Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Adverum Biotechnologies, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −17 vs. Q3 2022
- Shares held
- 57.3M
- −1.20M (−2.1%) vs. Q3 2022
- Total value
- $33.2M
- −$22.4M (−40.3%) vs. Q3 2022
- New holders
- 7
- 14 more added
- Sold out
- 24
- 23 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 18 | $10 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $12 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 200 | $116 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 632 | $366 | 0.00% | +22+3.6% | Added |
| UBS Group AG | 800 | $464 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,000 | $580 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,409 | $1.00K | 0.00% | −1,102−43.9% | Reduced |
| BNP Paribas Arbitrage, SA | 1,938 | $1.12K | 0.00% | +701+56.7% | Added |
| Advisor Group Holdings, Inc. | 3,150 | $1.82K | 0.00% | +1,150+57.5% | Added |
| Citadel Advisors LLC | 8,018 | $4.65K | 0.00% | −4,922−38.0% | Reduced |
| Merit Financial Group, LLC | 10,000 | $5.79K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $5.79K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 10,259 | $5.95K | 0.00% | −30.0% | Reduced |
| Mariner, LLC | 10,000 | $6.00K | 0.00% | +10,000 | New |
| Tudor Investment Corp Et Al | 12,131 | $7.00K | 0.00% | −50,520−80.6% | Reduced |
| Susquehanna International Group, LLP | 12,606 | $7.30K | 0.00% | +12,606 | New |
| Wolverine Trading, LLC | 13,257 | $8.00K | 0.00% | −4,171−23.9% | Reduced |
| Lipe & Dalton | 15,000 | $9.00K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 17,174 | $10.0K | 0.00% | +17,174 | New |
| Tower Research Capital LLC (TRC) | 25,144 | $15.0K | 0.00% | +1,278+5.4% | Added |
| Schonfeld Strategic Advisors LLC | 31,200 | $18.1K | 0.00% | −28,800−48.0% | Reduced |
| Bank of New York Mellon Corp | 54,485 | $31.6K | 0.00% | −116−0.2% | Reduced |
| Charles Schwab Investment Management Inc | 62,914 | $36.5K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 69,160 | $40.1K | 0.00% | +55,337+400.3% | Added |
| Occudo Quantitative Strategies LP | 78,339 | $45.4K | 0.01% | −1,740−2.2% | Reduced |
| Ergoteles LLC | 82,499 | $47.8K | 0.00% | −286,185−77.6% | Reduced |
| CM Management, LLC | 100,000 | $58.0K | 0.07% | +100,000 | New |
| Marquette Asset Management, LLC | 121,393 | $70.3K | 0.02% | +24,483+25.3% | Added |
| Acadian Asset Management LLC | 129,212 | $74.0K | 0.00% | +129,212 | New |
| Cantor Fitzgerald, L. P. | 135,000 | $78.0K | 0.00% | +115,000+575.0% | Added |
| Northern Trust Corp | 182,177 | $105.6K | 0.00% | +15,886+9.6% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 200,489 | $116.2K | 0.00% | −3,236−1.6% | Reduced |
| Dimensional Fund Advisors LP | 200,974 | $117.0K | 0.00% | −75,135−27.2% | Reduced |
| State Street Corp | 281,854 | $163.3K | 0.00% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 298,560 | $173.0K | 0.10% | 00.0% | Unchanged |
| Invesco Ltd. | 304,246 | $176.3K | 0.00% | −3,583−1.2% | Reduced |
| Marshall Wace, LLP | 341,397 | $198.0K | 0.00% | −164,340−32.5% | Reduced |
| Millennium Management LLC | 361,101 | $209.0K | 0.00% | −502,320−58.2% | Reduced |
| Quinn Opportunity Partners LLC | 398,298 | $230.8K | 0.03% | −20,000−4.8% | Reduced |
| Oasis Management Co Ltd. | 465,000 | $269.5K | 0.06% | 00.0% | Unchanged |
| Monaco Asset Management SAM | 659,575 | $382.2K | 0.14% | +434,575+193.1% | Added |
| Two Sigma Investments, LP | 707,647 | $410.1K | 0.00% | −340,416−32.5% | Reduced |
| Two Sigma Advisers, LP | 730,700 | $423.4K | 0.00% | −321,100−30.5% | Reduced |
| Geode Capital Management, LLC | 772,152 | $447.0K | 0.00% | +16,563+2.2% | Added |
| Gsa Capital Partners LLP | 830,829 | $481.0K | 0.06% | +751,753+950.7% | Added |
| Assenagon Asset Management S.A. | 840,651 | $487.0K | 0.00% | −101,100−10.7% | Reduced |
| Renaissance Technologies LLC | 1,074,241 | $623.0K | 0.00% | −44,200−4.0% | Reduced |
| AIGH Capital Management LLC | 1,200,000 | $695.4K | 0.23% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,210,212 | $701.0K | 0.00% | −4,024−0.3% | Reduced |
| Newtyn Management, LLC | 1,635,000 | $947.5K | 0.20% | +735,000+81.7% | Added |
| BlackRock Inc. | 2,394,806 | $1.39M | 0.00% | −803,919−25.1% | Reduced |
| Vanguard Group Inc | 4,003,031 | $2.32M | 0.00% | +1,8260.0% | Added |
| Sonic GP LLC | 4,552,068 | $2.64M | 1.98% | +4,552,068 | New |
| Versant Venture Management, LLC | 5,068,233 | $2.94M | 6.08% | 00.0% | Unchanged |
| Bank of America Corp | 5,591,896 | $3.24M | 0.00% | +5,581,844+55,529.7% | Added |
| BML Capital Management, LLC | 7,067,179 | $4.10M | 3.91% | +7,067,179 | New |
| Morgan Stanley | 7,135,052 | $4.13M | 0.00% | −34,513−0.5% | Reduced |
| FMR LLC | 7,772,874 | $4.50M | 0.00% | −3,095,776−28.5% | Reduced |
| IFP Advisors, Inc | 6,000 | – | – | 00.0% | Unchanged |
| Sonic Fund II, L.P. | 0 | $0 | 0.00% | −6,552,068−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −5,587,789−100.0% | Sold out |
| Antara Capital LP | 0 | $0 | 0.00% | −1,075,000−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −556,214−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −299,000−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −134,338−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −132,070−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −124,455−100.0% | Sold out |
| Twin Focus Capital Partners, LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| 683 Capital Management, LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −67,564−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −40,394−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −32,734−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −30,987−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −23,300−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −22,837−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −14,377−100.0% | Sold out |
| Running Point Capital Advisors, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| K2 Principal Fund, L.P. | 0 | $0 | 0.00% | −10,391−100.0% | Sold out |
| IPG Investment Advisors LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Atlas Capital Advisors LLC | 0 | $0 | 0.00% | −4,250−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,188−100.0% | Sold out |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −931−100.0% | Sold out |
| Daiwa Securities Group Inc. | 0 | $0 | 0.00% | −183−100.0% | Sold out |
| Pinz Capital Management, LP | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |