%00.0%Unchanged
Advisor Group Holdings, Inc.35,191$115.6K0.00%−670−1.9%Reduced
Wealthcare Advisory Partners LLC35,686$117.0K0.01%+35,686New
D.A. Davidson & Co.36,361$119.3K0.00%+2,732+8.1%Added
UBS Group AG38,228$125.4K0.00%+779+2.1%Added
Triumph Capital Management37,501$126.8K0.06%+37,501New
Joel Isaacson & Co., LLC43,586$143.0K0.01%00.0%Unchanged
Evoke Wealth, LLC47,000$158.9K0.01%00.0%Unchanged
Connor, Clark & Lunn Investment Management Ltd.50,467$165.5K0.00%+40,019+383.0%Added
Citadel Advisors LLC52,174$171.1K0.00%−11,900−18.6%Reduced
Virtus ETF Advisers LLC53,719$176.2K0.10%+20,234+60.4%Added
Cercano Management LLC56,663$185.9K0.01%00.0%Unchanged
Sanctuary Wealth Management, L.L.C.61,087$200.4K0.21%+61,087New
Aj Wealth Strategies, LLC64,066$210.1K0.01%00.0%Unchanged
Claybrook Capital, LLC64,164$210.5K0.11%00.0%Unchanged
Bank of America Corp66,179$217.1K0.00%+23,972+56.8%Added
Grove Bank & Trust68,000$223.0K0.05%00.0%Unchanged
Great West Life Assurance Co68,370$226.0K0.00%+3,301+5.1%Added
Squarepoint Ops LLC70,421$231.0K0.00%+31,584+81.3%Added
LPL Financial LLC75,432$247.4K0.00%−320−0.4%Reduced
Samalin Investment Counsel, LLC151,826$498.0K0.27%+698+0.5%Added
Millennium Management LLC157,679$517.2K0.00%+4,960+3.2%Added
Mackenzie Financial Corp157,062$521.4K0.00%−46,903−23.0%Reduced
Wells Fargo & Company184,543$605.3K0.00%−2,482−1.3%Reduced
Watershed Asset Management, L.L.C.189,878$622.8K0.77%00.0%Unchanged
Advisors Capital Management, LLC194,978$640.0K0.02%−14,044−6.7%Reduced
Alpine Global Management, LLC199,385$654.0K0.18%+199,385New
Morgan Stanley215,159$705.7K0.00%+1,292+0.6%Added
Two Sigma Investments, LP231,705$760.0K0.00%−5,010−2.1%Reduced
Two Sigma Advisers, LP312,301$1.02M0.00%−31,000−9.0%Reduced
Neuberger Berman Group LLC350,015$1.15M0.00%+14,795+4.4%Added
BlackRock Inc.371,080$1.22M0.00%00.0%Unchanged
New England Asset Management Inc443,493$1.45M0.21%00.0%Unchanged
Almitas Capital LLC470,334$1.70M0.73%+320,533+214.0%Added
Legal & General Group Plc523,256$1.72M0.00%+24,788+5.0%Added
Condor Capital Management701,701$2.30M0.28%+86,987+14.2%Added
Transcend Wealth Collective, LLC931,294$3.05M0.29%+56,603+6.5%Added
Telemus Capital, LLC1,554,803$5.10M0.43%−415,542−21.1%Reduced
Ares Management LLC4,231,173$13.9M0.29%−33,117−0.8%Reduced
Sumitomo Mitsui Trust Holdings, Inc.0$00.00%−135,632−100.0%Sold out
Muzinich & Co., Inc.0$00.00%−135,632−100.0%Sold out
Avidian Wealth Solutions, LLC0$00.00%−18,896−100.0%Sold out
Jane Street Group, LLC0$00.00%−16,493−100.0%Sold out
Sawtooth Solutions, LLC0$00.00%−10,109−100.0%Sold out
Texas Yale Capital Corp.0$00.00%−10,000−100.0%Sold out
Huntington National Bank0$00.00%−3,123−100.0%Sold out
Ameritas Advisory Services, LLC0$00.00%−3,037−100.0%Sold out
Kalos Management, Inc.0$00.00%−2,175−100.0%Sold out
Simplex Trading, LLC0$00.00%−398−100.0%Sold out
Chilton Capital Management LLC0$00.00%−48−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out