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Livermore
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Adverum Biotechnologies, Inc.

ADVMDelisted Dec 9, 2025
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0001501756

Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.

13F holders, Q4 2023

Institutional positions in Adverum Biotechnologies, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
61
0 vs. Q3 2023
Shares held
64.1M
−1.12M (−1.7%) vs. Q3 2023
Total value
$48.3M
−$49.7M (−50.7%) vs. Q3 2023
New holders
10
13 more added
Sold out
10
16 more reduced

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 61 institutions
Q1 2021: 132 institutionsQ2 2021: 118 institutionsQ3 2021: 110 institutionsQ4 2021: 98 institutionsQ1 2022: 92 institutionsQ2 2022: 77 institutionsQ3 2022: 78 institutionsQ4 2022: 59 institutionsQ1 2023: 55 institutionsQ2 2023: 58 institutionsQ3 2023: 61 institutionsQ4 2023: 61 institutionsQ1 2024: 61 institutionsQ2 2024: 68 institutionsQ3 2024: 77 institutionsQ4 2024: 70 institutionsQ1 2025: 71 institutionsQ2 2025: 59 institutionsQ3 2025: 50 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ4 2023: $48.3M
Q1 2021: $937.9MQ2 2021: $280.4MQ3 2021: $151.2MQ4 2021: $115.5MQ1 2022: $82.4MQ2 2022: $70.0MQ3 2022: $55.6MQ4 2022: $33.2MQ1 2023: $45.0MQ2 2023: $104.4MQ3 2023: $97.9MQ4 2023: $48.3MQ1 2024: $236.9MQ2 2024: $117.7MQ3 2024: $120.2MQ4 2024: $74.1MQ1 2025: $69.8MQ2 2025: $30.1MQ3 2025: $63.8MQ4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding ADVM and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 202550$63.8M
Q2 202559$30.1M
Q1 202571$69.8M
Q4 202470$74.1M
Q3 202477$120.2M
Q2 202468$117.7M
Q1 202461$236.9M
Q4 202361$48.3M
Q3 202361$97.9M
Q2 202358$104.4M
Q1 202355$45.0M
Q4 202259$33.2M
Q3 202278$55.6M
Q2 202277$70.0M
Q1 202292$82.4M
Q4 202198$115.5M
Q3 2021110$151.2M
Q2 2021118$280.4M
Q1 2021132$937.9M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q3 2023.

Institutions holding ADVM in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Commodore Capital LP10,000,000$7.53M0.66%00.0%Unchanged
FMR LLC6,124,272$4.61M0.00%−567,653−8.5%Reduced
Morgan Stanley5,150,396$3.88M0.00%−1,825,842−26.2%Reduced
VR Adviser, LLC5,147,547$3.88M0.27%−1,425,753−21.7%Reduced
Versant Venture Management, LLC5,068,233$3.82M0.98%00.0%Unchanged
BML Capital Management, LLC4,554,252$3.43M2.71%+639,252+16.3%Added
Goldman Sachs Group Inc4,552,789$3.43M0.00%−3,233−0.1%Reduced
Bank of America Corp4,300,023$3.23M0.00%−469,163−9.8%Reduced
Vanguard Group Inc4,189,034$3.15M0.00%00.0%Unchanged
AIGH Capital Management LLC3,172,819$2.39M0.94%+1,848,834+139.6%Added
Sonic GP LLC2,000,000$1.51M1.73%00.0%Unchanged
Renaissance Technologies LLC1,877,652$1.41M0.00%+547,911+41.2%Added
BlackRock Inc.1,401,180$1.05M0.00%−1080.0%Reduced
Geode Capital Management, LLC864,206$650.7K0.00%00.0%Unchanged
Newtyn Management, LLC823,096$619.6K0.12%−201,904−19.7%Reduced
Worth Venture Partners, LLC784,346$590.5K0.32%+452,678+136.5%Added
Two Sigma Advisers, LP462,300$348.0K0.00%−30,400−6.2%Reduced
Two Sigma Investments, LP446,396$336.0K0.00%−71,639−13.8%Reduced
Soleus Capital Management, L.P.425,000$319.9K0.04%+425,000New
Quinn Opportunity Partners LLC398,298$299.8K0.03%00.0%Unchanged
State Street Corp330,154$248.5K0.00%00.0%Unchanged
Millennium Management LLC297,937$224.3K0.00%+158,792+114.1%Added
Acuitas Investments, LLC291,245$219.2K0.12%+760.0%Added
Susquehanna International Group, LLP195,870$147.5K0.00%+153,168+358.7%Added
Dimensional Fund Advisors LP188,595$142.0K0.00%−103,875−35.5%Reduced
Northern Trust Corp180,351$135.8K0.00%00.0%Unchanged
Cantor Fitzgerald, L. P.158,160$119.1K0.03%−1,900−1.2%Reduced
Advisor Group Holdings, Inc.100,500$75.7K0.00%+11,133+12.5%Added
Monaco Asset Management SAM79,234$59.6K0.02%+20,000+33.8%Added
Jefferies Financial Group Inc.75,000$56.5K0.00%00.0%Unchanged
Marquette Asset Management, LLC60,120$45.3K0.01%00.0%Unchanged
Apexium Financial, LP60,000$45.2K0.00%+60,000New
XTX Topco Ltd51,100$38.5K0.01%+14,443+39.4%Added
Mariner, LLC50,000$37.6K0.00%00.0%Unchanged
Squarepoint Ops LLC42,334$31.9K0.00%+42,334New
Bank of New York Mellon Corp39,614$29.8K0.00%−28,764−42.1%Reduced
Charles Schwab Investment Management Inc36,413$27.4K0.00%00.0%Unchanged
Citadel Advisors LLC33,713$25.4K0.00%+33,713New
Acadian Asset Management LLC27,935$20.0K0.00%+27,935New
Group One Trading, L.P.16,307$12.3K0.00%+16,307New
Lipe & Dalton15,000$11.0K0.01%00.0%Unchanged
American Century Companies Inc13,058$9.83K0.00%00.0%Unchanged
Nwam LLC10,000$7.53K0.00%00.0%Unchanged
Ausdal Financial Partners, Inc.10,000$7.53K0.00%00.0%Unchanged
IPG Investment Advisors LLC10,000$7.53K0.00%+10,000New
Lazard Asset Management LLC9,932$7.00K0.00%−557−5.3%Reduced
Rhumbline Advisers2,937$2.21K0.00%00.0%Unchanged
Simplex Trading, LLC2,331$1.00K0.00%+2,331New
Wells Fargo & Company976$7350.00%−965−49.7%Reduced
Northwestern Mutual Wealth Management Co950$7150.00%+633+199.7%Added
UBS Group AG815$6140.00%+15+1.9%Added
Qube Research & Technologies Ltd717$5400.00%−24,250−97.1%Reduced
Tower Research Capital LLC (TRC)691$5200.00%00.0%Unchanged
Parallel Advisors, LLC500$3760.00%−500−50.0%Reduced
JPMorgan Chase & Co405$3050.00%00.0%Unchanged
GHP Investment Advisors, Inc.200$1510.00%00.0%Unchanged
Allworth Financial LP20$160.00%00.0%Unchanged
Deutsche Bank AG18$140.00%+18New
Sound Income Strategies, LLC10$80.00%+10New
BNP Paribas Arbitrage, SA3$20.00%00.0%Unchanged
Royal Bank of Canada62$00.00%+19+44.2%Added
Citigroup Inc0$00.00%−476,692−100.0%Sold out
Marshall Wace, LLP0$00.00%−237,331−100.0%Sold out
Man Group plc0$00.00%–Sold out
Jane Street Group, LLC0$00.00%−33,877−100.0%Sold out
HRT Financial LP0$00.00%−25,098−100.0%Sold out
Captrust Financial Advisors0$00.00%−20,500−100.0%Sold out
Cubist Systematic Strategies, LLC0$00.00%−19,884−100.0%Sold out
Russell Investments Group, Ltd.0$00.00%−16,000−100.0%Sold out
Ronald Blue Trust, Inc.0$00.00%−1,500−100.0%Sold out
NBC Securities, Inc.0$00.00%−500−100.0%Sold out