Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Adverum Biotechnologies, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- −6 vs. Q4 2021
- Shares held
- 63.2M
- −2.70M (−4.1%) vs. Q4 2021
- Total value
- $82.4M
- −$33.1M (−28.6%) vs. Q4 2021
- New holders
- 10
- 13 more added
- Sold out
- 16
- 42 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 10,873,853 | $14.2M | 0.00% | +10,872,683+929,289.1% | Added |
| BlackRock Inc. | 7,315,539 | $9.58M | 0.00% | −31,283−0.4% | Reduced |
| Avoro Capital Advisors LLC | 6,950,000 | $9.11M | 0.17% | 00.0% | Unchanged |
| Sonic Fund II, L.P. | 6,552,068 | $8.58M | 4.82% | 00.0% | Unchanged |
| Versant Venture Management, LLC | 5,068,233 | $6.64M | 6.63% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,536,364 | $4.63M | 0.00% | −708,586−16.7% | Reduced |
| Artal Group S.A. | 3,000,000 | $3.93M | 0.17% | 00.0% | Unchanged |
| State Street Corp | 1,757,495 | $2.30M | 0.00% | −83,415−4.5% | Reduced |
| JPMorgan Chase & Co | 1,687,273 | $2.21M | 0.00% | −373,684−18.1% | Reduced |
| Two Sigma Investments, LP | 1,568,597 | $2.06M | 0.01% | −197,680−11.2% | Reduced |
| Two Sigma Advisers, LP | 1,503,300 | $1.97M | 0.01% | −396,500−20.9% | Reduced |
| Jacobs Levy Equity Management, Inc | 1,430,252 | $1.87M | 0.01% | +412,506+40.5% | Added |
| Geode Capital Management, LLC | 1,425,642 | $1.87M | 0.00% | −151,884−9.6% | Reduced |
| EcoR1 Capital, LLC | 1,046,700 | $1.37M | 0.04% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 992,729 | $1.30M | 0.00% | +553,155+125.8% | Added |
| Northern Trust Corp | 758,580 | $994.0K | 0.00% | −31,817−4.0% | Reduced |
| Dimensional Fund Advisors LP | 593,619 | $778.0K | 0.00% | −93,511−13.6% | Reduced |
| Quinn Opportunity Partners LLC | 503,004 | $659.0K | 0.04% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 396,441 | $519.0K | 0.00% | −243,736−38.1% | Reduced |
| ExodusPoint Capital Management, LP | 396,362 | $519.0K | 0.01% | +78,562+24.7% | Added |
| Gsa Capital Partners LLP | 395,585 | $518.0K | 0.07% | −126,699−24.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 387,623 | $508.0K | 0.00% | −39,385−9.2% | Reduced |
| Morgan Stanley | 357,318 | $469.0K | 0.00% | −134,173−27.3% | Reduced |
| Caxton Associates LP | 325,538 | $426.0K | 0.04% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 323,185 | $424.0K | 0.00% | −4,063−1.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 302,717 | $397.0K | 0.00% | −36,023−10.6% | Reduced |
| Invesco Ltd. | 286,314 | $375.0K | 0.00% | +260,211+996.9% | Added |
| K2 Principal Fund, L.P. | 270,902 | $355.0K | 0.06% | −150,042−35.6% | Reduced |
| Goldman Sachs Group Inc | 264,273 | $346.0K | 0.00% | −220,611−45.5% | Reduced |
| Algert Global LLC | 254,665 | $334.0K | 0.02% | +92,220+56.8% | Added |
| Bridgeway Capital Management, LLC | 242,000 | $317.0K | 0.01% | +242,000 | New |
| RTW Investments, LP | 223,725 | $293.0K | 0.01% | −7,331,092−97.0% | Reduced |
| Charles Schwab Investment Management Inc | 195,885 | $257.0K | 0.00% | −20,254−9.4% | Reduced |
| Parametric Portfolio Associates LLC | 131,638 | $172.0K | 0.00% | −46,948−26.3% | Reduced |
| Rhumbline Advisers | 119,210 | $156.0K | 0.00% | −9,665−7.5% | Reduced |
| Alliancebernstein L.P. | 102,100 | $134.0K | 0.00% | +400+0.4% | Added |
| Twin Focus Capital Partners, LLC | 100,000 | $131.0K | 0.03% | 00.0% | Unchanged |
| 683 Capital Management, LLC | 100,000 | $131.0K | 0.01% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 80,079 | $105.0K | 0.01% | −44,716−35.8% | Reduced |
| Citadel Advisors LLC | 77,070 | $101.0K | 0.00% | −204,612−72.6% | Reduced |
| Russell Investments Group, Ltd. | 76,637 | $100.0K | 0.00% | −76,700−50.0% | Reduced |
| Marquette Asset Management, LLC | 65,754 | $86.0K | 0.02% | +11,754+21.8% | Added |
| Crestline Management, LP | 65,693 | $86.0K | 0.01% | +65,693 | New |
| Schonfeld Strategic Advisors LLC | 60,000 | $79.0K | 0.00% | +60,000 | New |
| New York State Common Retirement Fund | 52,628 | $69.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 47,178 | $62.0K | 0.00% | −5,598−10.6% | Reduced |
| Rafferty Asset Management, LLC | 44,878 | $59.0K | 0.00% | −4,229−8.6% | Reduced |
| American International Group, Inc. | 43,131 | $57.0K | 0.00% | −3,035−6.6% | Reduced |
| California State Teachers Retirement System | 37,420 | $49.0K | 0.00% | −9,621−20.5% | Reduced |
| Voya Investment Management LLC | 36,284 | $48.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 36,038 | $47.0K | 0.00% | +28,477+376.6% | Added |
| Public Employees Retirement System of Ohio | 32,200 | $42.0K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 31,264 | $41.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 30,889 | $40.0K | 0.00% | −320,773−91.2% | Reduced |
| State of Wyoming | 30,878 | $40.0K | 0.02% | +15,942+106.7% | Added |
| American Portfolios Advisors | 26,150 | $34.3K | 0.00% | +20,000+325.2% | Added |
| ProShare Advisors LLC | 26,444 | $34.0K | 0.00% | −6,358−19.4% | Reduced |
| Mirabella Financial Services LLP | 24,200 | $32.0K | 0.00% | +24,200 | New |
| First Republic Investment Management, Inc. | 16,167 | $21.0K | 0.00% | 00.0% | Unchanged |
| Lipe & Dalton | 15,000 | $20.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 15,000 | $20.0K | 0.01% | +15,000 | New |
| Cubist Systematic Strategies, LLC | 14,702 | $19.0K | 0.00% | −51,416−77.8% | Reduced |
| Madison Wealth Partners, Inc | 14,412 | $19.0K | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 14,104 | $18.0K | 0.00% | −91,344−86.6% | Reduced |
| SG Americas Securities, LLC | 12,573 | $16.0K | 0.00% | −11,916−48.7% | Reduced |
| Principal Financial Group Inc | 11,117 | $15.0K | 0.00% | −626−5.3% | Reduced |
| Amalgamated Bank | 10,459 | $14.0K | 0.00% | −852−7.5% | Reduced |
| Amalgamated Financial Corp. | 10,459 | $14.0K | 0.00% | +10,459 | New |
| IPG Investment Advisors LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 10,147 | $13.0K | 0.00% | +4,622+83.7% | Added |
| Victory Capital Management Inc | 11,384 | $12.0K | 0.00% | −325−2.8% | Reduced |
| Wells Fargo & Company | 8,994 | $11.0K | 0.00% | −30,367−77.1% | Reduced |
| BNP Paribas Arbitrage, SA | 7,777 | $10.2K | 0.00% | −167,332−95.6% | Reduced |
| Ameritas Investment Partners, Inc. | 7,403 | $10.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 6,783 | $9.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 5,947 | $8.00K | 0.00% | −19,503−76.6% | Reduced |
| Royal Bank of Canada | 5,338 | $7.00K | 0.00% | −10,269−65.8% | Reduced |
| Atlas Capital Advisors LLC | 4,250 | $5.57K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,050 | $1.00K | 0.00% | −2,131,591−100.0% | Reduced |
| Nisa Investment Advisors, LLC | 1,030 | $1.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 500 | $1.00K | 0.00% | −911−64.6% | Reduced |
| Parallel Advisors, LLC | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 661 | $1.00K | 0.00% | +661 | New |
| Aquatic Capital Management LLC | 600 | $1.00K | 0.00% | +600 | New |
| Toronto Dominion Bank | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 183 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $0 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 200 | $0 | 0.00% | +200 | New |
| Nuveen Asset Management, LLC | 343,118 | – | – | +663+0.2% | Added |
| IFP Advisors, Inc | 6,000 | – | – | +6,000 | New |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −972,176−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −212,420−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −206,022−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −189,116−100.0% | Sold out |
| Anson Funds Management LP | 0 | $0 | 0.00% | −81,824−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −48,655−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −29,109−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −25,769−100.0% | Sold out |