BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in BlackRock Capital Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +9 vs. Q2 2023
- Shares held
- 14.6M
- +1.40M (+10.6%) vs. Q2 2023
- Total value
- $54.1M
- +$10.7M (+24.5%) vs. Q2 2023
- New holders
- 15
- 24 more added
- Sold out
- 6
- 19 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 128 | $0 | 0.00% | +128 | New |
| Key Financial Inc | 69 | $256 | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 93 | $345 | 0.00% | 00.0% | Unchanged |
| Hibernia Wealth Partners, LLC | 174 | $646 | 0.00% | +174 | New |
| Kelly Financial Services LLC | 200 | $742 | 0.00% | +200 | New |
| GWM Advisors LLC | 217 | $805 | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 237 | $879 | 0.00% | +237 | New |
| Northwestern Mutual Wealth Management Co | 381 | $1.41K | 0.00% | +381 | New |
| Harbour Investments, Inc. | 544 | $2.02K | 0.00% | 00.0% | Unchanged |
| Provence Wealth Management Group | 653 | $2.42K | 0.00% | +653 | New |
| Sound Income Strategies, LLC | 1,907 | $7.08K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,813 | $14.1K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,141 | $19.1K | 0.00% | +5,141 | New |
| US Bancorp | 5,195 | $19.3K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 7,183 | $26.0K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 8,213 | $30.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,635 | $35.7K | 0.00% | +4,844+101.1% | Added |
| First Republic Investment Management, Inc. | 10,000 | $37.1K | 0.00% | 00.0% | Unchanged |
| Lokken Investment Group LLC | 10,476 | $38.9K | 0.03% | −3,991−27.6% | Reduced |
| Qube Research & Technologies Ltd | 10,691 | $39.7K | 0.00% | −18,542−63.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,980 | $44.0K | 0.00% | −14−0.1% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $44.7K | 0.01% | 00.0% | Unchanged |
| Verition Fund Management LLC | 12,548 | $46.6K | 0.00% | +12,548 | New |
| International Assets Investment Management, LLC | 12,750 | $47.2K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 13,531 | $50.2K | 0.00% | +40+0.3% | Added |
| Cetera Advisor Networks LLC | 15,160 | $56.2K | 0.00% | −526−3.4% | Reduced |
| Private Advisor Group, LLC | 15,213 | $56.4K | 0.00% | 00.0% | Unchanged |
| MTM Investment Management, LLC | 15,588 | $57.8K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,228 | $60.0K | 0.00% | −571−3.4% | Reduced |
| TownSquare Capital, LLC | 16,648 | $61.8K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 16,686 | $61.9K | 0.00% | −3,500−17.3% | Reduced |
| Evercore Wealth Management, LLC | 18,272 | $67.8K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 18,734 | $69.5K | 0.00% | +519+2.8% | Added |
| HighTower Advisors, LLC | 19,039 | $70.0K | 0.00% | +19,039 | New |
| Shufro Rose & Co LLC | 19,061 | $70.7K | 0.01% | −2,722−12.5% | Reduced |
| First Heartland Consultants, Inc. | 19,769 | $73.0K | 0.01% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 20,601 | $76.4K | 0.00% | −8,022−28.0% | Reduced |
| Romano Brothers and Company | 22,111 | $82.0K | 0.01% | 00.0% | Unchanged |
| Ieq Capital, LLC | 24,822 | $92.1K | 0.00% | −6,542−20.9% | Reduced |
| UBS Group AG | 28,697 | $106.5K | 0.00% | −9,531−24.9% | Reduced |
| Beaumont Financial Advisors, LLC | 29,312 | $108.7K | 0.01% | +812+2.8% | Added |
| Northern Trust Corp | 29,388 | $109.0K | 0.00% | +1,145+4.1% | Added |
| Raymond James & Associates | 29,714 | $110.2K | 0.00% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 30,415 | $112.8K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 33,104 | $122.0K | 0.00% | +5,247+18.8% | Added |
| Atomi Financial Group, Inc. | 33,762 | $125.3K | 0.04% | +1,137+3.5% | Added |
| D. E. Shaw & Co., Inc. | 34,836 | $129.2K | 0.00% | +21,820+167.6% | Added |
| D.A. Davidson & Co. | 36,640 | $135.9K | 0.00% | +279+0.8% | Added |
| LPL Financial LLC | 37,894 | $140.6K | 0.00% | −37,538−49.8% | Reduced |
| Jane Street Group, LLC | 38,223 | $141.8K | 0.00% | +38,223 | New |
| Triumph Capital Management | 37,501 | $142.9K | 0.06% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 39,404 | $146.3K | 0.00% | +4,213+12.0% | Added |
| Bank of America Corp | 42,845 | $159.0K | 0.00% | −23,334−35.3% | Reduced |
| Joel Isaacson & Co., LLC | 43,586 | $161.7K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 43,936 | $163.0K | 0.01% | +8,250+23.1% | Added |
| Evoke Wealth, LLC | 47,000 | $179.1K | 0.01% | 00.0% | Unchanged |
| Cercano Management LLC | 56,663 | $210.2K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 59,065 | $219.0K | 0.02% | +59,065 | New |
| Sanctuary Wealth Management, L.L.C. | 61,087 | $226.6K | 0.25% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 64,164 | $238.0K | 0.14% | 00.0% | Unchanged |
| Cerity Partners LLC | 64,687 | $240.1K | 0.00% | +64,687 | New |
| Grove Bank & Trust | 68,000 | $252.3K | 0.05% | 00.0% | Unchanged |
| Millennium Management LLC | 69,840 | $259.1K | 0.00% | −87,839−55.7% | Reduced |
| Great West Life Assurance Co | 72,136 | $267.0K | 0.00% | +3,766+5.5% | Added |
| EHP Funds Inc. | 72,096 | $267.5K | 0.13% | +72,096 | New |
| Citadel Advisors LLC | 72,137 | $267.6K | 0.00% | +19,963+38.3% | Added |
| Susquehanna International Group, LLP | 112,260 | $416.5K | 0.00% | +112,260 | New |
| Squarepoint Ops LLC | 132,974 | $493.3K | 0.00% | +62,553+88.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 139,924 | $519.1K | 0.00% | +89,457+177.3% | Added |
| Mackenzie Financial Corp | 155,449 | $545.6K | 0.00% | −1,613−1.0% | Reduced |
| Samalin Investment Counsel, LLC | 152,737 | $566.7K | 0.33% | +911+0.6% | Added |
| Wells Fargo & Company | 175,431 | $650.8K | 0.00% | −9,112−4.9% | Reduced |
| Sagefield Capital LP | 179,347 | $665.4K | 0.09% | +179,347 | New |
| Watershed Asset Management, L.L.C. | 189,878 | $704.4K | 0.84% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 204,532 | $758.8K | 0.46% | +150,813+280.7% | Added |
| Morgan Stanley | 223,360 | $828.7K | 0.00% | +8,201+3.8% | Added |
| Neuberger Berman Group LLC | 302,924 | $1.12M | 0.00% | −47,091−13.5% | Reduced |
| Two Sigma Investments, LP | 358,475 | $1.33M | 0.00% | +126,770+54.7% | Added |
| BlackRock Inc. | 371,080 | $1.38M | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 374,401 | $1.39M | 0.00% | +62,100+19.9% | Added |
| New England Asset Management Inc | 443,493 | $1.65M | 0.27% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 512,774 | $1.90M | 0.44% | +313,389+157.2% | Added |
| Legal & General Group Plc | 538,170 | $2.00M | 0.00% | +14,914+2.9% | Added |
| Condor Capital Management | 808,887 | $3.00M | 0.37% | +107,186+15.3% | Added |
| Almitas Capital LLC | 853,697 | $3.17M | 1.52% | +383,363+81.5% | Added |
| Transcend Wealth Collective, LLC | 922,305 | $3.42M | 0.33% | −8,989−1.0% | Reduced |
| Telemus Capital, LLC | 1,532,817 | $5.69M | 0.53% | −21,986−1.4% | Reduced |
| Ares Management LLC | 4,231,172 | $15.7M | 0.41% | −10.0% | Reduced |
| Advisors Capital Management, LLC | 0 | $0 | 0.00% | −194,978−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −30,337−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −21,100−100.0% | Sold out |
| Naviter Wealth, LLC | 0 | $0 | 0.00% | −14,800−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −3,813−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −985−100.0% | Sold out |
| Aj Wealth Strategies, LLC | – | – | – | – | Not filed |