Skip to main content

Adverum Biotechnologies, Inc.

ADVMDelisted Dec 9, 2025
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0001501756

Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.

13F holders, Q4 2024

Institutional positions in Adverum Biotechnologies, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
70
−7 vs. Q3 2024
Shares held
15.9M
−1.07M (−6.3%) vs. Q3 2024
Total value
$74.1M
−$46.0M (−38.3%) vs. Q3 2024
New holders
10
27 more added
Sold out
17
12 more reduced

Compare with Q3 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2024: 70 institutions
Q1 2021: 132 institutionsQ2 2021: 118 institutionsQ3 2021: 110 institutionsQ4 2021: 98 institutionsQ1 2022: 92 institutionsQ2 2022: 77 institutionsQ3 2022: 78 institutionsQ4 2022: 59 institutionsQ1 2023: 55 institutionsQ2 2023: 58 institutionsQ3 2023: 61 institutionsQ4 2023: 61 institutionsQ1 2024: 61 institutionsQ2 2024: 68 institutionsQ3 2024: 77 institutionsQ4 2024: 70 institutionsQ1 2025: 71 institutionsQ2 2025: 59 institutionsQ3 2025: 50 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ4 2024: $74.1M
Q1 2021: $937.9MQ2 2021: $280.4MQ3 2021: $151.2MQ4 2021: $115.5MQ1 2022: $82.4MQ2 2022: $70.0MQ3 2022: $55.6MQ4 2022: $33.2MQ1 2023: $45.0MQ2 2023: $104.4MQ3 2023: $97.9MQ4 2023: $48.3MQ1 2024: $236.9MQ2 2024: $117.7MQ3 2024: $120.2MQ4 2024: $74.1MQ1 2025: $69.8MQ2 2025: $30.1MQ3 2025: $63.8MQ4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding ADVM and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 202550$63.8M
Q2 202559$30.1M
Q1 202571$69.8M
Q4 202470$74.1M
Q3 202477$120.2M
Q2 202468$117.7M
Q1 202461$236.9M
Q4 202361$48.3M
Q3 202361$97.9M
Q2 202358$104.4M
Q1 202355$45.0M
Q4 202259$33.2M
Q3 202278$55.6M
Q2 202277$70.0M
Q1 202292$82.4M
Q4 202198$115.5M
Q3 2021110$151.2M
Q2 2021118$280.4M
Q1 2021132$937.9M

Institutions, Q4 2024

Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q3 2024.

Institutions holding ADVM in Q4 2024
InstitutionSharesValue% of portfolioChange in sharesAction
BML Capital Management, LLC2,268,064$10.6M6.58%00.0%Unchanged
TCG Crossover Management, LLC1,796,482$8.39M0.82%−211,857−10.5%Reduced
Franklin Resources Inc1,760,056$8.22M0.00%00.0%Unchanged
BlackRock, Inc.1,485,282$6.94M0.00%−5,427−0.4%Reduced
Principia Wealth Advisory, LLC1,330,660$6.21M5.84%+1,330,660New
Frazier Life Sciences Management, L.P.1,069,244$4.99M0.21%00.0%Unchanged
Vanguard Group Inc1,031,082$4.82M0.00%+3,428+0.3%Added
5AM Venture Management, LLC541,666$2.53M0.60%00.0%Unchanged
Versant Venture Management, LLC506,821$2.37M2.73%00.0%Unchanged
Goldman Sachs Group Inc500,710$2.34M0.00%+76,623+18.1%Added
Geode Capital Management, LLC442,490$2.07M0.00%+3,434+0.8%Added
State Street Corp369,554$1.73M0.00%−620.0%Reduced
Pale Fire Capital SE315,154$1.47M0.34%+6,783+2.2%Added
Dimensional Fund Advisors LP311,005$1.45M0.00%+104,262+50.4%Added
Soleus Capital Management, L.P.287,246$1.34M0.10%00.0%Unchanged
Regeneron Pharmaceuticals, Inc.180,909$844.8K0.08%+180,909New
Nuveen Asset Management, LLC172,437$805.3K0.00%−1,240−0.7%Reduced
Northern Trust Corp152,577$712.5K0.00%−2,420−1.6%Reduced
Citadel Advisors LLC149,071$696.2K0.00%+125,537+533.4%Added
Renaissance Technologies LLC129,605$605.3K0.00%+92,533+249.6%Added
Morgan Stanley114,788$536.1K0.00%+25,605+28.7%Added
Marshall Wace, LLP98,027$457.8K0.00%+55,130+128.5%Added
Trexquant Investment LP95,997$448.3K0.01%+60,163+167.9%Added
Grant/GrossMendelsohn, LLC84,173$393.1K0.21%+45,553+118.0%Added
Charles Schwab Investment Management Inc59,734$279.0K0.00%00.0%Unchanged
FMR LLC57,903$270.4K0.00%−176,815−75.3%Reduced
Bank of New York Mellon Corp48,335$225.7K0.00%00.0%Unchanged
D. E. Shaw & Co., Inc.47,614$222.4K0.00%+47,614New
UBS Group AG47,596$222.3K0.00%+35,188+283.6%Added
Bank of America Corp43,576$203.5K0.00%+6,094+16.3%Added
Millennium Management LLC42,847$200.1K0.00%+13,608+46.5%Added
Barclays PLC39,887$186.3K0.00%+4,055+11.3%Added
Corton Capital Inc.32,696$152.7K0.09%+32,696New
Rhumbline Advisers31,667$147.9K0.00%−662−2.0%Reduced
JPMorgan Chase & Co30,664$143.2K0.00%+21,274+226.6%Added
Group One Trading, L.P.28,266$132.0K0.00%+3,800+15.5%Added
Quinn Opportunity Partners LLC26,829$125.3K0.01%00.0%Unchanged
Citigroup Inc19,987$93.3K0.00%+4,839+31.9%Added
Connor, Clark & Lunn Investment Management Ltd.18,261$85.3K0.00%+5,057+38.3%Added
American Century Companies Inc16,277$76.0K0.00%+4,362+36.6%Added
Cantor Fitzgerald, L. P.15,446$72.1K0.00%00.0%Unchanged
Wells Fargo & Company12,240$57.2K0.00%+2,659+27.8%Added
Mirae Asset Global ETFs Holdings Ltd.12,072$56.4K0.00%+532+4.6%Added
HSBC Holdings PLC10,704$48.7K0.00%−4,026−27.3%Reduced
Corebridge Financial, Inc.10,343$48.3K0.00%−780−7.0%Reduced
Tower Research Capital LLC (TRC)4,362$20.4K0.00%+2,793+178.0%Added
Police & Firemen's Retirement System of New Jersey4,182$19.5K0.00%+4,182New
Royal Bank of Canada3,556$16.0K0.00%+1,410+65.7%Added
New York State Common Retirement Fund3,000$13.6K0.00%00.0%Unchanged
BNP Paribas Arbitrage, SA2,537$11.8K0.00%−1,609−38.8%Reduced
Ameritas Investment Partners, Inc.2,038$9.52K0.00%00.0%Unchanged
Simplex Trading, LLC1,994$9.00K0.00%+1,994New
Legal & General Group Plc1,797$8.39K0.00%00.0%Unchanged
California State Teachers Retirement System1,507$7.04K0.00%00.0%Unchanged
R Squared Ltd710$3.32K0.00%+710New
Sterling Capital Management LLC707$3.30K0.00%+641+971.2%Added
Amalgamated Bank720$3.00K0.00%00.0%Unchanged
Advisor Group Holdings, Inc.574$2.68K0.00%00.0%Unchanged
Allworth Financial LP102$4560.00%+100+5,000.0%Added
Nisa Investment Advisors, LLC90$4200.00%+4+4.7%Added
SBI Securities Co., Ltd.85$3970.00%+85New
Parallel Advisors, LLC50$2340.00%00.0%Unchanged
Caitong International Asset Management Co., Ltd44$2050.00%+44New
GAMMA Investing LLC31$1450.00%−267−89.6%Reduced
GHP Investment Advisors, Inc.20$940.00%00.0%Unchanged
IFP Advisors, Inc0$190.00%0New
Frazier Financial Advisors, LLC1$50.00%00.0%Unchanged
Deutsche Bank AG1$50.00%00.0%Unchanged
CWM, LLC84$00.00%−161−65.7%Reduced
Lazard Asset Management LLC17$00.00%00.0%Unchanged
VR Adviser, LLC0$00.00%−1,467,048−100.0%Sold out
Vivo Capital, LLC0$00.00%−833,333−100.0%Sold out
Logos Global Management LP0$00.00%−416,666−100.0%Sold out
AQR Capital Management LLC0$00.00%−59,970−100.0%Sold out
Squarepoint Ops LLC0$00.00%−49,844−100.0%Sold out
Two Sigma Investments, LP0$00.00%−27,499−100.0%Sold out
ExodusPoint Capital Management, LP0$00.00%−24,612−100.0%Sold out
Assenagon Asset Management S.A.0$00.00%−23,413−100.0%Sold out
Sherbrooke Park Advisers LLC0$00.00%−15,282−100.0%Sold out
Zacks Investment Management0$00.00%−12,617−100.0%Sold out
MetLife Investment Management0$00.00%−12,582−100.0%Sold out
SG Americas Securities, LLC0$00.00%−10,597−100.0%Sold out
Captrust Financial Advisors0$00.00%−10,115−100.0%Sold out
nVerses Capital, LLC0$00.00%−1,600−100.0%Sold out
Russell Investments Group, Ltd.0$00.00%−166−100.0%Sold out
Capital Performance Advisors LLP0$00.00%−116−100.0%Sold out
Danske Bank A/S0$00.00%−2−100.0%Sold out