Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Adverum Biotechnologies, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −17 vs. Q3 2022
- Shares held
- 57.3M
- −1.20M (−2.1%) vs. Q3 2022
- Total value
- $33.2M
- −$22.4M (−40.3%) vs. Q3 2022
- New holders
- 7
- 14 more added
- Sold out
- 24
- 23 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 7,772,874 | $4.50M | 0.00% | −3,095,776−28.5% | Reduced |
| Morgan Stanley | 7,135,052 | $4.13M | 0.00% | −34,513−0.5% | Reduced |
| BML Capital Management, LLC | 7,067,179 | $4.10M | 3.91% | +7,067,179 | New |
| Bank of America Corp | 5,591,896 | $3.24M | 0.00% | +5,581,844+55,529.7% | Added |
| Versant Venture Management, LLC | 5,068,233 | $2.94M | 6.08% | 00.0% | Unchanged |
| Sonic GP LLC | 4,552,068 | $2.64M | 1.98% | +4,552,068 | New |
| Vanguard Group Inc | 4,003,031 | $2.32M | 0.00% | +1,8260.0% | Added |
| BlackRock Inc. | 2,394,806 | $1.39M | 0.00% | −803,919−25.1% | Reduced |
| Newtyn Management, LLC | 1,635,000 | $947.5K | 0.20% | +735,000+81.7% | Added |
| JPMorgan Chase & Co | 1,210,212 | $701.0K | 0.00% | −4,024−0.3% | Reduced |
| AIGH Capital Management LLC | 1,200,000 | $695.4K | 0.23% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,074,241 | $623.0K | 0.00% | −44,200−4.0% | Reduced |
| Assenagon Asset Management S.A. | 840,651 | $487.0K | 0.00% | −101,100−10.7% | Reduced |
| Gsa Capital Partners LLP | 830,829 | $481.0K | 0.06% | +751,753+950.7% | Added |
| Geode Capital Management, LLC | 772,152 | $447.0K | 0.00% | +16,563+2.2% | Added |
| Two Sigma Advisers, LP | 730,700 | $423.4K | 0.00% | −321,100−30.5% | Reduced |
| Two Sigma Investments, LP | 707,647 | $410.1K | 0.00% | −340,416−32.5% | Reduced |
| Monaco Asset Management SAM | 659,575 | $382.2K | 0.14% | +434,575+193.1% | Added |
| Oasis Management Co Ltd. | 465,000 | $269.5K | 0.06% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 398,298 | $230.8K | 0.03% | −20,000−4.8% | Reduced |
| Millennium Management LLC | 361,101 | $209.0K | 0.00% | −502,320−58.2% | Reduced |
| Marshall Wace, LLP | 341,397 | $198.0K | 0.00% | −164,340−32.5% | Reduced |
| Invesco Ltd. | 304,246 | $176.3K | 0.00% | −3,583−1.2% | Reduced |
| Worth Venture Partners, LLC | 298,560 | $173.0K | 0.10% | 00.0% | Unchanged |
| State Street Corp | 281,854 | $163.3K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 200,974 | $117.0K | 0.00% | −75,135−27.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 200,489 | $116.2K | 0.00% | −3,236−1.6% | Reduced |
| Northern Trust Corp | 182,177 | $105.6K | 0.00% | +15,886+9.6% | Added |
| Cantor Fitzgerald, L. P. | 135,000 | $78.0K | 0.00% | +115,000+575.0% | Added |
| Acadian Asset Management LLC | 129,212 | $74.0K | 0.00% | +129,212 | New |
| Marquette Asset Management, LLC | 121,393 | $70.3K | 0.02% | +24,483+25.3% | Added |
| CM Management, LLC | 100,000 | $58.0K | 0.07% | +100,000 | New |
| Ergoteles LLC | 82,499 | $47.8K | 0.00% | −286,185−77.6% | Reduced |
| Occudo Quantitative Strategies LP | 78,339 | $45.4K | 0.01% | −1,740−2.2% | Reduced |
| Jane Street Group, LLC | 69,160 | $40.1K | 0.00% | +55,337+400.3% | Added |
| Charles Schwab Investment Management Inc | 62,914 | $36.5K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 54,485 | $31.6K | 0.00% | −116−0.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 31,200 | $18.1K | 0.00% | −28,800−48.0% | Reduced |
| Tower Research Capital LLC (TRC) | 25,144 | $15.0K | 0.00% | +1,278+5.4% | Added |
| Virtu Financial LLC | 17,174 | $10.0K | 0.00% | +17,174 | New |
| Lipe & Dalton | 15,000 | $9.00K | 0.01% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 13,257 | $8.00K | 0.00% | −4,171−23.9% | Reduced |
| Susquehanna International Group, LLP | 12,606 | $7.30K | 0.00% | +12,606 | New |
| Tudor Investment Corp Et Al | 12,131 | $7.00K | 0.00% | −50,520−80.6% | Reduced |
| Mariner, LLC | 10,000 | $6.00K | 0.00% | +10,000 | New |
| Victory Capital Management Inc | 10,259 | $5.95K | 0.00% | −30.0% | Reduced |
| Merit Financial Group, LLC | 10,000 | $5.79K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $5.79K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 8,018 | $4.65K | 0.00% | −4,922−38.0% | Reduced |
| Advisor Group Holdings, Inc. | 3,150 | $1.82K | 0.00% | +1,150+57.5% | Added |
| BNP Paribas Arbitrage, SA | 1,938 | $1.12K | 0.00% | +701+56.7% | Added |
| Royal Bank of Canada | 1,409 | $1.00K | 0.00% | −1,102−43.9% | Reduced |
| Parallel Advisors, LLC | 1,000 | $580 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 800 | $464 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 632 | $366 | 0.00% | +22+3.6% | Added |
| GHP Investment Advisors, Inc. | 200 | $116 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $12 | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 18 | $10 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,000 | – | – | 00.0% | Unchanged |
| Sonic Fund II, L.P. | 0 | $0 | 0.00% | −6,552,068−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −5,587,789−100.0% | Sold out |
| Antara Capital LP | 0 | $0 | 0.00% | −1,075,000−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −556,214−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −299,000−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −134,338−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −132,070−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −124,455−100.0% | Sold out |
| Twin Focus Capital Partners, LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| 683 Capital Management, LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −67,564−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −40,394−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −32,734−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −30,987−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −23,300−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −22,837−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −14,377−100.0% | Sold out |
| Running Point Capital Advisors, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| K2 Principal Fund, L.P. | 0 | $0 | 0.00% | −10,391−100.0% | Sold out |
| IPG Investment Advisors LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Atlas Capital Advisors LLC | 0 | $0 | 0.00% | −4,250−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,188−100.0% | Sold out |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −931−100.0% | Sold out |
| Daiwa Securities Group Inc. | 0 | $0 | 0.00% | −183−100.0% | Sold out |
| Pinz Capital Management, LP | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |