Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Adverum Biotechnologies, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- +1 vs. Q2 2022
- Shares held
- 58.5M
- +293.1K (+0.5%) vs. Q2 2022
- Total value
- $55.6M
- −$14.4M (−20.6%) vs. Q2 2022
- New holders
- 16
- 11 more added
- Sold out
- 15
- 29 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 10,868,650 | $10.3M | 0.00% | −6200.0% | Reduced |
| Morgan Stanley | 7,169,565 | $6.81M | 0.00% | −199,916−2.7% | Reduced |
| Sonic Fund II, L.P. | 6,552,068 | $6.22M | 4.23% | 00.0% | Unchanged |
| Soleus Capital Management, L.P. | 5,587,789 | $5.31M | 0.72% | +5,587,789 | New |
| Versant Venture Management, LLC | 5,068,233 | $4.82M | 8.21% | 00.0% | Unchanged |
| Vanguard Group Inc | 4,001,205 | $3.80M | 0.00% | −156,400−3.8% | Reduced |
| BlackRock Inc. | 3,198,725 | $3.04M | 0.00% | −125,118−3.8% | Reduced |
| JPMorgan Chase & Co | 1,214,236 | $1.15M | 0.00% | −417,098−25.6% | Reduced |
| AIGH Capital Management LLC | 1,200,000 | $1.14M | 0.45% | +1,200,000 | New |
| Renaissance Technologies LLC | 1,118,441 | $1.06M | 0.00% | +25,400+2.3% | Added |
| Antara Capital LP | 1,075,000 | $1.02M | 0.11% | +1,075,000 | New |
| Two Sigma Advisers, LP | 1,051,800 | $999.0K | 0.00% | −452,800−30.1% | Reduced |
| Two Sigma Investments, LP | 1,048,063 | $996.0K | 0.00% | −116,499−10.0% | Reduced |
| Assenagon Asset Management S.A. | 941,751 | $895.0K | 0.00% | 00.0% | Unchanged |
| Newtyn Management, LLC | 900,000 | $855.0K | 0.19% | −135,000−13.0% | Reduced |
| Millennium Management LLC | 863,421 | $820.0K | 0.00% | −175,037−16.9% | Reduced |
| Geode Capital Management, LLC | 755,589 | $717.0K | 0.00% | +2,587+0.3% | Added |
| Jacobs Levy Equity Management, Inc | 556,214 | $528.0K | 0.00% | −31,431−5.3% | Reduced |
| Marshall Wace, LLP | 505,737 | $481.0K | 0.00% | +505,737 | New |
| Oasis Management Co Ltd. | 465,000 | $442.0K | 0.08% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 418,298 | $397.4K | 0.05% | −84,706−16.8% | Reduced |
| Ergoteles LLC | 368,684 | $350.0K | 0.01% | −51,116−12.2% | Reduced |
| Invesco Ltd. | 307,829 | $292.0K | 0.00% | −17,260−5.3% | Reduced |
| Worth Venture Partners, LLC | 298,560 | $284.0K | 0.18% | +49,760+20.0% | Added |
| Bridgeway Capital Management, LLC | 299,000 | $284.0K | 0.01% | +57,000+23.6% | Added |
| State Street Corp | 281,854 | $268.0K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 276,109 | $262.0K | 0.00% | −47,037−14.6% | Reduced |
| Monaco Asset Management SAM | 225,000 | $214.0K | 0.10% | −222,004−49.7% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 203,725 | $194.0K | 0.00% | +86,213+73.4% | Added |
| Northern Trust Corp | 166,291 | $158.0K | 0.00% | +3,368+2.1% | Added |
| Caas Capital Management LP | 134,338 | $128.0K | 0.02% | +134,338 | New |
| XTX Topco Ltd | 132,070 | $125.0K | 0.03% | +94,300+249.7% | Added |
| Goldman Sachs Group Inc | 124,455 | $118.0K | 0.00% | −89,719−41.9% | Reduced |
| 683 Capital Management, LLC | 100,000 | $95.0K | 0.01% | −106,856−51.7% | Reduced |
| Twin Focus Capital Partners, LLC | 100,000 | $95.0K | 0.02% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 96,910 | $92.0K | 0.03% | −35,859−27.0% | Reduced |
| Occudo Quantitative Strategies LP | 80,079 | $76.0K | 0.01% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 79,076 | $75.0K | 0.01% | +79,076 | New |
| Qube Research & Technologies Ltd | 67,564 | $64.0K | 0.00% | −16,322−19.5% | Reduced |
| Charles Schwab Investment Management Inc | 62,914 | $60.0K | 0.00% | +62,914 | New |
| Tudor Investment Corp Et Al | 62,651 | $60.0K | 0.00% | +62,651 | New |
| Schonfeld Strategic Advisors LLC | 60,000 | $57.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 54,601 | $52.0K | 0.00% | −15,106−21.7% | Reduced |
| Ameriprise Financial Inc | 40,394 | $38.0K | 0.00% | +40,394 | New |
| Balyasny Asset Management LLC | 32,734 | $31.0K | 0.00% | +9,117+38.6% | Added |
| LMR Partners LLP | 30,987 | $29.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 23,300 | $22.0K | 0.00% | −8,900−27.6% | Reduced |
| Tower Research Capital LLC (TRC) | 23,866 | $22.0K | 0.00% | +15,926+200.6% | Added |
| Zacks Investment Management | 22,837 | $22.0K | 0.00% | +22,837 | New |
| Cantor Fitzgerald, L. P. | 20,000 | $19.0K | 0.00% | +20,000 | New |
| Wolverine Trading, LLC | 17,428 | $17.0K | 0.00% | +17,428 | New |
| Pinz Capital Management, LP | 15,700 | $15.0K | 0.03% | +15,700 | New |
| Cubist Systematic Strategies, LLC | 14,377 | $14.0K | 0.00% | −2,929−16.9% | Reduced |
| Lipe & Dalton | 15,000 | $14.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 15,000 | $14.0K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 13,823 | $13.0K | 0.00% | +13,823 | New |
| Citadel Advisors LLC | 12,940 | $12.0K | 0.00% | −12,338−48.8% | Reduced |
| K2 Principal Fund, L.P. | 10,391 | $10.0K | 0.00% | −93,209−90.0% | Reduced |
| Victory Capital Management Inc | 10,262 | $10.0K | 0.00% | −423−4.0% | Reduced |
| Merit Financial Group, LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 10,052 | $10.0K | 0.00% | +6,052+151.3% | Added |
| IPG Investment Advisors LLC | 10,000 | $9.50K | 0.00% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 4,250 | $4.04K | 0.00% | +4,250 | New |
| Advisor Group Holdings, Inc. | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,511 | $2.00K | 0.00% | +2,218+757.0% | Added |
| BNP Paribas Arbitrage, SA | 1,237 | $1.18K | 0.00% | −39,730−97.0% | Reduced |
| American Portfolios Advisors | 1,150 | $1.09K | 0.00% | −55,000−98.0% | Reduced |
| Citigroup Inc | 1,188 | $1.00K | 0.00% | −1,226−50.8% | Reduced |
| Wells Fargo & Company | 610 | $1.00K | 0.00% | −143−19.0% | Reduced |
| UBS Group AG | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 931 | $1.00K | 0.00% | +931 | New |
| Deutsche Bank AG | 18 | $0 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 183 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,000 | – | – | 00.0% | Unchanged |
| Artal Group S.A. | 0 | $0 | 0.00% | −3,000,000−100.0% | Sold out |
| Ra Capital Management, L.P. | 0 | $0 | 0.00% | −1,726,019−100.0% | Sold out |
| EcoR1 Capital, LLC | 0 | $0 | 0.00% | −1,046,700−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −116,685−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −94,890−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −69,954−100.0% | Sold out |
| Crestline Management, LP | 0 | $0 | 0.00% | −64,854−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −16,167−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −14,830−100.0% | Sold out |
| Madison Wealth Partners, Inc | 0 | $0 | 0.00% | −14,412−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −11,303−100.0% | Sold out |
| Brightworth | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −4,901−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −728−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −500−100.0% | Sold out |