Aqua Metals, Inc.
AQMS- Exchange
- Nasdaq
- Industry
- Secondary Smelting & Refining of Nonferrous Metals
- SEC CIK
- 0001621832
No open-market purchases or sales by Aqua Metals, Inc. insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $819.6K in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Aqua Metals, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +14 vs. Q2 2023
- Shares held
- 20.7M
- +5.74M (+38.2%) vs. Q2 2023
- Total value
- $23.4M
- +$5.85M (+33.3%) vs. Q2 2023
- New holders
- 19
- 18 more added
- Sold out
- 5
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AQMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $819.6K |
| Q1 2026 | 34 | $926.6K |
| Q4 2025 | 33 | $884.3K |
| Q3 2025 | 28 | $1.03M |
| Q2 2025 | 31 | $425.6K |
| Q1 2025 | 28 | $2.30M |
| Q4 2024 | 32 | $2.41M |
| Q3 2024 | 55 | $3.30M |
| Q2 2024 | 62 | $5.93M |
| Q1 2024 | 65 | $11.5M |
| Q4 2023 | 73 | $15.2M |
| Q3 2023 | 71 | $23.4M |
| Q2 2023 | 57 | $17.6M |
| Q1 2023 | 59 | $15.1M |
| Q4 2022 | 57 | $17.4M |
| Q3 2022 | 55 | $9.26M |
| Q2 2022 | 58 | $9.73M |
| Q1 2022 | 62 | $18.5M |
| Q4 2021 | 66 | $17.1M |
| Q3 2021 | 61 | $27.1M |
| Q2 2021 | 69 | $38.3M |
| Q1 2021 | 71 | $57.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Aqua Metals, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citadel Advisors LLC | 218 | $246 | 0.00% | +218 | New |
| Citigroup Inc | 253 | $286 | 0.00% | +253 | New |
| HM Payson & Co | 300 | $339 | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 455 | $514 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 650 | $650 | 0.00% | +650 | New |
| US Bancorp | 800 | $904 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,000 | $2.26K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 2,000 | $2.26K | 0.00% | +2,000 | New |
| Harbour Investments, Inc. | 2,890 | $3.27K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,800 | $4.29K | 0.00% | +3,800 | New |
| Westside Investment Management, Inc. | 5,500 | $6.21K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 7,894 | $8.92K | 0.00% | −630−7.4% | Reduced |
| Advisor Group Holdings, Inc. | 9,126 | $10.3K | 0.00% | +1,833+25.1% | Added |
| Centaurus Financial, Inc. | 10,000 | $11.0K | 0.00% | +10,000 | New |
| David R. Rahn & Associates Inc. | 10,000 | $11.3K | 0.01% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 10,000 | $11.3K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 10,208 | $11.5K | 0.00% | +181+1.8% | Added |
| Kestra Private Wealth Services, LLC | 10,500 | $11.9K | 0.00% | +10,500 | New |
| Virtu Financial LLC | 10,462 | $12.0K | 0.00% | −55,920−84.2% | Reduced |
| Balboa Wealth Partners | 12,200 | $13.8K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 12,568 | $14.2K | 0.00% | +12,568 | New |
| Boothbay Fund Management, LLC | 14,000 | $15.8K | 0.00% | +14,000 | New |
| Ledge Wealth Management, Inc. | 14,005 | $15.8K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Inc | 14,500 | $16.4K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,000 | $16.9K | 0.00% | 00.0% | Unchanged |
| Marathon Capital Management | 15,000 | $16.9K | 0.00% | −10,000−40.0% | Reduced |
| Royal Capital Wealth Management, LLC | 15,000 | $16.9K | 0.02% | −8,000−34.8% | Reduced |
| HighMark Wealth Management LLC | 15,289 | $17.3K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 17,265 | $20.0K | 0.00% | −2,033−10.5% | Reduced |
| Werba Rubin Papier Wealth Management | 20,000 | $22.6K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 21,290 | $24.0K | 0.00% | −2,906−12.0% | Reduced |
| Commonwealth Equity Services, LLC | 21,397 | $24.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 21,600 | $24.4K | 0.00% | +21,600 | New |
| Charles Schwab Investment Management Inc | 23,651 | $26.7K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 24,316 | $27.5K | 0.00% | +24,316 | New |
| Wealth Enhancement Advisory Services, LLC | 24,553 | $27.7K | 0.00% | +24,553 | New |
| Dimensional Fund Advisors LP | 25,774 | $29.1K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 29,000 | $32.8K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 30,609 | $34.6K | 0.00% | +10.0% | Added |
| LPL Financial LLC | 31,572 | $35.7K | 0.00% | +10,000+46.4% | Added |
| Wellington Shields & Co., LLC | 31,900 | $36.0K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 34,100 | $38.5K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 40,475 | $45.7K | 0.00% | +100+0.2% | Added |
| Mariner, LLC | 42,720 | $48.3K | 0.00% | +42,720 | New |
| Cetera Advisor Networks LLC | 43,000 | $48.6K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 46,150 | $52.1K | 0.00% | +46,150 | New |
| Quantum Private Wealth, LLC | 47,099 | $53.2K | 0.03% | 00.0% | Unchanged |
| Group One Trading, L.P. | 48,999 | $55.4K | 0.00% | +1,500+3.2% | Added |
| Sunesis Advisors, LLC | 50,000 | $56.5K | 0.04% | +50,000 | New |
| Dorchester Wealth Management Co | 53,400 | $60.3K | 0.01% | +53,400 | New |
| Barclays PLC | 58,377 | $66.0K | 0.00% | +58,377 | New |
| UBS Group AG | 58,555 | $66.2K | 0.00% | +27,403+88.0% | Added |
| Price T Rowe Associates Inc | 59,700 | $68.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 65,800 | $74.4K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 74,397 | $84.1K | 0.00% | +22,493+43.3% | Added |
| Susquehanna International Group, LLP | 101,339 | $114.5K | 0.00% | −5,750−5.4% | Reduced |
| Titleist Asset Management, LLC | 170,051 | $192.2K | 0.04% | +17,500+11.5% | Added |
| Northern Trust Corp | 197,824 | $223.5K | 0.00% | +76,246+62.7% | Added |
| State Street Corp | 250,234 | $282.8K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 291,796 | $329.7K | 0.00% | +279,896+2,352.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 402,840 | $455.0K | 0.00% | −19,906−4.7% | Reduced |
| Kestra Advisory Services, LLC | 561,250 | $634.2K | 0.01% | +527,708+1,573.3% | Added |
| Boston Partners | 618,665 | $699.1K | 0.00% | +524,888+559.7% | Added |
| AWM Investment Company, Inc. | 900,000 | $1.02M | 0.15% | +900,000 | New |
| Geode Capital Management, LLC | 960,370 | $1.09M | 0.00% | +160,977+20.1% | Added |
| Russell Investments Group, Ltd. | 1,093,392 | $1.24M | 0.00% | +1,093,392 | New |
| BlackRock Inc. | 1,209,770 | $1.37M | 0.00% | +41,744+3.6% | Added |
| Kanen Wealth Management LLC | 1,468,425 | $1.66M | 1.28% | +1,000,000+213.5% | Added |
| Ieq Capital, LLC | 2,957,483 | $3.34M | 0.07% | +184,641+6.7% | Added |
| Baird Financial Group, Inc. | 4,125,010 | $4.66M | 0.01% | −363,049−8.1% | Reduced |
| Vanguard Group Inc | 4,159,622 | $4.70M | 0.00% | +1,061,597+34.3% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −41,868−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −22,422−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −14,900−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −12,757−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |