Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Adverum Biotechnologies, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +3 vs. Q2 2023
- Shares held
- 65.3M
- −397.9K (−0.6%) vs. Q2 2023
- Total value
- $97.9M
- −$6.45M (−6.2%) vs. Q2 2023
- New holders
- 11
- 15 more added
- Sold out
- 8
- 20 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commodore Capital LP | 10,000,000 | $15.0M | 1.75% | 00.0% | Unchanged |
| Morgan Stanley | 6,976,238 | $10.5M | 0.00% | +10,806+0.2% | Added |
| FMR LLC | 6,691,925 | $10.0M | 0.00% | −1,069,367−13.8% | Reduced |
| VR Adviser, LLC | 6,573,300 | $9.86M | 1.04% | +2,687,054+69.1% | Added |
| Versant Venture Management, LLC | 5,068,233 | $7.60M | 4.04% | 00.0% | Unchanged |
| Bank of America Corp | 4,769,186 | $7.15M | 0.00% | −822,604−14.7% | Reduced |
| Goldman Sachs Group Inc | 4,556,022 | $6.83M | 0.00% | −5,146−0.1% | Reduced |
| Vanguard Group Inc | 4,189,034 | $6.28M | 0.00% | +127,000+3.1% | Added |
| BML Capital Management, LLC | 3,915,000 | $5.87M | 5.41% | −1,242,179−24.1% | Reduced |
| Sonic GP LLC | 2,000,000 | $3.00M | 2.91% | 00.0% | Unchanged |
| BlackRock Inc. | 1,401,288 | $2.10M | 0.00% | −2,323−0.2% | Reduced |
| Renaissance Technologies LLC | 1,329,741 | $2.00M | 0.00% | +113,100+9.3% | Added |
| AIGH Capital Management LLC | 1,323,985 | $1.99M | 0.94% | −159,572−10.8% | Reduced |
| Newtyn Management, LLC | 1,025,000 | $1.54M | 0.38% | +25,000+2.5% | Added |
| Geode Capital Management, LLC | 864,206 | $1.30M | 0.00% | −22,840−2.6% | Reduced |
| Two Sigma Investments, LP | 518,035 | $777.1K | 0.00% | +32,695+6.7% | Added |
| Two Sigma Advisers, LP | 492,700 | $739.0K | 0.00% | +65,500+15.3% | Added |
| Citigroup Inc | 476,692 | $715.0K | 0.00% | +476,692 | New |
| Quinn Opportunity Partners LLC | 398,298 | $597.4K | 0.08% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 331,668 | $497.5K | 0.30% | −39,015−10.5% | Reduced |
| State Street Corp | 330,154 | $495.2K | 0.00% | +48,300+17.1% | Added |
| Dimensional Fund Advisors LP | 292,470 | $439.0K | 0.00% | +108,348+58.8% | Added |
| Acuitas Investments, LLC | 291,169 | $436.8K | 0.26% | −322,159−52.5% | Reduced |
| Marshall Wace, LLP | 237,331 | $356.0K | 0.00% | +237,331 | New |
| Northern Trust Corp | 180,351 | $270.5K | 0.00% | −650−0.4% | Reduced |
| Cantor Fitzgerald, L. P. | 160,060 | $240.1K | 0.01% | −2,778−1.7% | Reduced |
| Millennium Management LLC | 139,145 | $208.7K | 0.00% | +26,819+23.9% | Added |
| Advisor Group Holdings, Inc. | 89,367 | $134.1K | 0.00% | +26,217+41.5% | Added |
| Jefferies Financial Group Inc. | 75,000 | $112.5K | 0.00% | +75,000 | New |
| Bank of New York Mellon Corp | 68,378 | $102.6K | 0.00% | −784−1.1% | Reduced |
| Marquette Asset Management, LLC | 60,120 | $90.2K | 0.02% | −61,273−50.5% | Reduced |
| Monaco Asset Management SAM | 59,234 | $88.9K | 0.04% | −175,766−74.8% | Reduced |
| Mariner, LLC | 50,000 | $75.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 42,702 | $64.1K | 0.00% | +19,166+81.4% | Added |
| XTX Topco Ltd | 36,657 | $55.0K | 0.01% | +20,325+124.4% | Added |
| Charles Schwab Investment Management Inc | 36,413 | $54.6K | 0.00% | 00.0% | Unchanged |
| Man Group plc | – | $52.6K | 0.00% | – | New |
| Jane Street Group, LLC | 33,877 | $50.8K | 0.00% | −12,752−27.3% | Reduced |
| Qube Research & Technologies Ltd | 24,967 | $37.5K | 0.00% | +24,967 | New |
| HRT Financial LP | 25,098 | $37.0K | 0.00% | +25,098 | New |
| Captrust Financial Advisors | 20,500 | $30.8K | 0.00% | +20,500 | New |
| Cubist Systematic Strategies, LLC | 19,884 | $29.8K | 0.00% | −10,874−35.4% | Reduced |
| Russell Investments Group, Ltd. | 16,000 | $24.0K | 0.00% | +16,000 | New |
| Lipe & Dalton | 15,000 | $22.0K | 0.01% | 00.0% | Unchanged |
| American Century Companies Inc | 13,058 | $19.6K | 0.00% | +13,058 | New |
| Nwam LLC | 10,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 10,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 10,489 | $15.0K | 0.00% | +430+4.3% | Added |
| Rhumbline Advisers | 2,937 | $4.41K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,941 | $2.91K | 0.00% | +1,267+188.0% | Added |
| Ronald Blue Trust, Inc. | 1,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,000 | $1.50K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 800 | $1.20K | 0.00% | −5,490−87.3% | Reduced |
| Tower Research Capital LLC (TRC) | 691 | $1.04K | 0.00% | −8,807−92.7% | Reduced |
| JPMorgan Chase & Co | 405 | $608 | 0.00% | −1,422−77.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 317 | $476 | 0.00% | +317 | New |
| GHP Investment Advisors, Inc. | 200 | $196 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $30 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 3 | $4 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 43 | $0 | 0.00% | −2,359−98.2% | Reduced |
| NBC Securities, Inc. | 500 | $0 | 0.00% | +500 | New |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −320,000−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −122,676−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −84,278−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −21,574−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −19,432−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −13,258−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −18−100.0% | Sold out |