Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q1 2025
Institutional positions in Adverum Biotechnologies, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +2 vs. Q4 2024
- Shares held
- 16.3M
- +635.4K (+4.0%) vs. Q4 2024
- Total value
- $69.8M
- −$3.51M (−4.8%) vs. Q4 2024
- New holders
- 11
- 18 more added
- Sold out
- 9
- 22 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BML Capital Management, LLC | 2,742,317 | $12.0M | 9.70% | +474,253+20.9% | Added |
| TCG Crossover Management, LLC | 1,796,482 | $7.85M | 1.07% | 00.0% | Unchanged |
| Franklin Resources Inc | 1,760,056 | $7.69M | 0.00% | 00.0% | Unchanged |
| BlackRock, Inc. | 1,426,855 | $6.24M | 0.00% | −58,427−3.9% | Reduced |
| Principia Wealth Advisory, LLC | 1,696,815 | $6.07M | 5.86% | +366,155+27.5% | Added |
| Frazier Life Sciences Management, L.P. | 1,069,244 | $4.67M | 0.21% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,029,326 | $4.50M | 0.00% | −1,756−0.2% | Reduced |
| 5AM Venture Management, LLC | 541,666 | $2.37M | 0.90% | 00.0% | Unchanged |
| Versant Venture Management, LLC | 506,821 | $2.21M | 3.68% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 460,830 | $2.01M | 0.00% | −39,880−8.0% | Reduced |
| Geode Capital Management, LLC | 451,258 | $1.97M | 0.00% | +8,768+2.0% | Added |
| Pale Fire Capital SE | 368,267 | $1.61M | 0.19% | +53,113+16.9% | Added |
| State Street Corp | 363,974 | $1.59M | 0.00% | −5,580−1.5% | Reduced |
| Dimensional Fund Advisors LP | 287,794 | $1.26M | 0.00% | −23,211−7.5% | Reduced |
| Soleus Capital Management, L.P. | 287,246 | $1.26M | 0.10% | 00.0% | Unchanged |
| Regeneron Pharmaceuticals, Inc. | 180,909 | $790.6K | 0.06% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 160,165 | $699.9K | 0.01% | +160,165 | New |
| Renaissance Technologies LLC | 159,569 | $697.3K | 0.00% | +29,964+23.1% | Added |
| Northern Trust Corp | 150,372 | $657.1K | 0.00% | −2,205−1.4% | Reduced |
| Grant/GrossMendelsohn, LLC | 160,157 | $461.3K | 0.26% | +75,984+90.3% | Added |
| Morgan Stanley | 68,717 | $300.3K | 0.00% | −46,071−40.1% | Reduced |
| UBS Group AG | 57,548 | $251.5K | 0.00% | +9,952+20.9% | Added |
| Bank of America Corp | 51,222 | $223.8K | 0.00% | +7,646+17.5% | Added |
| Invesco Ltd. | 49,831 | $217.8K | 0.00% | +49,831 | New |
| Bank of New York Mellon Corp | 49,324 | $215.5K | 0.00% | +989+2.0% | Added |
| Charles Schwab Investment Management Inc | 49,024 | $214.2K | 0.00% | −10,710−17.9% | Reduced |
| Quinn Opportunity Partners LLC | 41,418 | $181.0K | 0.01% | +14,589+54.4% | Added |
| Susquehanna International Group, LLP | 37,334 | $163.2K | 0.00% | +37,334 | New |
| AQR Capital Management LLC | 33,823 | $147.8K | 0.00% | +33,823 | New |
| Rhumbline Advisers | 32,999 | $144.2K | 0.00% | +1,332+4.2% | Added |
| Nuveen, LLC | 31,847 | $139.2K | 0.00% | +31,847 | New |
| Barclays PLC | 29,510 | $129.0K | 0.00% | −10,377−26.0% | Reduced |
| D. E. Shaw & Co., Inc. | 26,944 | $117.7K | 0.00% | −20,670−43.4% | Reduced |
| Trexquant Investment LP | 18,694 | $81.7K | 0.00% | −77,303−80.5% | Reduced |
| American Century Companies Inc | 17,647 | $77.1K | 0.00% | +1,370+8.4% | Added |
| Cantor Fitzgerald, L. P. | 15,446 | $67.5K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 14,752 | $64.5K | 0.00% | −5,235−26.2% | Reduced |
| FMR LLC | 13,470 | $58.9K | 0.00% | −44,433−76.7% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 12,618 | $55.1K | 0.00% | +546+4.5% | Added |
| Wells Fargo & Company | 12,531 | $54.8K | 0.00% | +291+2.4% | Added |
| Intech Investment Management LLC | 12,400 | $54.2K | 0.00% | +12,400 | New |
| Captrust Financial Advisors | 10,624 | $46.4K | 0.00% | +10,624 | New |
| JPMorgan Chase & Co | 10,198 | $44.6K | 0.00% | −20,466−66.7% | Reduced |
| Corebridge Financial, Inc. | 10,192 | $44.5K | 0.00% | −151−1.5% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 4,182 | $18.3K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 4,313 | $18.0K | 0.00% | +2,319+116.3% | Added |
| New York State Common Retirement Fund | 3,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,553 | $11.0K | 0.00% | −1,003−28.2% | Reduced |
| Tower Research Capital LLC (TRC) | 2,402 | $10.1K | 0.00% | −1,960−44.9% | Reduced |
| Ameritas Investment Partners, Inc. | 2,038 | $8.91K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,778 | $8.00K | 0.00% | +1,694+2,016.7% | Added |
| Legal & General Group Plc | 1,797 | $7.85K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,646 | $7.19K | 0.00% | −891−35.1% | Reduced |
| California State Teachers Retirement System | 1,507 | $6.59K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 1,375 | $6.01K | 0.00% | +1,375 | New |
| Amalgamated Bank | 720 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 374 | $1.63K | 0.00% | −333−47.1% | Reduced |
| Group One Trading, L.P. | 292 | $1.28K | 0.00% | −27,974−99.0% | Reduced |
| Nisa Investment Advisors, LLC | 266 | $1.16K | 0.00% | +176+195.6% | Added |
| Eq Wealth Advisors, LLC | 162 | $708 | 0.00% | +162 | New |
| Advisor Group Holdings, Inc. | 145 | $634 | 0.00% | −429−74.7% | Reduced |
| Rothschild Investment LLC | 100 | $437 | 0.00% | +100 | New |
| SBI Securities Co., Ltd. | 84 | $367 | 0.00% | −1−1.2% | Reduced |
| Allworth Financial LP | 102 | $303 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 50 | $219 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 47 | $205 | 0.00% | +16+51.6% | Added |
| GHP Investment Advisors, Inc. | 20 | $88 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 7 | $31 | 0.00% | +7 | New |
| IFP Advisors, Inc | 0 | $17 | 0.00% | 0 | Unchanged |
| Frazier Financial Advisors, LLC | 1 | $5 | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 1 | $4 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −149,071−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −98,027−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −42,847−100.0% | Sold out |
| Corton Capital Inc. | 0 | $0 | 0.00% | −32,696−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −18,261−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −10,704−100.0% | Sold out |
| R Squared Ltd | 0 | $0 | 0.00% | −710−100.0% | Sold out |
| Caitong International Asset Management Co., Ltd | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −17−100.0% | Sold out |
| Nuveen Asset Management, LLC | – | – | – | – | Not filed |