Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Adverum Biotechnologies, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −4 vs. Q4 2022
- Shares held
- 62.7M
- +5.42M (+9.5%) vs. Q4 2022
- Total value
- $45.0M
- +$11.8M (+35.5%) vs. Q4 2022
- New holders
- 5
- 14 more added
- Sold out
- 9
- 18 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 7,769,824 | $5.57M | 0.00% | −3,0500.0% | Reduced |
| BML Capital Management, LLC | 7,067,179 | $5.07M | 4.38% | 00.0% | Unchanged |
| Morgan Stanley | 6,964,642 | $5.00M | 0.00% | −170,410−2.4% | Reduced |
| Bank of America Corp | 5,591,790 | $4.01M | 0.00% | −1060.0% | Reduced |
| Versant Venture Management, LLC | 5,068,233 | $3.64M | 7.58% | 00.0% | Unchanged |
| Commodore Capital LP | 5,000,000 | $3.59M | 0.55% | +5,000,000 | New |
| Goldman Sachs Group Inc | 4,557,659 | $3.27M | 0.00% | +4,557,659 | New |
| Vanguard Group Inc | 4,143,131 | $2.97M | 0.00% | +140,100+3.5% | Added |
| BlackRock Inc. | 2,037,550 | $1.46M | 0.00% | −357,256−14.9% | Reduced |
| Sonic GP LLC | 2,000,000 | $1.43M | 1.10% | −2,552,068−56.1% | Reduced |
| Newtyn Management, LLC | 1,528,400 | $1.10M | 0.22% | −106,600−6.5% | Reduced |
| JPMorgan Chase & Co | 1,210,212 | $868.0K | 0.00% | 00.0% | Unchanged |
| AIGH Capital Management LLC | 1,200,000 | $860.9K | 0.32% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,136,741 | $815.0K | 0.00% | +62,500+5.8% | Added |
| Gsa Capital Partners LLP | 879,684 | $631.0K | 0.06% | +48,855+5.9% | Added |
| Assenagon Asset Management S.A. | 840,651 | $603.1K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 787,900 | $565.2K | 0.00% | +15,748+2.0% | Added |
| Two Sigma Advisers, LP | 675,985 | $485.0K | 0.00% | −54,715−7.5% | Reduced |
| Monaco Asset Management SAM | 659,575 | $473.2K | 0.21% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 621,122 | $445.6K | 0.00% | −86,525−12.2% | Reduced |
| Quinn Opportunity Partners LLC | 398,298 | $285.7K | 0.03% | 00.0% | Unchanged |
| CM Management, LLC | 375,000 | $269.0K | 0.32% | +275,000+275.0% | Added |
| Worth Venture Partners, LLC | 298,560 | $214.2K | 0.11% | 00.0% | Unchanged |
| State Street Corp | 281,854 | $202.2K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 220,985 | $159.0K | 0.00% | −140,116−38.8% | Reduced |
| Dimensional Fund Advisors LP | 184,146 | $132.1K | 0.00% | −16,828−8.4% | Reduced |
| Northern Trust Corp | 181,549 | $130.2K | 0.00% | −628−0.3% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 149,856 | $107.5K | 0.00% | −50,633−25.3% | Reduced |
| Cantor Fitzgerald, L. P. | 142,838 | $102.5K | 0.00% | +7,838+5.8% | Added |
| Marquette Asset Management, LLC | 121,393 | $87.1K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 93,150 | $66.8K | 0.00% | +90,000+2,857.1% | Added |
| Jane Street Group, LLC | 92,643 | $66.5K | 0.00% | +23,483+34.0% | Added |
| Susquehanna International Group, LLP | 83,207 | $59.7K | 0.00% | +70,601+560.1% | Added |
| Charles Schwab Investment Management Inc | 62,914 | $45.1K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 54,485 | $39.1K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 52,560 | $37.7K | 0.00% | −25,779−32.9% | Reduced |
| Cubist Systematic Strategies, LLC | 31,506 | $22.6K | 0.00% | +31,506 | New |
| Wolverine Trading, LLC | 26,737 | $19.0K | 0.00% | +13,480+101.7% | Added |
| Group One Trading, L.P. | 21,574 | $15.5K | 0.00% | +21,574 | New |
| Mariner, LLC | 20,000 | $14.0K | 0.00% | +10,000+100.0% | Added |
| Lipe & Dalton | 15,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 14,979 | $10.7K | 0.00% | +14,179+1,772.4% | Added |
| Tower Research Capital LLC (TRC) | 15,281 | $10.0K | 0.00% | −9,863−39.2% | Reduced |
| Virtu Financial LLC | 14,498 | $10.0K | 0.00% | −2,676−15.6% | Reduced |
| Victory Capital Management Inc | 10,166 | $7.29K | 0.00% | −93−0.9% | Reduced |
| Nwam LLC | 10,000 | $7.17K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 4,221 | $3.03K | 0.00% | −3,797−47.4% | Reduced |
| Royal Bank of Canada | 1,712 | $1.00K | 0.00% | +303+21.5% | Added |
| Ronald Blue Trust, Inc. | 1,500 | $1.00K | 0.00% | +1,500 | New |
| Parallel Advisors, LLC | 1,000 | $717 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 641 | $460 | 0.00% | +9+1.4% | Added |
| GHP Investment Advisors, Inc. | 200 | $144 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 22 | $16 | 0.00% | −1,916−98.9% | Reduced |
| Allworth Financial LP | 20 | $15 | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 18 | $13 | 0.00% | 00.0% | Unchanged |
| Oasis Management Co Ltd. | 0 | $0 | 0.00% | −465,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −341,397−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −304,246−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −129,212−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −82,499−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −31,200−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −12,131−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |