Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Adverum Biotechnologies, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- −6 vs. Q4 2021
- Shares held
- 63.2M
- −2.70M (−4.1%) vs. Q4 2021
- Total value
- $82.4M
- −$33.1M (−28.6%) vs. Q4 2021
- New holders
- 10
- 13 more added
- Sold out
- 16
- 42 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 183 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $0 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 200 | $0 | 0.00% | +200 | New |
| UBS Group AG | 1,050 | $1.00K | 0.00% | −2,131,591−100.0% | Reduced |
| Nisa Investment Advisors, LLC | 1,030 | $1.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 500 | $1.00K | 0.00% | −911−64.6% | Reduced |
| Parallel Advisors, LLC | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 661 | $1.00K | 0.00% | +661 | New |
| Aquatic Capital Management LLC | 600 | $1.00K | 0.00% | +600 | New |
| Advisor Group Holdings, Inc. | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 4,250 | $5.57K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 5,338 | $7.00K | 0.00% | −10,269−65.8% | Reduced |
| Citigroup Inc | 5,947 | $8.00K | 0.00% | −19,503−76.6% | Reduced |
| Legal & General Group Plc | 6,783 | $9.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 7,403 | $10.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 7,777 | $10.2K | 0.00% | −167,332−95.6% | Reduced |
| Wells Fargo & Company | 8,994 | $11.0K | 0.00% | −30,367−77.1% | Reduced |
| Victory Capital Management Inc | 11,384 | $12.0K | 0.00% | −325−2.8% | Reduced |
| IPG Investment Advisors LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 10,147 | $13.0K | 0.00% | +4,622+83.7% | Added |
| Amalgamated Bank | 10,459 | $14.0K | 0.00% | −852−7.5% | Reduced |
| Amalgamated Financial Corp. | 10,459 | $14.0K | 0.00% | +10,459 | New |
| Principal Financial Group Inc | 11,117 | $15.0K | 0.00% | −626−5.3% | Reduced |
| SG Americas Securities, LLC | 12,573 | $16.0K | 0.00% | −11,916−48.7% | Reduced |
| Barclays PLC | 14,104 | $18.0K | 0.00% | −91,344−86.6% | Reduced |
| Cubist Systematic Strategies, LLC | 14,702 | $19.0K | 0.00% | −51,416−77.8% | Reduced |
| Madison Wealth Partners, Inc | 14,412 | $19.0K | 0.01% | 00.0% | Unchanged |
| Lipe & Dalton | 15,000 | $20.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 15,000 | $20.0K | 0.01% | +15,000 | New |
| First Republic Investment Management, Inc. | 16,167 | $21.0K | 0.00% | 00.0% | Unchanged |
| Mirabella Financial Services LLP | 24,200 | $32.0K | 0.00% | +24,200 | New |
| ProShare Advisors LLC | 26,444 | $34.0K | 0.00% | −6,358−19.4% | Reduced |
| American Portfolios Advisors | 26,150 | $34.3K | 0.00% | +20,000+325.2% | Added |
| Bank of America Corp | 30,889 | $40.0K | 0.00% | −320,773−91.2% | Reduced |
| State of Wyoming | 30,878 | $40.0K | 0.02% | +15,942+106.7% | Added |
| State Board of Administration of Florida Retirement System | 31,264 | $41.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 32,200 | $42.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 36,038 | $47.0K | 0.00% | +28,477+376.6% | Added |
| Voya Investment Management LLC | 36,284 | $48.0K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 37,420 | $49.0K | 0.00% | −9,621−20.5% | Reduced |
| American International Group, Inc. | 43,131 | $57.0K | 0.00% | −3,035−6.6% | Reduced |
| Rafferty Asset Management, LLC | 44,878 | $59.0K | 0.00% | −4,229−8.6% | Reduced |
| Deutsche Bank AG | 47,178 | $62.0K | 0.00% | −5,598−10.6% | Reduced |
| New York State Common Retirement Fund | 52,628 | $69.0K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 60,000 | $79.0K | 0.00% | +60,000 | New |
| Marquette Asset Management, LLC | 65,754 | $86.0K | 0.02% | +11,754+21.8% | Added |
| Crestline Management, LP | 65,693 | $86.0K | 0.01% | +65,693 | New |
| Russell Investments Group, Ltd. | 76,637 | $100.0K | 0.00% | −76,700−50.0% | Reduced |
| Citadel Advisors LLC | 77,070 | $101.0K | 0.00% | −204,612−72.6% | Reduced |
| Occudo Quantitative Strategies LP | 80,079 | $105.0K | 0.01% | −44,716−35.8% | Reduced |
| Twin Focus Capital Partners, LLC | 100,000 | $131.0K | 0.03% | 00.0% | Unchanged |
| 683 Capital Management, LLC | 100,000 | $131.0K | 0.01% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 102,100 | $134.0K | 0.00% | +400+0.4% | Added |
| Rhumbline Advisers | 119,210 | $156.0K | 0.00% | −9,665−7.5% | Reduced |
| Parametric Portfolio Associates LLC | 131,638 | $172.0K | 0.00% | −46,948−26.3% | Reduced |
| Charles Schwab Investment Management Inc | 195,885 | $257.0K | 0.00% | −20,254−9.4% | Reduced |
| RTW Investments, LP | 223,725 | $293.0K | 0.01% | −7,331,092−97.0% | Reduced |
| Bridgeway Capital Management, LLC | 242,000 | $317.0K | 0.01% | +242,000 | New |
| Algert Global LLC | 254,665 | $334.0K | 0.02% | +92,220+56.8% | Added |
| Goldman Sachs Group Inc | 264,273 | $346.0K | 0.00% | −220,611−45.5% | Reduced |
| K2 Principal Fund, L.P. | 270,902 | $355.0K | 0.06% | −150,042−35.6% | Reduced |
| Invesco Ltd. | 286,314 | $375.0K | 0.00% | +260,211+996.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 302,717 | $397.0K | 0.00% | −36,023−10.6% | Reduced |
| Bank of New York Mellon Corp | 323,185 | $424.0K | 0.00% | −4,063−1.2% | Reduced |
| Caxton Associates LP | 325,538 | $426.0K | 0.04% | 00.0% | Unchanged |
| Morgan Stanley | 357,318 | $469.0K | 0.00% | −134,173−27.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 387,623 | $508.0K | 0.00% | −39,385−9.2% | Reduced |
| Gsa Capital Partners LLP | 395,585 | $518.0K | 0.07% | −126,699−24.3% | Reduced |
| Renaissance Technologies LLC | 396,441 | $519.0K | 0.00% | −243,736−38.1% | Reduced |
| ExodusPoint Capital Management, LP | 396,362 | $519.0K | 0.01% | +78,562+24.7% | Added |
| Quinn Opportunity Partners LLC | 503,004 | $659.0K | 0.04% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 593,619 | $778.0K | 0.00% | −93,511−13.6% | Reduced |
| Northern Trust Corp | 758,580 | $994.0K | 0.00% | −31,817−4.0% | Reduced |
| Assenagon Asset Management S.A. | 992,729 | $1.30M | 0.00% | +553,155+125.8% | Added |
| EcoR1 Capital, LLC | 1,046,700 | $1.37M | 0.04% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,425,642 | $1.87M | 0.00% | −151,884−9.6% | Reduced |
| Jacobs Levy Equity Management, Inc | 1,430,252 | $1.87M | 0.01% | +412,506+40.5% | Added |
| Two Sigma Advisers, LP | 1,503,300 | $1.97M | 0.01% | −396,500−20.9% | Reduced |
| Two Sigma Investments, LP | 1,568,597 | $2.06M | 0.01% | −197,680−11.2% | Reduced |
| JPMorgan Chase & Co | 1,687,273 | $2.21M | 0.00% | −373,684−18.1% | Reduced |
| State Street Corp | 1,757,495 | $2.30M | 0.00% | −83,415−4.5% | Reduced |
| Artal Group S.A. | 3,000,000 | $3.93M | 0.17% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,536,364 | $4.63M | 0.00% | −708,586−16.7% | Reduced |
| Versant Venture Management, LLC | 5,068,233 | $6.64M | 6.63% | 00.0% | Unchanged |
| Sonic Fund II, L.P. | 6,552,068 | $8.58M | 4.82% | 00.0% | Unchanged |
| Avoro Capital Advisors LLC | 6,950,000 | $9.11M | 0.17% | 00.0% | Unchanged |
| BlackRock Inc. | 7,315,539 | $9.58M | 0.00% | −31,283−0.4% | Reduced |
| FMR LLC | 10,873,853 | $14.2M | 0.00% | +10,872,683+929,289.1% | Added |
| Nuveen Asset Management, LLC | 343,118 | – | – | +663+0.2% | Added |
| IFP Advisors, Inc | 6,000 | – | – | +6,000 | New |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −972,176−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −212,420−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −206,022−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −189,116−100.0% | Sold out |
| Anson Funds Management LP | 0 | $0 | 0.00% | −81,824−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −48,655−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −29,109−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −25,769−100.0% | Sold out |