Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Adverum Biotechnologies, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −7 vs. Q3 2024
- Shares held
- 15.9M
- −1.07M (−6.3%) vs. Q3 2024
- Total value
- $74.1M
- −$46.0M (−38.3%) vs. Q3 2024
- New holders
- 10
- 27 more added
- Sold out
- 17
- 12 more reduced
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BML Capital Management, LLC | 2,268,064 | $10.6M | 6.58% | 00.0% | Unchanged |
| TCG Crossover Management, LLC | 1,796,482 | $8.39M | 0.82% | −211,857−10.5% | Reduced |
| Franklin Resources Inc | 1,760,056 | $8.22M | 0.00% | 00.0% | Unchanged |
| BlackRock, Inc. | 1,485,282 | $6.94M | 0.00% | −5,427−0.4% | Reduced |
| Principia Wealth Advisory, LLC | 1,330,660 | $6.21M | 5.84% | +1,330,660 | New |
| Frazier Life Sciences Management, L.P. | 1,069,244 | $4.99M | 0.21% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,031,082 | $4.82M | 0.00% | +3,428+0.3% | Added |
| 5AM Venture Management, LLC | 541,666 | $2.53M | 0.60% | 00.0% | Unchanged |
| Versant Venture Management, LLC | 506,821 | $2.37M | 2.73% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 500,710 | $2.34M | 0.00% | +76,623+18.1% | Added |
| Geode Capital Management, LLC | 442,490 | $2.07M | 0.00% | +3,434+0.8% | Added |
| State Street Corp | 369,554 | $1.73M | 0.00% | −620.0% | Reduced |
| Pale Fire Capital SE | 315,154 | $1.47M | 0.34% | +6,783+2.2% | Added |
| Dimensional Fund Advisors LP | 311,005 | $1.45M | 0.00% | +104,262+50.4% | Added |
| Soleus Capital Management, L.P. | 287,246 | $1.34M | 0.10% | 00.0% | Unchanged |
| Regeneron Pharmaceuticals, Inc. | 180,909 | $844.8K | 0.08% | +180,909 | New |
| Nuveen Asset Management, LLC | 172,437 | $805.3K | 0.00% | −1,240−0.7% | Reduced |
| Northern Trust Corp | 152,577 | $712.5K | 0.00% | −2,420−1.6% | Reduced |
| Citadel Advisors LLC | 149,071 | $696.2K | 0.00% | +125,537+533.4% | Added |
| Renaissance Technologies LLC | 129,605 | $605.3K | 0.00% | +92,533+249.6% | Added |
| Morgan Stanley | 114,788 | $536.1K | 0.00% | +25,605+28.7% | Added |
| Marshall Wace, LLP | 98,027 | $457.8K | 0.00% | +55,130+128.5% | Added |
| Trexquant Investment LP | 95,997 | $448.3K | 0.01% | +60,163+167.9% | Added |
| Grant/GrossMendelsohn, LLC | 84,173 | $393.1K | 0.21% | +45,553+118.0% | Added |
| Charles Schwab Investment Management Inc | 59,734 | $279.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 57,903 | $270.4K | 0.00% | −176,815−75.3% | Reduced |
| Bank of New York Mellon Corp | 48,335 | $225.7K | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 47,614 | $222.4K | 0.00% | +47,614 | New |
| UBS Group AG | 47,596 | $222.3K | 0.00% | +35,188+283.6% | Added |
| Bank of America Corp | 43,576 | $203.5K | 0.00% | +6,094+16.3% | Added |
| Millennium Management LLC | 42,847 | $200.1K | 0.00% | +13,608+46.5% | Added |
| Barclays PLC | 39,887 | $186.3K | 0.00% | +4,055+11.3% | Added |
| Corton Capital Inc. | 32,696 | $152.7K | 0.09% | +32,696 | New |
| Rhumbline Advisers | 31,667 | $147.9K | 0.00% | −662−2.0% | Reduced |
| JPMorgan Chase & Co | 30,664 | $143.2K | 0.00% | +21,274+226.6% | Added |
| Group One Trading, L.P. | 28,266 | $132.0K | 0.00% | +3,800+15.5% | Added |
| Quinn Opportunity Partners LLC | 26,829 | $125.3K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 19,987 | $93.3K | 0.00% | +4,839+31.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 18,261 | $85.3K | 0.00% | +5,057+38.3% | Added |
| American Century Companies Inc | 16,277 | $76.0K | 0.00% | +4,362+36.6% | Added |
| Cantor Fitzgerald, L. P. | 15,446 | $72.1K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 12,240 | $57.2K | 0.00% | +2,659+27.8% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 12,072 | $56.4K | 0.00% | +532+4.6% | Added |
| HSBC Holdings PLC | 10,704 | $48.7K | 0.00% | −4,026−27.3% | Reduced |
| Corebridge Financial, Inc. | 10,343 | $48.3K | 0.00% | −780−7.0% | Reduced |
| Tower Research Capital LLC (TRC) | 4,362 | $20.4K | 0.00% | +2,793+178.0% | Added |
| Police & Firemen's Retirement System of New Jersey | 4,182 | $19.5K | 0.00% | +4,182 | New |
| Royal Bank of Canada | 3,556 | $16.0K | 0.00% | +1,410+65.7% | Added |
| New York State Common Retirement Fund | 3,000 | $13.6K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 2,537 | $11.8K | 0.00% | −1,609−38.8% | Reduced |
| Ameritas Investment Partners, Inc. | 2,038 | $9.52K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,994 | $9.00K | 0.00% | +1,994 | New |
| Legal & General Group Plc | 1,797 | $8.39K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 1,507 | $7.04K | 0.00% | 00.0% | Unchanged |
| R Squared Ltd | 710 | $3.32K | 0.00% | +710 | New |
| Sterling Capital Management LLC | 707 | $3.30K | 0.00% | +641+971.2% | Added |
| Amalgamated Bank | 720 | $3.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 574 | $2.68K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 102 | $456 | 0.00% | +100+5,000.0% | Added |
| Nisa Investment Advisors, LLC | 90 | $420 | 0.00% | +4+4.7% | Added |
| SBI Securities Co., Ltd. | 85 | $397 | 0.00% | +85 | New |
| Parallel Advisors, LLC | 50 | $234 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 44 | $205 | 0.00% | +44 | New |
| GAMMA Investing LLC | 31 | $145 | 0.00% | −267−89.6% | Reduced |
| GHP Investment Advisors, Inc. | 20 | $94 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 0 | $19 | 0.00% | 0 | New |
| Frazier Financial Advisors, LLC | 1 | $5 | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 1 | $5 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 84 | $0 | 0.00% | −161−65.7% | Reduced |
| Lazard Asset Management LLC | 17 | $0 | 0.00% | 00.0% | Unchanged |
| VR Adviser, LLC | 0 | $0 | 0.00% | −1,467,048−100.0% | Sold out |
| Vivo Capital, LLC | 0 | $0 | 0.00% | −833,333−100.0% | Sold out |
| Logos Global Management LP | 0 | $0 | 0.00% | −416,666−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −59,970−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −49,844−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −27,499−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −24,612−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −23,413−100.0% | Sold out |
| Sherbrooke Park Advisers LLC | 0 | $0 | 0.00% | −15,282−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −12,617−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −12,582−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −10,597−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −10,115−100.0% | Sold out |
| nVerses Capital, LLC | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −166−100.0% | Sold out |
| Capital Performance Advisors LLP | 0 | $0 | 0.00% | −116−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −2−100.0% | Sold out |