Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q1 2025
Institutional positions in Adverum Biotechnologies, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +2 vs. Q4 2024
- Shares held
- 16.3M
- +635.4K (+4.0%) vs. Q4 2024
- Total value
- $69.8M
- −$3.51M (−4.8%) vs. Q4 2024
- New holders
- 11
- 18 more added
- Sold out
- 9
- 22 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 1 | $4 | 0.00% | 00.0% | Unchanged |
| Frazier Financial Advisors, LLC | 1 | $5 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 0 | $17 | 0.00% | 0 | Unchanged |
| EverSource Wealth Advisors, LLC | 7 | $31 | 0.00% | +7 | New |
| GHP Investment Advisors, Inc. | 20 | $88 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 47 | $205 | 0.00% | +16+51.6% | Added |
| Parallel Advisors, LLC | 50 | $219 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 102 | $303 | 0.00% | 00.0% | Unchanged |
| SBI Securities Co., Ltd. | 84 | $367 | 0.00% | −1−1.2% | Reduced |
| Rothschild Investment LLC | 100 | $437 | 0.00% | +100 | New |
| Advisor Group Holdings, Inc. | 145 | $634 | 0.00% | −429−74.7% | Reduced |
| Eq Wealth Advisors, LLC | 162 | $708 | 0.00% | +162 | New |
| Nisa Investment Advisors, LLC | 266 | $1.16K | 0.00% | +176+195.6% | Added |
| Group One Trading, L.P. | 292 | $1.28K | 0.00% | −27,974−99.0% | Reduced |
| Sterling Capital Management LLC | 374 | $1.63K | 0.00% | −333−47.1% | Reduced |
| Amalgamated Bank | 720 | $3.00K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 1,375 | $6.01K | 0.00% | +1,375 | New |
| California State Teachers Retirement System | 1,507 | $6.59K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,646 | $7.19K | 0.00% | −891−35.1% | Reduced |
| Legal & General Group Plc | 1,797 | $7.85K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,778 | $8.00K | 0.00% | +1,694+2,016.7% | Added |
| Ameritas Investment Partners, Inc. | 2,038 | $8.91K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,402 | $10.1K | 0.00% | −1,960−44.9% | Reduced |
| Royal Bank of Canada | 2,553 | $11.0K | 0.00% | −1,003−28.2% | Reduced |
| New York State Common Retirement Fund | 3,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 4,313 | $18.0K | 0.00% | +2,319+116.3% | Added |
| Police & Firemen's Retirement System of New Jersey | 4,182 | $18.3K | 0.00% | 00.0% | Unchanged |
| Corebridge Financial, Inc. | 10,192 | $44.5K | 0.00% | −151−1.5% | Reduced |
| JPMorgan Chase & Co | 10,198 | $44.6K | 0.00% | −20,466−66.7% | Reduced |
| Captrust Financial Advisors | 10,624 | $46.4K | 0.00% | +10,624 | New |
| Intech Investment Management LLC | 12,400 | $54.2K | 0.00% | +12,400 | New |
| Wells Fargo & Company | 12,531 | $54.8K | 0.00% | +291+2.4% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 12,618 | $55.1K | 0.00% | +546+4.5% | Added |
| FMR LLC | 13,470 | $58.9K | 0.00% | −44,433−76.7% | Reduced |
| Citigroup Inc | 14,752 | $64.5K | 0.00% | −5,235−26.2% | Reduced |
| Cantor Fitzgerald, L. P. | 15,446 | $67.5K | 0.00% | 00.0% | Unchanged |
| American Century Companies Inc | 17,647 | $77.1K | 0.00% | +1,370+8.4% | Added |
| Trexquant Investment LP | 18,694 | $81.7K | 0.00% | −77,303−80.5% | Reduced |
| D. E. Shaw & Co., Inc. | 26,944 | $117.7K | 0.00% | −20,670−43.4% | Reduced |
| Barclays PLC | 29,510 | $129.0K | 0.00% | −10,377−26.0% | Reduced |
| Nuveen, LLC | 31,847 | $139.2K | 0.00% | +31,847 | New |
| Rhumbline Advisers | 32,999 | $144.2K | 0.00% | +1,332+4.2% | Added |
| AQR Capital Management LLC | 33,823 | $147.8K | 0.00% | +33,823 | New |
| Susquehanna International Group, LLP | 37,334 | $163.2K | 0.00% | +37,334 | New |
| Quinn Opportunity Partners LLC | 41,418 | $181.0K | 0.01% | +14,589+54.4% | Added |
| Charles Schwab Investment Management Inc | 49,024 | $214.2K | 0.00% | −10,710−17.9% | Reduced |
| Bank of New York Mellon Corp | 49,324 | $215.5K | 0.00% | +989+2.0% | Added |
| Invesco Ltd. | 49,831 | $217.8K | 0.00% | +49,831 | New |
| Bank of America Corp | 51,222 | $223.8K | 0.00% | +7,646+17.5% | Added |
| UBS Group AG | 57,548 | $251.5K | 0.00% | +9,952+20.9% | Added |
| Morgan Stanley | 68,717 | $300.3K | 0.00% | −46,071−40.1% | Reduced |
| Grant/GrossMendelsohn, LLC | 160,157 | $461.3K | 0.26% | +75,984+90.3% | Added |
| Northern Trust Corp | 150,372 | $657.1K | 0.00% | −2,205−1.4% | Reduced |
| Renaissance Technologies LLC | 159,569 | $697.3K | 0.00% | +29,964+23.1% | Added |
| Warren Averett Asset Management, LLC | 160,165 | $699.9K | 0.01% | +160,165 | New |
| Regeneron Pharmaceuticals, Inc. | 180,909 | $790.6K | 0.06% | 00.0% | Unchanged |
| Soleus Capital Management, L.P. | 287,246 | $1.26M | 0.10% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 287,794 | $1.26M | 0.00% | −23,211−7.5% | Reduced |
| State Street Corp | 363,974 | $1.59M | 0.00% | −5,580−1.5% | Reduced |
| Pale Fire Capital SE | 368,267 | $1.61M | 0.19% | +53,113+16.9% | Added |
| Geode Capital Management, LLC | 451,258 | $1.97M | 0.00% | +8,768+2.0% | Added |
| Goldman Sachs Group Inc | 460,830 | $2.01M | 0.00% | −39,880−8.0% | Reduced |
| Versant Venture Management, LLC | 506,821 | $2.21M | 3.68% | 00.0% | Unchanged |
| 5AM Venture Management, LLC | 541,666 | $2.37M | 0.90% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,029,326 | $4.50M | 0.00% | −1,756−0.2% | Reduced |
| Frazier Life Sciences Management, L.P. | 1,069,244 | $4.67M | 0.21% | 00.0% | Unchanged |
| Principia Wealth Advisory, LLC | 1,696,815 | $6.07M | 5.86% | +366,155+27.5% | Added |
| BlackRock, Inc. | 1,426,855 | $6.24M | 0.00% | −58,427−3.9% | Reduced |
| Franklin Resources Inc | 1,760,056 | $7.69M | 0.00% | 00.0% | Unchanged |
| TCG Crossover Management, LLC | 1,796,482 | $7.85M | 1.07% | 00.0% | Unchanged |
| BML Capital Management, LLC | 2,742,317 | $12.0M | 9.70% | +474,253+20.9% | Added |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −149,071−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −98,027−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −42,847−100.0% | Sold out |
| Corton Capital Inc. | 0 | $0 | 0.00% | −32,696−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −18,261−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −10,704−100.0% | Sold out |
| R Squared Ltd | 0 | $0 | 0.00% | −710−100.0% | Sold out |
| Caitong International Asset Management Co., Ltd | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −17−100.0% | Sold out |
| Nuveen Asset Management, LLC | – | – | – | – | Not filed |