Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Aqua Metals, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −6 vs. Q2 2024
- Shares held
- 17.6M
- +179.9K (+1.0%) vs. Q2 2024
- Total value
- $3.30M
- −$2.29M (−41.0%) vs. Q2 2024
- New holders
- 6
- 13 more added
- Sold out
- 12
- 11 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 3,163 | $0 | 0.00% | +770+32.2% | Added |
| TD Waterhouse Canada Inc. | 33 | $6 | 0.00% | +33 | New |
| Jones Financial Companies LLLP | 100 | $20 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 298 | $56 | 0.00% | +8+2.8% | Added |
| HM Payson & Co | 300 | $57 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $85 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,000 | $374 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 4,112 | $769 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,285 | $991 | 0.00% | +185+3.6% | Added |
| Westside Investment Management, Inc. | 5,500 | $1.03K | 0.00% | 00.0% | Unchanged |
| Baader Bank INC | 10,121 | $1.36K | 0.00% | −5,220−34.0% | Reduced |
| Bank of America Corp | 7,393 | $1.38K | 0.00% | −10.0% | Reduced |
| Mutual Advisors, LLC | 10,000 | $1.48K | 0.00% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 10,300 | $1.93K | 0.00% | +10,300 | New |
| Bank of New York Mellon Corp | 10,463 | $1.96K | 0.00% | +10.0% | Added |
| Kestra Private Wealth Services, LLC | 10,500 | $1.96K | 0.00% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 10,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,777 | $2.20K | 0.00% | −19−0.2% | Reduced |
| Balboa Wealth Partners | 12,000 | $2.24K | 0.00% | +12,000 | New |
| Brown Advisory Inc | 14,500 | $2.71K | 0.00% | 00.0% | Unchanged |
| David R. Rahn & Associates Inc. | 15,000 | $2.81K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $2.81K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 17,590 | $3.29K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 20,289 | $3.79K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,397 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 28,538 | $5.34K | 0.00% | −18,342−39.1% | Reduced |
| Quantum Private Wealth, LLC | 28,669 | $5.36K | 0.00% | −7,930−21.7% | Reduced |
| Williams Jones Wealth Management, LLC. | 29,000 | $5.42K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 29,553 | $5.53K | 0.00% | 00.0% | Unchanged |
| Werba Rubin Papier Wealth Management | 30,000 | $5.61K | 0.00% | +10,000+50.0% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 31,494 | $5.84K | 0.00% | −3,400−9.7% | Reduced |
| Royal Bank of Canada | 34,530 | $6.00K | 0.00% | −827−2.3% | Reduced |
| Group One Trading, L.P. | 34,150 | $6.39K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 35,950 | $6.72K | 0.00% | +300+0.8% | Added |
| Two Sigma Securities, LLC | 41,784 | $7.81K | 0.00% | +41,784 | New |
| Wells Fargo & Company | 42,038 | $7.86K | 0.00% | +40,002+1,964.7% | Added |
| HighTower Advisors, LLC | 45,343 | $8.00K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 45,000 | $8.41K | 0.00% | +1,800+4.2% | Added |
| Dorchester Wealth Management Co | 53,400 | $9.99K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 60,575 | $11.3K | 0.00% | +7,424+14.0% | Added |
| National Asset Management, Inc. | 61,100 | $11.4K | 0.00% | +32,000+110.0% | Added |
| Morgan Stanley | 62,896 | $11.8K | 0.00% | −893−1.4% | Reduced |
| Price T Rowe Associates Inc | 59,700 | $12.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 70,800 | $13.2K | 0.00% | −250−0.4% | Reduced |
| Virtu Financial LLC | 79,075 | $15.0K | 0.00% | +79,075 | New |
| Goldman Sachs Group Inc | 100,000 | $18.7K | 0.00% | −2,600−2.5% | Reduced |
| Northern Trust Corp | 197,572 | $36.9K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 232,513 | $43.5K | 0.00% | +191,508+467.0% | Added |
| State Street Corp | 264,434 | $49.4K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 370,890 | $69.0K | 0.00% | −1,500−0.4% | Reduced |
| BlackRock, Inc. | 970,082 | $181.4K | 0.00% | +970,082 | New |
| Geode Capital Management, LLC | 1,341,382 | $250.9K | 0.00% | +249,266+22.8% | Added |
| Ieq Capital, LLC | 3,481,196 | $651.0K | 0.01% | 00.0% | Unchanged |
| Vanguard Group Inc | 4,207,046 | $786.7K | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 5,360,801 | $1.00M | 0.00% | +664,439+14.1% | Added |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −1,417,839−100.0% | Sold out |
| Boston Partners | 0 | $0 | 0.00% | −400,689−100.0% | Sold out |
| Titleist Asset Management, LLC | 0 | $0 | 0.00% | −167,554−100.0% | Sold out |
| Wellington Shields & Co., LLC | 0 | $0 | 0.00% | −31,900−100.0% | Sold out |
| Continuum Advisory, LLC | 0 | $0 | 0.00% | −25,693−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −18,542−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −16,175−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −6,200−100.0% | Sold out |
| Richardson Capital Management LLC | 0 | $0 | 0.00% | −2,418−100.0% | Sold out |
| Annis Gardner Whiting Capital Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Mather Group, LLC. | 0 | $0 | 0.00% | −1,040−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |