AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in AppHarvest, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 169
- +13 vs. Q4 2021
- Shares held
- 39.7M
- −3.90M (−8.9%) vs. Q4 2021
- Total value
- $214.0M
- +$44.1M (+25.9%) vs. Q4 2021
- New holders
- 34
- 53 more added
- Sold out
- 21
- 49 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hall Private Wealth Advisors | 35,259 | $190.0K | 0.10% | +821+2.4% | Added |
| Advisor Group Holdings, Inc. | 38,933 | $203.0K | 0.00% | +1,961+5.3% | Added |
| UBS Asset Management Americas Inc | 38,505 | $207.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 38,810 | $209.0K | 0.00% | −65−0.2% | Reduced |
| Millennium Management LLC | 39,673 | $213.0K | 0.00% | −54,993−58.1% | Reduced |
| SEI Investments Co | 39,586 | $213.0K | 0.00% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 42,030 | $226.0K | 0.07% | 00.0% | Unchanged |
| MetLife Investment Management | 42,955 | $230.9K | 0.00% | +15,487+56.4% | Added |
| WMG Financial Advisors, LLC | 44,250 | $238.0K | 0.17% | +25,000+129.9% | Added |
| Ensign Peak Advisors, Inc | 44,650 | $240.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 44,631 | $240.0K | 0.00% | +142+0.3% | Added |
| Allspring Global Investments Holdings, LLC | 46,686 | $250.0K | 0.00% | −23,157−33.2% | Reduced |
| Cim Investment Mangement Inc | 47,773 | $257.0K | 0.09% | −5,560−10.4% | Reduced |
| Marshall Wace, LLP | 50,159 | $270.0K | 0.00% | +40,617+425.7% | Added |
| Corient Capital Partners, LLC | 55,036 | $296.0K | 0.02% | +55,036 | New |
| Prudential Financial Inc | 59,335 | $319.0K | 0.00% | +59,335 | New |
| Rhumbline Advisers | 59,855 | $322.0K | 0.00% | +10,928+22.3% | Added |
| Archford Capital Strategies, LLC | 63,083 | $328.0K | 0.07% | +44,477+239.0% | Added |
| Royal Bank of Canada | 65,205 | $350.0K | 0.00% | −12,122−15.7% | Reduced |
| Sprott Inc. | 65,315 | $351.0K | 0.02% | +2,696+4.3% | Added |
| LPL Financial LLC | 70,178 | $377.0K | 0.00% | +654+0.9% | Added |
| Ergoteles LLC | 70,300 | $378.0K | 0.01% | −16,200−18.7% | Reduced |
| Lido Advisors, LLC | 73,044 | $392.0K | 0.01% | +73,044 | New |
| California State Teachers Retirement System | 76,812 | $413.0K | 0.00% | −7,478−8.9% | Reduced |
| Accomplice Associates II, LLC | 79,961 | $430.0K | 0.74% | 00.0% | Unchanged |
| Valueworks LLC | 81,082 | $436.0K | 0.14% | +81,082 | New |
| Meridian Wealth Management, LLC | 81,515 | $438.0K | 0.05% | +32,710+67.0% | Added |
| 180 Wealth Advisors, LLC | 98,735 | $446.0K | 0.10% | +4,819+5.1% | Added |
| HSBC Holdings PLC | 83,050 | $447.0K | 0.00% | +83,050 | New |
| Beck Capital Management, LLC | 84,050 | $452.0K | 0.14% | +84,050 | New |
| Bank of America Corp | 84,966 | $458.0K | 0.00% | −168,700−66.5% | Reduced |
| UBS Group AG | 94,324 | $507.0K | 0.00% | −20,595−17.9% | Reduced |
| Wells Fargo & Company | 98,199 | $528.0K | 0.00% | +29,023+42.0% | Added |
| National Bank of Canada | 100,400 | $540.0K | 0.00% | −24,500−19.6% | Reduced |
| B. Riley Financial, Inc. | 114,874 | $617.0K | 0.11% | +114,874 | New |
| Susquehanna International Group, LLP | 118,272 | $636.0K | 0.00% | −35,122−22.9% | Reduced |
| Swiss National Bank | 130,900 | $704.0K | 0.00% | +9,100+7.5% | Added |
| Hartline Investment Corp | 44,400 | $710.0K | 0.09% | +44,400 | New |
| JPMorgan Chase & Co | 147,088 | $791.0K | 0.00% | −9,733−6.2% | Reduced |
| Allianz Asset Management GmbH | 147,992 | $795.0K | 0.00% | +147,992 | New |
| EMJ Capital Ltd. | 160,000 | $860.0K | 2.62% | +160,000 | New |
| Two Sigma Investments, LP | 171,693 | $923.0K | 0.00% | −711,756−80.6% | Reduced |
| Money Concepts Capital Corp | 187,648 | $1.01M | 0.06% | +108,264+136.4% | Added |
| Nuveen Asset Management, LLC | 175,738 | $1.04M | 0.00% | +2,478+1.4% | Added |
| Bank of New York Mellon Corp | 197,219 | $1.06M | 0.00% | −247,615−55.7% | Reduced |
| D. E. Shaw & Co., Inc. | 255,655 | $1.37M | 0.00% | +87,785+52.3% | Added |
| 13D Management LLC | 275,077 | $1.48M | 0.56% | −24,301−8.1% | Reduced |
| Parametric Portfolio Associates LLC | 324,362 | $1.74M | 0.00% | +234,880+262.5% | Added |
| Amundi | 329,877 | $1.77M | 0.00% | +329,877 | New |
| Alyeska Investment Group, L.P. | 344,387 | $1.85M | 0.02% | +312,841+991.7% | Added |
| Sculptor Capital LP | 358,800 | $1.93M | 0.02% | +358,800 | New |
| Goldman Sachs Group Inc | 365,074 | $1.96M | 0.00% | +276,018+309.9% | Added |
| Charles Schwab Investment Management Inc | 460,245 | $2.47M | 0.00% | +9,487+2.1% | Added |
| Northern Trust Corp | 631,106 | $3.39M | 0.00% | −27,023−4.1% | Reduced |
| Morgan Stanley | 721,453 | $3.88M | 0.00% | −475,146−39.7% | Reduced |
| Janus Henderson Group PLC | 748,767 | $4.02M | 0.00% | −667,205−47.1% | Reduced |
| GMT Capital Corp | 840,613 | $4.52M | 0.28% | +840,613 | New |
| Davy Global Fund Management Ltd | 911,734 | $4.90M | 0.80% | −664,516−42.2% | Reduced |
| Deutsche Bank AG | 1,040,577 | $5.59M | 0.00% | +545,504+110.2% | Added |
| Geode Capital Management, LLC | 1,046,350 | $5.62M | 0.00% | −62,984−5.7% | Reduced |
| Legal & General Group Plc | 1,136,550 | $6.11M | 0.00% | −49,331−4.2% | Reduced |
| State Street Corp | 1,331,427 | $7.16M | 0.00% | +41,530+3.2% | Added |
| Vident Investment Advisory, LLC | 1,545,397 | $8.31M | 0.22% | −13,978−0.9% | Reduced |
| Vanguard Group Inc | 3,135,617 | $16.9M | 0.00% | −1,411,613−31.0% | Reduced |
| Norges Bank | 3,200,000 | $17.2M | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 4,294,180 | $23.1M | 0.00% | +2,0100.0% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 5,795,085 | $31.1M | 0.11% | +592,892+11.4% | Added |
| Inclusive Capital Partners, L.P. | 5,798,704 | $31.2M | 3.22% | −3,000,000−34.1% | Reduced |
| IFP Advisors, Inc | 13,292 | – | – | +9,221+226.5% | Added |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −391,943−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −176,349−100.0% | Sold out |
| DekaBank Deutsche Girozentrale | 0 | $0 | 0.00% | −170,000−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −87,406−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −31,689−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −22,667−100.0% | Sold out |
| Ionic Capital Management LLC | 0 | $0 | 0.00% | −14,911−100.0% | Sold out |
| Virginia Retirement Systems Et Al | 0 | $0 | 0.00% | −13,800−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −12,814−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −10,422−100.0% | Sold out |
| Manteio Capital LLC | 0 | $0 | 0.00% | −10,568−100.0% | Sold out |
| ARGI Investment Services, LLC | 0 | $0 | 0.00% | −10,149−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −8,661−100.0% | Sold out |
| Henrickson Nauta Wealth Advisors, Inc. | 0 | $0 | 0.00% | −1,676−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −1,247−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −1,125−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −647−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| TAP Consulting, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |