Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Adverum Biotechnologies, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 118
- −13 vs. Q1 2021
- Shares held
- 79.2M
- −15.9M (−16.7%) vs. Q1 2021
- Total value
- $280.4M
- −$657.3M (−70.1%) vs. Q1 2021
- New holders
- 22
- 45 more added
- Sold out
- 35
- 29 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Great West Life Assurance Co | 3,868 | $13.0K | 0.00% | 00.0% | Unchanged |
| Hershey Trust Co | 3,710 | $13.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,439 | $9.00K | 0.00% | +773+46.4% | Added |
| Advisor Group Holdings, Inc. | 2,400 | $8.00K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 2,100 | $7.00K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 2,230 | $7.00K | 0.00% | +25+1.1% | Added |
| Macquarie Group Ltd | 1,706 | $6.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,550 | $5.42K | 0.00% | +150+10.7% | Added |
| FMR LLC | 1,170 | $4.00K | 0.00% | −773,272−99.8% | Reduced |
| Captrust Financial Advisors | 500 | $2.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 560 | $2.00K | 0.00% | +367+190.2% | Added |
| TCI Wealth Advisors, Inc. | 653 | $2.00K | 0.00% | +481+279.7% | Added |
| Federated Hermes, Inc. | 442 | $2.00K | 0.00% | +442 | New |
| Wells Fargo & Company | 305 | $1.00K | 0.00% | −12,423−97.6% | Reduced |
| Daiwa Securities Group Inc. | 183 | $1.00K | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 410 | $1.00K | 0.00% | +410 | New |
| Global Retirement Partners, LLC | 34 | $0 | 0.00% | 00.0% | Unchanged |
| Ra Capital Management, L.P. | 0 | $0 | 0.00% | −9,365,833−100.0% | Sold out |
| OrbiMed Advisors LLC | 0 | $0 | 0.00% | −5,501,144−100.0% | Sold out |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −2,475,331−100.0% | Sold out |
| Casdin Capital, LLC | 0 | $0 | 0.00% | −2,211,622−100.0% | Sold out |
| Farallon Capital Management, L.L.C. | 0 | $0 | 0.00% | −1,500,000−100.0% | Sold out |
| Frazier Management LLC | 0 | $0 | 0.00% | −1,437,028−100.0% | Sold out |
| Rhenman & Partners Asset Management AB | 0 | $0 | 0.00% | −650,000−100.0% | Sold out |
| Candriam Luxembourg S.C.A. | 0 | $0 | 0.00% | −298,492−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −176,700−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −119,800−100.0% | Sold out |
| Stenahm Asset Managment Ltd | 0 | $0 | 0.00% | −111,000−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −99,992−100.0% | Sold out |
| Pantheon Investment Group, LLC | 0 | $0 | 0.00% | −72,780−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −71,600−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −65,976−100.0% | Sold out |
| HighVista Strategies LLC | 0 | $0 | 0.00% | −64,906−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −63,827−100.0% | Sold out |
| Pinnacle Associates Ltd | 0 | $0 | 0.00% | −51,960−100.0% | Sold out |
| Migdal Insurance & Financial Holdings Ltd. | 0 | $0 | 0.00% | −47,555−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −42,062−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −41,233−100.0% | Sold out |
| CHI Advisors LLC | 0 | $0 | 0.00% | −40,209−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −35,080−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −24,400−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −24,048−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −23,892−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −21,380−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −20,591−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −20,250−100.0% | Sold out |
| Athanor Capital, LP | 0 | $0 | 0.00% | −19,516−100.0% | Sold out |
| First Mercantile Trust Co | 0 | $0 | 0.00% | −6,558−100.0% | Sold out |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −5,696−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −2,877−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −2,132−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −106−100.0% | Sold out |
| E Fund Management Co., Ltd. | – | – | – | – | Not filed |