BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in BlackRock Capital Investment Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- +1 vs. Q1 2021
- Shares held
- 21.4M
- −1.04M (−4.6%) vs. Q1 2021
- Total value
- $83.9M
- +$7.69M (+10.1%) vs. Q1 2021
- New holders
- 15
- 25 more added
- Sold out
- 14
- 22 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Carroll Financial Associates, Inc. | 217 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Stonebridge Financial Planning Group, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 162 | $1.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 345 | $1.00K | 0.00% | +1+0.3% | Added |
| Harbour Investments, Inc. | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 544 | $2.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 887 | $3.00K | 0.00% | −12,394−93.3% | Reduced |
| Advisory Services Network, LLC | 778 | $3.00K | 0.00% | +778 | New |
| Federation des caisses Desjardins du Quebec | 1,197 | $4.70K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,085 | $5.00K | 0.00% | +1,085 | New |
| Sound Income Strategies, LLC | 1,907 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,270 | $9.00K | 0.00% | +34+1.5% | Added |
| Geneos Wealth Management Inc. | 2,722 | $10.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,813 | $15.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 7,280 | $29.0K | 0.00% | −7,517−50.8% | Reduced |
| Proequities, Inc. | 7,310 | $29.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 7,838 | $31.0K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 10,000 | $39.0K | 0.00% | +10,000 | New |
| Schonfeld Strategic Advisors LLC | 10,400 | $41.0K | 0.00% | +10,400 | New |
| Private Advisor Group, LLC | 11,305 | $44.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 11,685 | $46.0K | 0.00% | −413−3.4% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $47.0K | 0.02% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 13,357 | $52.0K | 0.00% | +13,357 | New |
| Paloma Partners Management Co | 13,389 | $53.0K | 0.00% | +13,389 | New |
| Ancora Advisors, LLC | 13,642 | $54.0K | 0.00% | +349+2.6% | Added |
| Two Sigma Securities, LLC | 14,988 | $59.0K | 0.01% | +3,800+34.0% | Added |
| MTM Investment Management, LLC | 15,588 | $61.0K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 16,814 | $66.0K | 0.00% | −1,386−7.6% | Reduced |
| Wealthcare Advisory Partners LLC | 17,399 | $68.0K | 0.00% | 00.0% | Unchanged |
| Rinet Co LLC | 17,220 | $68.0K | 0.01% | +466+2.8% | Added |
| NEXT Financial Group, Inc | 17,434 | $69.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 19,502 | $77.0K | 0.00% | −85−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,189 | $79.0K | 0.00% | +20,189 | New |
| Shufro Rose & Co LLC | 21,783 | $86.0K | 0.01% | −15−0.1% | Reduced |
| Fort Point Capital Partners LLC | 21,937 | $86.0K | 0.02% | +6,300+40.3% | Added |
| Great West Life Assurance Co | 23,517 | $92.0K | 0.00% | +1,725+7.9% | Added |
| Ameriprise Financial Inc | 24,871 | $98.0K | 0.00% | +807+3.4% | Added |
| Stelac Advisory Services LLC | 26,686 | $105.0K | 0.02% | +26,686 | New |
| Grove Bank & Trust | 29,201 | $115.0K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 33,681 | $132.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 35,209 | $138.0K | 0.00% | −70.0% | Reduced |
| Biltmore Capital Advisors LLC | 40,000 | $157.0K | 0.03% | +10,000+33.3% | Added |
| DCM Advisors, LLC | 41,905 | $165.0K | 0.09% | +1,000+2.4% | Added |
| Joel Isaacson & Co., LLC | 43,586 | $171.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 45,017 | $176.0K | 0.00% | +11,011+32.4% | Added |
| Clifford Swan Investment Counsel LLC | 56,663 | $218.0K | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 59,070 | $232.0K | 0.00% | −25,374−30.0% | Reduced |
| Summit Trail Advisors, LLC | 59,545 | $234.0K | 0.02% | +59,545 | New |
| PFG Advisors | 61,486 | $242.0K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 63,711 | $243.0K | 0.00% | +1,002+1.6% | Added |
| Tudor Investment Corp Et Al | 65,734 | $258.0K | 0.01% | +65,734 | New |
| LPL Financial LLC | 77,967 | $306.0K | 0.00% | +8,181+11.7% | Added |
| Aj Wealth Strategies, LLC | 78,021 | $307.0K | 0.02% | 00.0% | Unchanged |
| Ieq Capital, LLC | 82,597 | $325.0K | 0.01% | +82,597 | New |
| Sanctuary Wealth Management, L.L.C. | 83,223 | $327.0K | 0.39% | +1,118+1.4% | Added |
| Parametric Portfolio Associates LLC | 90,804 | $357.0K | 0.00% | +7,169+8.6% | Added |
| Advisor Group Holdings, Inc. | 90,905 | $358.0K | 0.00% | −19,449−17.6% | Reduced |
| UBS Group AG | 102,498 | $403.0K | 0.00% | −692−0.7% | Reduced |
| Guggenheim Capital LLC | 128,944 | $507.0K | 0.00% | −52,005−28.7% | Reduced |
| Susquehanna International Group, LLP | 129,658 | $510.0K | 0.00% | −105,575−44.9% | Reduced |
| Commonwealth Equity Services, LLC | 143,146 | $562.0K | 0.00% | +55,539+63.4% | Added |
| TownSquare Capital, LLC | 143,360 | $572.0K | 0.02% | −29,227−16.9% | Reduced |
| Condor Capital Management | 194,857 | $766.0K | 0.08% | +4,671+2.5% | Added |
| Virtus ETF Advisers LLC | 240,962 | $947.0K | 0.39% | +170,535+242.1% | Added |
| Advisors Capital Management, LLC | 242,325 | $952.0K | 0.03% | +242,325 | New |
| Mackenzie Financial Corp | 293,632 | $1.15M | 0.00% | +157,693+116.0% | Added |
| Muzinich & Co., Inc. | 298,987 | $1.17M | 0.72% | −91,741−23.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 298,987 | $1.18M | 0.00% | −91,741−23.5% | Reduced |
| Transcend Wealth Collective, LLC | 308,075 | $1.21M | 0.17% | +308,075 | New |
| Morgan Stanley | 354,321 | $1.39M | 0.00% | −41,264−10.4% | Reduced |
| Banco BTG Pactual S.A. | 362,015 | $1.42M | 1.12% | +362,015 | New |
| D. E. Shaw & Co., Inc. | 383,235 | $1.51M | 0.00% | −95,279−19.9% | Reduced |
| Wells Fargo & Company | 421,706 | $1.66M | 0.00% | −23,661−5.3% | Reduced |
| BlackRock Inc. | 425,709 | $1.67M | 0.00% | +36,193+9.3% | Added |
| New England Asset Management Inc | 443,493 | $1.74M | 0.03% | 00.0% | Unchanged |
| Millennium Management LLC | 457,548 | $1.80M | 0.00% | +75,824+19.9% | Added |
| Legal & General Group Plc | 473,194 | $1.86M | 0.00% | −43,438−8.4% | Reduced |
| Zeke Capital Advisors, LLC | 688,284 | $2.71M | 0.17% | +688,284 | New |
| Two Sigma Investments, LP | 742,454 | $2.92M | 0.01% | +70,138+10.4% | Added |
| Two Sigma Advisers, LP | 861,784 | $3.39M | 0.01% | +188,200+27.9% | Added |
| Arrowstreet Capital, Limited Partnership | 1,003,709 | $3.94M | 0.00% | +278,366+38.4% | Added |
| LSV Asset Management | 2,176,036 | $8.55M | 0.01% | −267,731−11.0% | Reduced |
| Ares Management LLC | 4,230,138 | $16.6M | 0.60% | −3,748−0.1% | Reduced |
| Telemus Capital, LLC | 4,272,605 | $16.8M | 1.21% | −2,741,258−39.1% | Reduced |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −150,248−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −54,086−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −42,204−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −35,854−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −22,927−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −21,894−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −15,200−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −11,074−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −8,396−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −5,435−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −4,270−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −3,087−100.0% | Sold out |
| Barnett & Company, Inc. | 0 | $0 | 0.00% | −2,712−100.0% | Sold out |