Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Adverum Biotechnologies, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- −13 vs. Q1 2022
- Shares held
- 58.2M
- −4.87M (−7.7%) vs. Q1 2022
- Total value
- $70.0M
- −$12.2M (−14.9%) vs. Q1 2022
- New holders
- 16
- 11 more added
- Sold out
- 29
- 27 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 18 | $0 | 0.00% | −47,160−100.0% | Reduced |
| Royal Bank of Canada | 293 | $0 | 0.00% | −5,045−94.5% | Reduced |
| GHP Investment Advisors, Inc. | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 183 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $0 | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 728 | $1.00K | 0.00% | −51,900−98.6% | Reduced |
| Wells Fargo & Company | 753 | $1.00K | 0.00% | −8,241−91.6% | Reduced |
| Captrust Financial Advisors | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 800 | $1.00K | 0.00% | −250−23.8% | Reduced |
| Parallel Advisors, LLC | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,414 | $3.00K | 0.00% | −3,533−59.4% | Reduced |
| Bank of America Corp | 4,000 | $5.00K | 0.00% | −26,889−87.1% | Reduced |
| Federated Hermes, Inc. | 4,901 | $6.00K | 0.00% | −5,246−51.7% | Reduced |
| Tower Research Capital LLC (TRC) | 7,940 | $10.0K | 0.00% | −28,098−78.0% | Reduced |
| IPG Investment Advisors LLC | 10,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 10,000 | $12.0K | 0.00% | +10,000 | New |
| Brightworth | 10,000 | $12.0K | 0.00% | +10,000 | New |
| Victory Capital Management Inc | 10,685 | $13.0K | 0.00% | −699−6.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 11,303 | $14.0K | 0.00% | +11,303 | New |
| Madison Wealth Partners, Inc | 14,412 | $17.0K | 0.01% | 00.0% | Unchanged |
| StoneX Group Inc. | 14,830 | $17.8K | 0.00% | +14,830 | New |
| Lipe & Dalton | 15,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 15,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 16,167 | $19.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 17,306 | $21.0K | 0.00% | +2,604+17.7% | Added |
| Balyasny Asset Management LLC | 23,617 | $28.0K | 0.00% | +23,617 | New |
| Citadel Advisors LLC | 25,278 | $31.0K | 0.00% | −51,792−67.2% | Reduced |
| LMR Partners LLP | 30,987 | $37.0K | 0.00% | +30,987 | New |
| Public Employees Retirement System of Ohio | 32,200 | $39.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 37,770 | $45.0K | 0.02% | +37,770 | New |
| BNP Paribas Arbitrage, SA | 40,967 | $49.2K | 0.00% | +33,190+426.8% | Added |
| American Portfolios Advisors | 56,150 | $67.4K | 0.00% | +30,000+114.7% | Added |
| Schonfeld Strategic Advisors LLC | 60,000 | $72.0K | 0.00% | 00.0% | Unchanged |
| Crestline Management, LP | 64,854 | $78.0K | 0.01% | −839−1.3% | Reduced |
| Bank of New York Mellon Corp | 69,707 | $84.0K | 0.00% | −253,478−78.4% | Reduced |
| Rafferty Asset Management, LLC | 69,954 | $84.0K | 0.00% | +25,076+55.9% | Added |
| Occudo Quantitative Strategies LP | 80,079 | $96.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 83,886 | $101.0K | 0.00% | +83,886 | New |
| Susquehanna International Group, LLP | 94,890 | $113.0K | 0.00% | +94,890 | New |
| Twin Focus Capital Partners, LLC | 100,000 | $120.0K | 0.03% | 00.0% | Unchanged |
| K2 Principal Fund, L.P. | 103,600 | $124.0K | 0.02% | −167,302−61.8% | Reduced |
| Algert Global LLC | 116,685 | $140.0K | 0.01% | −137,980−54.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 117,512 | $141.0K | 0.00% | −185,205−61.2% | Reduced |
| Marquette Asset Management, LLC | 132,769 | $159.0K | 0.05% | +67,015+101.9% | Added |
| Northern Trust Corp | 162,923 | $195.0K | 0.00% | −595,657−78.5% | Reduced |
| 683 Capital Management, LLC | 206,856 | $248.0K | 0.02% | +106,856+106.9% | Added |
| Goldman Sachs Group Inc | 214,174 | $257.0K | 0.00% | −50,099−19.0% | Reduced |
| Bridgeway Capital Management, LLC | 242,000 | $290.0K | 0.01% | 00.0% | Unchanged |
| State Street Corp | 281,854 | $338.0K | 0.00% | −1,475,641−84.0% | Reduced |
| Dimensional Fund Advisors LP | 323,146 | $387.0K | 0.00% | −270,473−45.6% | Reduced |
| Invesco Ltd. | 325,089 | $390.0K | 0.00% | +38,775+13.5% | Added |
| Worth Venture Partners, LLC | 248,800 | $425.0K | 0.26% | +248,800 | New |
| Ergoteles LLC | 419,800 | $504.0K | 0.02% | +419,800 | New |
| Monaco Asset Management SAM | 447,004 | $536.0K | 0.25% | +447,004 | New |
| Oasis Management Co Ltd. | 465,000 | $558.0K | 0.10% | +465,000 | New |
| Quinn Opportunity Partners LLC | 503,004 | $604.0K | 0.06% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 587,645 | $705.0K | 0.01% | −842,607−58.9% | Reduced |
| Geode Capital Management, LLC | 753,002 | $903.0K | 0.00% | −672,640−47.2% | Reduced |
| Assenagon Asset Management S.A. | 941,751 | $1.13M | 0.00% | −50,978−5.1% | Reduced |
| Newtyn Management, LLC | 1,035,000 | $1.24M | 0.24% | +1,035,000 | New |
| Millennium Management LLC | 1,038,458 | $1.25M | 0.00% | +1,038,458 | New |
| EcoR1 Capital, LLC | 1,046,700 | $1.26M | 0.04% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,093,041 | $1.31M | 0.00% | +696,600+175.7% | Added |
| Two Sigma Investments, LP | 1,164,562 | $1.40M | 0.00% | −404,035−25.8% | Reduced |
| Two Sigma Advisers, LP | 1,504,600 | $1.81M | 0.01% | +1,300+0.1% | Added |
| JPMorgan Chase & Co | 1,631,334 | $1.96M | 0.00% | −55,939−3.3% | Reduced |
| Ra Capital Management, L.P. | 1,726,019 | $2.07M | 0.06% | +1,726,019 | New |
| Artal Group S.A. | 3,000,000 | $3.60M | 0.20% | 00.0% | Unchanged |
| BlackRock Inc. | 3,323,843 | $3.99M | 0.00% | −3,991,696−54.6% | Reduced |
| Vanguard Group Inc | 4,157,605 | $4.99M | 0.00% | +621,241+17.6% | Added |
| Versant Venture Management, LLC | 5,068,233 | $6.08M | 9.32% | 00.0% | Unchanged |
| Sonic Fund II, L.P. | 6,552,068 | $7.86M | 4.80% | 00.0% | Unchanged |
| Morgan Stanley | 7,369,481 | $8.84M | 0.00% | +7,012,163+1,962.4% | Added |
| FMR LLC | 10,869,270 | $13.0M | 0.00% | −4,5830.0% | Reduced |
| IFP Advisors, Inc | 6,000 | – | – | 00.0% | Unchanged |
| Avoro Capital Advisors LLC | 0 | $0 | 0.00% | −6,950,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −396,362−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −395,585−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −387,623−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −325,538−100.0% | Sold out |
| RTW Investments, LP | 0 | $0 | 0.00% | −223,725−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −195,885−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −119,210−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −102,100−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −76,637−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −43,131−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −37,420−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −36,284−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −31,264−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −30,878−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −26,444−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −24,200−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −14,104−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −12,573−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −11,117−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −10,459−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −7,403−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −6,783−100.0% | Sold out |