Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Adverum Biotechnologies, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- +1 vs. Q2 2022
- Shares held
- 58.5M
- +293.1K (+0.5%) vs. Q2 2022
- Total value
- $55.6M
- −$14.4M (−20.6%) vs. Q2 2022
- New holders
- 16
- 11 more added
- Sold out
- 15
- 29 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 18 | $0 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 183 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,188 | $1.00K | 0.00% | −1,226−50.8% | Reduced |
| Wells Fargo & Company | 610 | $1.00K | 0.00% | −143−19.0% | Reduced |
| UBS Group AG | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 931 | $1.00K | 0.00% | +931 | New |
| American Portfolios Advisors | 1,150 | $1.09K | 0.00% | −55,000−98.0% | Reduced |
| BNP Paribas Arbitrage, SA | 1,237 | $1.18K | 0.00% | −39,730−97.0% | Reduced |
| Advisor Group Holdings, Inc. | 2,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,511 | $2.00K | 0.00% | +2,218+757.0% | Added |
| Atlas Capital Advisors LLC | 4,250 | $4.04K | 0.00% | +4,250 | New |
| IPG Investment Advisors LLC | 10,000 | $9.50K | 0.00% | 00.0% | Unchanged |
| K2 Principal Fund, L.P. | 10,391 | $10.0K | 0.00% | −93,209−90.0% | Reduced |
| Victory Capital Management Inc | 10,262 | $10.0K | 0.00% | −423−4.0% | Reduced |
| Merit Financial Group, LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 10,052 | $10.0K | 0.00% | +6,052+151.3% | Added |
| Citadel Advisors LLC | 12,940 | $12.0K | 0.00% | −12,338−48.8% | Reduced |
| Jane Street Group, LLC | 13,823 | $13.0K | 0.00% | +13,823 | New |
| Cubist Systematic Strategies, LLC | 14,377 | $14.0K | 0.00% | −2,929−16.9% | Reduced |
| Lipe & Dalton | 15,000 | $14.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 15,000 | $14.0K | 0.01% | 00.0% | Unchanged |
| Pinz Capital Management, LP | 15,700 | $15.0K | 0.03% | +15,700 | New |
| Wolverine Trading, LLC | 17,428 | $17.0K | 0.00% | +17,428 | New |
| Cantor Fitzgerald, L. P. | 20,000 | $19.0K | 0.00% | +20,000 | New |
| Public Employees Retirement System of Ohio | 23,300 | $22.0K | 0.00% | −8,900−27.6% | Reduced |
| Tower Research Capital LLC (TRC) | 23,866 | $22.0K | 0.00% | +15,926+200.6% | Added |
| Zacks Investment Management | 22,837 | $22.0K | 0.00% | +22,837 | New |
| LMR Partners LLP | 30,987 | $29.0K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 32,734 | $31.0K | 0.00% | +9,117+38.6% | Added |
| Ameriprise Financial Inc | 40,394 | $38.0K | 0.00% | +40,394 | New |
| Bank of New York Mellon Corp | 54,601 | $52.0K | 0.00% | −15,106−21.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 60,000 | $57.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 62,914 | $60.0K | 0.00% | +62,914 | New |
| Tudor Investment Corp Et Al | 62,651 | $60.0K | 0.00% | +62,651 | New |
| Qube Research & Technologies Ltd | 67,564 | $64.0K | 0.00% | −16,322−19.5% | Reduced |
| Gsa Capital Partners LLP | 79,076 | $75.0K | 0.01% | +79,076 | New |
| Occudo Quantitative Strategies LP | 80,079 | $76.0K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 96,910 | $92.0K | 0.03% | −35,859−27.0% | Reduced |
| 683 Capital Management, LLC | 100,000 | $95.0K | 0.01% | −106,856−51.7% | Reduced |
| Twin Focus Capital Partners, LLC | 100,000 | $95.0K | 0.02% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 124,455 | $118.0K | 0.00% | −89,719−41.9% | Reduced |
| XTX Topco Ltd | 132,070 | $125.0K | 0.03% | +94,300+249.7% | Added |
| Caas Capital Management LP | 134,338 | $128.0K | 0.02% | +134,338 | New |
| Northern Trust Corp | 166,291 | $158.0K | 0.00% | +3,368+2.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 203,725 | $194.0K | 0.00% | +86,213+73.4% | Added |
| Monaco Asset Management SAM | 225,000 | $214.0K | 0.10% | −222,004−49.7% | Reduced |
| Dimensional Fund Advisors LP | 276,109 | $262.0K | 0.00% | −47,037−14.6% | Reduced |
| State Street Corp | 281,854 | $268.0K | 0.00% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 298,560 | $284.0K | 0.18% | +49,760+20.0% | Added |
| Bridgeway Capital Management, LLC | 299,000 | $284.0K | 0.01% | +57,000+23.6% | Added |
| Invesco Ltd. | 307,829 | $292.0K | 0.00% | −17,260−5.3% | Reduced |
| Ergoteles LLC | 368,684 | $350.0K | 0.01% | −51,116−12.2% | Reduced |
| Quinn Opportunity Partners LLC | 418,298 | $397.4K | 0.05% | −84,706−16.8% | Reduced |
| Oasis Management Co Ltd. | 465,000 | $442.0K | 0.08% | 00.0% | Unchanged |
| Marshall Wace, LLP | 505,737 | $481.0K | 0.00% | +505,737 | New |
| Jacobs Levy Equity Management, Inc | 556,214 | $528.0K | 0.00% | −31,431−5.3% | Reduced |
| Geode Capital Management, LLC | 755,589 | $717.0K | 0.00% | +2,587+0.3% | Added |
| Millennium Management LLC | 863,421 | $820.0K | 0.00% | −175,037−16.9% | Reduced |
| Newtyn Management, LLC | 900,000 | $855.0K | 0.19% | −135,000−13.0% | Reduced |
| Assenagon Asset Management S.A. | 941,751 | $895.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 1,048,063 | $996.0K | 0.00% | −116,499−10.0% | Reduced |
| Two Sigma Advisers, LP | 1,051,800 | $999.0K | 0.00% | −452,800−30.1% | Reduced |
| Antara Capital LP | 1,075,000 | $1.02M | 0.11% | +1,075,000 | New |
| Renaissance Technologies LLC | 1,118,441 | $1.06M | 0.00% | +25,400+2.3% | Added |
| AIGH Capital Management LLC | 1,200,000 | $1.14M | 0.45% | +1,200,000 | New |
| JPMorgan Chase & Co | 1,214,236 | $1.15M | 0.00% | −417,098−25.6% | Reduced |
| BlackRock Inc. | 3,198,725 | $3.04M | 0.00% | −125,118−3.8% | Reduced |
| Vanguard Group Inc | 4,001,205 | $3.80M | 0.00% | −156,400−3.8% | Reduced |
| Versant Venture Management, LLC | 5,068,233 | $4.82M | 8.21% | 00.0% | Unchanged |
| Soleus Capital Management, L.P. | 5,587,789 | $5.31M | 0.72% | +5,587,789 | New |
| Sonic Fund II, L.P. | 6,552,068 | $6.22M | 4.23% | 00.0% | Unchanged |
| Morgan Stanley | 7,169,565 | $6.81M | 0.00% | −199,916−2.7% | Reduced |
| FMR LLC | 10,868,650 | $10.3M | 0.00% | −6200.0% | Reduced |
| IFP Advisors, Inc | 6,000 | – | – | 00.0% | Unchanged |
| Artal Group S.A. | 0 | $0 | 0.00% | −3,000,000−100.0% | Sold out |
| Ra Capital Management, L.P. | 0 | $0 | 0.00% | −1,726,019−100.0% | Sold out |
| EcoR1 Capital, LLC | 0 | $0 | 0.00% | −1,046,700−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −116,685−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −94,890−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −69,954−100.0% | Sold out |
| Crestline Management, LP | 0 | $0 | 0.00% | −64,854−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −16,167−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −14,830−100.0% | Sold out |
| Madison Wealth Partners, Inc | 0 | $0 | 0.00% | −14,412−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −11,303−100.0% | Sold out |
| Brightworth | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −4,901−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −728−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −500−100.0% | Sold out |