Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Aqua Metals, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- +2 vs. Q3 2023
- Shares held
- 21.2M
- +426.5K (+2.1%) vs. Q3 2023
- Total value
- $15.2M
- −$8.19M (−34.9%) vs. Q3 2023
- New holders
- 8
- 17 more added
- Sold out
- 6
- 12 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HM Payson & Co | 300 | $228 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $346 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 650 | $493 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,000 | $1.52K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 2,000 | $1.52K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,816 | $2.14K | 0.00% | −7,392−72.4% | Reduced |
| Harbour Investments, Inc. | 2,890 | $2.20K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 5,000 | $3.80K | 0.00% | +5,000 | New |
| Advisor Group Holdings, Inc. | 5,100 | $3.88K | 0.00% | −4,026−44.1% | Reduced |
| Westside Investment Management, Inc. | 5,500 | $4.18K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 7,894 | $6.00K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 10,000 | $7.60K | 0.00% | −32,720−76.6% | Reduced |
| David R. Rahn & Associates Inc. | 10,000 | $7.60K | 0.00% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $7.60K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 10,500 | $7.98K | 0.00% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 11,586 | $8.80K | 0.00% | +7,786+204.9% | Added |
| Two Sigma Investments, LP | 11,600 | $8.82K | 0.00% | −10,000−46.3% | Reduced |
| Two Sigma Securities, LLC | 11,947 | $9.08K | 0.00% | +11,947 | New |
| Balboa Wealth Partners | 12,200 | $9.27K | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 14,000 | $10.6K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 15,000 | $11.4K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $11.4K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 15,289 | $11.6K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,772 | $13.0K | 0.00% | +507+2.9% | Added |
| Virtu Financial LLC | 17,708 | $13.0K | 0.00% | +7,246+69.3% | Added |
| Werba Rubin Papier Wealth Management | 20,000 | $15.2K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,397 | $16.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 21,290 | $16.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 22,682 | $17.2K | 0.00% | +22,464+10,304.6% | Added |
| Charles Schwab Investment Management Inc | 23,651 | $18.0K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 25,693 | $19.5K | 0.00% | +25,693 | New |
| Dimensional Fund Advisors LP | 25,774 | $19.6K | 0.00% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 27,700 | $21.5K | 0.00% | +27,700 | New |
| Williams Jones Wealth Management, LLC. | 29,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,609 | $23.3K | 0.00% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 31,900 | $24.2K | 0.01% | 00.0% | Unchanged |
| GTS Securities LLC | 32,720 | $24.9K | 0.00% | +32,720 | New |
| XTX Topco Ltd | 33,387 | $25.4K | 0.01% | +20,819+165.7% | Added |
| National Asset Management, Inc. | 34,100 | $25.9K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 35,200 | $26.8K | 0.00% | −5,275−13.0% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 39,783 | $30.2K | 0.00% | +15,230+62.0% | Added |
| Cetera Advisor Networks LLC | 43,000 | $32.7K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 45,172 | $34.3K | 0.00% | +13,600+43.1% | Added |
| Jane Street Group, LLC | 46,428 | $35.3K | 0.00% | +46,428 | New |
| Quantum Private Wealth, LLC | 47,099 | $35.8K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 48,299 | $36.7K | 0.00% | −700−1.4% | Reduced |
| Sunesis Advisors, LLC | 50,000 | $38.0K | 0.02% | 00.0% | Unchanged |
| Dorchester Wealth Management Co | 53,400 | $40.6K | 0.01% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 59,700 | $46.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 65,251 | $49.6K | 0.00% | −9,146−12.3% | Reduced |
| Creative Planning | 65,900 | $50.1K | 0.00% | +100+0.2% | Added |
| Millennium Management LLC | 67,607 | $51.4K | 0.00% | +67,607 | New |
| UBS Group AG | 74,397 | $56.5K | 0.00% | +15,842+27.1% | Added |
| Squarepoint Ops LLC | 99,169 | $75.4K | 0.00% | +99,169 | New |
| Susquehanna International Group, LLP | 113,309 | $86.1K | 0.00% | +11,970+11.8% | Added |
| Titleist Asset Management, LLC | 170,551 | $129.6K | 0.02% | +500+0.3% | Added |
| Northern Trust Corp | 197,824 | $150.3K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 234,602 | $178.3K | 0.00% | +210,286+864.8% | Added |
| State Street Corp | 250,234 | $190.2K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 291,384 | $221.5K | 0.00% | −412−0.1% | Reduced |
| Kestra Advisory Services, LLC | 364,592 | $277.1K | 0.00% | −196,658−35.0% | Reduced |
| Kanen Wealth Management LLC | 1,473,942 | $278.8K | 0.20% | +5,517+0.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 379,840 | $289.0K | 0.00% | −23,000−5.7% | Reduced |
| Boston Partners | 530,890 | $403.5K | 0.00% | −87,775−14.2% | Reduced |
| AWM Investment Company, Inc. | 900,000 | $684.0K | 0.09% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,023,303 | $777.9K | 0.00% | +62,933+6.6% | Added |
| BlackRock Inc. | 1,215,629 | $923.9K | 0.00% | +5,859+0.5% | Added |
| Russell Investments Group, Ltd. | 1,444,567 | $1.10M | 0.00% | +351,175+32.1% | Added |
| Ieq Capital, LLC | 2,957,483 | $2.25M | 0.04% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 3,948,627 | $3.00M | 0.01% | −176,383−4.3% | Reduced |
| Vanguard Group Inc | 4,206,085 | $3.20M | 0.00% | +46,463+1.1% | Added |
| Barclays PLC | 0 | $0 | 0.00% | −58,377−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −46,150−100.0% | Sold out |
| Royal Capital Wealth Management, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Ledge Wealth Management, Inc. | 0 | $0 | 0.00% | −14,005−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −253−100.0% | Sold out |