Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Avantax, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AVTA is no longer listed, and 13F filings after Q3 2023 list far fewer holders. See Q3 2023
- Institutional holders
- 2
- −159 vs. Q3 2023
- Shares held
- 101
- −32.6M (−100.0%) vs. Q3 2023
- Total value
- $26
- −$835.0M (−100.0%) vs. Q3 2023
- New holders
- 0
- 0 more added
- Sold out
- 159
- 1 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −18,314−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −18,037−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −17,382−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −16,858−100.0% | Sold out |
| Royce & Associates LP | 0 | $0 | 0.00% | −16,448−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −16,410−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −16,390−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −16,324−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −15,904−100.0% | Sold out |
| Everence Capital Management Inc | 0 | $0 | 0.00% | −15,340−100.0% | Sold out |
| Teachers Retirement System of the State of Kentucky | 0 | $0 | 0.00% | −15,246−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −15,232−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −15,113−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −14,887−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −14,310−100.0% | Sold out |
| Maryland State Retirement & Pension System | 0 | $0 | 0.00% | −13,540−100.0% | Sold out |
| Public Employees Retirement Association of Colorado | 0 | $0 | 0.00% | −11,663−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −11,295−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −11,283−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −11,280−100.0% | Sold out |
| Oregon Public Employees Retirement Fund | 0 | $0 | 0.00% | −10,945−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −10,437−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −10,270−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −10,156−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −9,772−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −8,418−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −8,349−100.0% | Sold out |
| Amundi | 0 | $0 | 0.00% | −4,724−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −4,730−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −3,911−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −3,568−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −2,691−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −2,583−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −2,439−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −1,778−100.0% | Sold out |
| KBC Group NV | 0 | $0 | 0.00% | −1,644−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −1,368−100.0% | Sold out |
| Parkside Financial Bank & Trust | 0 | $0 | 0.00% | −1,009−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −983−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −784−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −318−100.0% | Sold out |
| Versant Capital Management, Inc | 0 | $0 | 0.00% | −276−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −207−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 0 | $0 | 0.00% | −114−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −98−100.0% | Sold out |
| Impact Partnership Wealth, LLC | 0 | $0 | 0.00% | −86−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −82−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −72−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −42−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Farmers & Merchants Investments Inc | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Bell Investment Advisors, Inc | 0 | $0 | 0.00% | −24−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Abound Wealth Management | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Crewe Advisors LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Caldwell Sutter Capital, Inc. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Covestor Ltd | 0 | $0 | 0.00% | −5−100.0% | Sold out |