Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Adverum Biotechnologies, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- −13 vs. Q1 2022
- Shares held
- 58.2M
- −4.87M (−7.7%) vs. Q1 2022
- Total value
- $70.0M
- −$12.2M (−14.9%) vs. Q1 2022
- New holders
- 16
- 11 more added
- Sold out
- 29
- 27 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 10,869,270 | $13.0M | 0.00% | −4,5830.0% | Reduced |
| Morgan Stanley | 7,369,481 | $8.84M | 0.00% | +7,012,163+1,962.4% | Added |
| Sonic Fund II, L.P. | 6,552,068 | $7.86M | 4.80% | 00.0% | Unchanged |
| Versant Venture Management, LLC | 5,068,233 | $6.08M | 9.32% | 00.0% | Unchanged |
| Vanguard Group Inc | 4,157,605 | $4.99M | 0.00% | +621,241+17.6% | Added |
| BlackRock Inc. | 3,323,843 | $3.99M | 0.00% | −3,991,696−54.6% | Reduced |
| Artal Group S.A. | 3,000,000 | $3.60M | 0.20% | 00.0% | Unchanged |
| Ra Capital Management, L.P. | 1,726,019 | $2.07M | 0.06% | +1,726,019 | New |
| JPMorgan Chase & Co | 1,631,334 | $1.96M | 0.00% | −55,939−3.3% | Reduced |
| Two Sigma Advisers, LP | 1,504,600 | $1.81M | 0.01% | +1,300+0.1% | Added |
| Two Sigma Investments, LP | 1,164,562 | $1.40M | 0.00% | −404,035−25.8% | Reduced |
| Renaissance Technologies LLC | 1,093,041 | $1.31M | 0.00% | +696,600+175.7% | Added |
| EcoR1 Capital, LLC | 1,046,700 | $1.26M | 0.04% | 00.0% | Unchanged |
| Millennium Management LLC | 1,038,458 | $1.25M | 0.00% | +1,038,458 | New |
| Newtyn Management, LLC | 1,035,000 | $1.24M | 0.24% | +1,035,000 | New |
| Assenagon Asset Management S.A. | 941,751 | $1.13M | 0.00% | −50,978−5.1% | Reduced |
| Geode Capital Management, LLC | 753,002 | $903.0K | 0.00% | −672,640−47.2% | Reduced |
| Jacobs Levy Equity Management, Inc | 587,645 | $705.0K | 0.01% | −842,607−58.9% | Reduced |
| Quinn Opportunity Partners LLC | 503,004 | $604.0K | 0.06% | 00.0% | Unchanged |
| Oasis Management Co Ltd. | 465,000 | $558.0K | 0.10% | +465,000 | New |
| Monaco Asset Management SAM | 447,004 | $536.0K | 0.25% | +447,004 | New |
| Ergoteles LLC | 419,800 | $504.0K | 0.02% | +419,800 | New |
| Worth Venture Partners, LLC | 248,800 | $425.0K | 0.26% | +248,800 | New |
| Invesco Ltd. | 325,089 | $390.0K | 0.00% | +38,775+13.5% | Added |
| Dimensional Fund Advisors LP | 323,146 | $387.0K | 0.00% | −270,473−45.6% | Reduced |
| State Street Corp | 281,854 | $338.0K | 0.00% | −1,475,641−84.0% | Reduced |
| Bridgeway Capital Management, LLC | 242,000 | $290.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 214,174 | $257.0K | 0.00% | −50,099−19.0% | Reduced |
| 683 Capital Management, LLC | 206,856 | $248.0K | 0.02% | +106,856+106.9% | Added |
| Northern Trust Corp | 162,923 | $195.0K | 0.00% | −595,657−78.5% | Reduced |
| Marquette Asset Management, LLC | 132,769 | $159.0K | 0.05% | +67,015+101.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 117,512 | $141.0K | 0.00% | −185,205−61.2% | Reduced |
| Algert Global LLC | 116,685 | $140.0K | 0.01% | −137,980−54.2% | Reduced |
| K2 Principal Fund, L.P. | 103,600 | $124.0K | 0.02% | −167,302−61.8% | Reduced |
| Twin Focus Capital Partners, LLC | 100,000 | $120.0K | 0.03% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 94,890 | $113.0K | 0.00% | +94,890 | New |
| Qube Research & Technologies Ltd | 83,886 | $101.0K | 0.00% | +83,886 | New |
| Occudo Quantitative Strategies LP | 80,079 | $96.0K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 69,707 | $84.0K | 0.00% | −253,478−78.4% | Reduced |
| Rafferty Asset Management, LLC | 69,954 | $84.0K | 0.00% | +25,076+55.9% | Added |
| Crestline Management, LP | 64,854 | $78.0K | 0.01% | −839−1.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 60,000 | $72.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 56,150 | $67.4K | 0.00% | +30,000+114.7% | Added |
| BNP Paribas Arbitrage, SA | 40,967 | $49.2K | 0.00% | +33,190+426.8% | Added |
| XTX Topco Ltd | 37,770 | $45.0K | 0.02% | +37,770 | New |
| Public Employees Retirement System of Ohio | 32,200 | $39.0K | 0.00% | 00.0% | Unchanged |
| LMR Partners LLP | 30,987 | $37.0K | 0.00% | +30,987 | New |
| Citadel Advisors LLC | 25,278 | $31.0K | 0.00% | −51,792−67.2% | Reduced |
| Balyasny Asset Management LLC | 23,617 | $28.0K | 0.00% | +23,617 | New |
| Cubist Systematic Strategies, LLC | 17,306 | $21.0K | 0.00% | +2,604+17.7% | Added |
| First Republic Investment Management, Inc. | 16,167 | $19.0K | 0.00% | 00.0% | Unchanged |
| Lipe & Dalton | 15,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 15,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| StoneX Group Inc. | 14,830 | $17.8K | 0.00% | +14,830 | New |
| Madison Wealth Partners, Inc | 14,412 | $17.0K | 0.01% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 11,303 | $14.0K | 0.00% | +11,303 | New |
| Victory Capital Management Inc | 10,685 | $13.0K | 0.00% | −699−6.1% | Reduced |
| IPG Investment Advisors LLC | 10,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 10,000 | $12.0K | 0.00% | +10,000 | New |
| Brightworth | 10,000 | $12.0K | 0.00% | +10,000 | New |
| Tower Research Capital LLC (TRC) | 7,940 | $10.0K | 0.00% | −28,098−78.0% | Reduced |
| Federated Hermes, Inc. | 4,901 | $6.00K | 0.00% | −5,246−51.7% | Reduced |
| Bank of America Corp | 4,000 | $5.00K | 0.00% | −26,889−87.1% | Reduced |
| Citigroup Inc | 2,414 | $3.00K | 0.00% | −3,533−59.4% | Reduced |
| Advisor Group Holdings, Inc. | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 728 | $1.00K | 0.00% | −51,900−98.6% | Reduced |
| Wells Fargo & Company | 753 | $1.00K | 0.00% | −8,241−91.6% | Reduced |
| Captrust Financial Advisors | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 800 | $1.00K | 0.00% | −250−23.8% | Reduced |
| Parallel Advisors, LLC | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 18 | $0 | 0.00% | −47,160−100.0% | Reduced |
| Royal Bank of Canada | 293 | $0 | 0.00% | −5,045−94.5% | Reduced |
| GHP Investment Advisors, Inc. | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 183 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,000 | – | – | 00.0% | Unchanged |
| Avoro Capital Advisors LLC | 0 | $0 | 0.00% | −6,950,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −396,362−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −395,585−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −387,623−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −325,538−100.0% | Sold out |
| RTW Investments, LP | 0 | $0 | 0.00% | −223,725−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −195,885−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −119,210−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −102,100−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −76,637−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −43,131−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −37,420−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −36,284−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −31,264−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −30,878−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −26,444−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −24,200−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −14,104−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −12,573−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −11,117−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −10,459−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −7,403−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −6,783−100.0% | Sold out |