Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Adverum Biotechnologies, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −4 vs. Q4 2022
- Shares held
- 62.7M
- +5.42M (+9.5%) vs. Q4 2022
- Total value
- $45.0M
- +$11.8M (+35.5%) vs. Q4 2022
- New holders
- 5
- 14 more added
- Sold out
- 9
- 18 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 18 | $13 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $15 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 22 | $16 | 0.00% | −1,916−98.9% | Reduced |
| GHP Investment Advisors, Inc. | 200 | $144 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 641 | $460 | 0.00% | +9+1.4% | Added |
| Parallel Advisors, LLC | 1,000 | $717 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,712 | $1.00K | 0.00% | +303+21.5% | Added |
| Ronald Blue Trust, Inc. | 1,500 | $1.00K | 0.00% | +1,500 | New |
| Citadel Advisors LLC | 4,221 | $3.03K | 0.00% | −3,797−47.4% | Reduced |
| Nwam LLC | 10,000 | $7.17K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 10,166 | $7.29K | 0.00% | −93−0.9% | Reduced |
| Tower Research Capital LLC (TRC) | 15,281 | $10.0K | 0.00% | −9,863−39.2% | Reduced |
| Virtu Financial LLC | 14,498 | $10.0K | 0.00% | −2,676−15.6% | Reduced |
| UBS Group AG | 14,979 | $10.7K | 0.00% | +14,179+1,772.4% | Added |
| Lipe & Dalton | 15,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 20,000 | $14.0K | 0.00% | +10,000+100.0% | Added |
| Group One Trading, L.P. | 21,574 | $15.5K | 0.00% | +21,574 | New |
| Wolverine Trading, LLC | 26,737 | $19.0K | 0.00% | +13,480+101.7% | Added |
| Cubist Systematic Strategies, LLC | 31,506 | $22.6K | 0.00% | +31,506 | New |
| Occudo Quantitative Strategies LP | 52,560 | $37.7K | 0.00% | −25,779−32.9% | Reduced |
| Bank of New York Mellon Corp | 54,485 | $39.1K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 62,914 | $45.1K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 83,207 | $59.7K | 0.00% | +70,601+560.1% | Added |
| Jane Street Group, LLC | 92,643 | $66.5K | 0.00% | +23,483+34.0% | Added |
| Advisor Group Holdings, Inc. | 93,150 | $66.8K | 0.00% | +90,000+2,857.1% | Added |
| Marquette Asset Management, LLC | 121,393 | $87.1K | 0.02% | 00.0% | Unchanged |
| Cantor Fitzgerald, L. P. | 142,838 | $102.5K | 0.00% | +7,838+5.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 149,856 | $107.5K | 0.00% | −50,633−25.3% | Reduced |
| Northern Trust Corp | 181,549 | $130.2K | 0.00% | −628−0.3% | Reduced |
| Dimensional Fund Advisors LP | 184,146 | $132.1K | 0.00% | −16,828−8.4% | Reduced |
| Millennium Management LLC | 220,985 | $159.0K | 0.00% | −140,116−38.8% | Reduced |
| State Street Corp | 281,854 | $202.2K | 0.00% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 298,560 | $214.2K | 0.11% | 00.0% | Unchanged |
| CM Management, LLC | 375,000 | $269.0K | 0.32% | +275,000+275.0% | Added |
| Quinn Opportunity Partners LLC | 398,298 | $285.7K | 0.03% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 621,122 | $445.6K | 0.00% | −86,525−12.2% | Reduced |
| Monaco Asset Management SAM | 659,575 | $473.2K | 0.21% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 675,985 | $485.0K | 0.00% | −54,715−7.5% | Reduced |
| Geode Capital Management, LLC | 787,900 | $565.2K | 0.00% | +15,748+2.0% | Added |
| Assenagon Asset Management S.A. | 840,651 | $603.1K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 879,684 | $631.0K | 0.06% | +48,855+5.9% | Added |
| Renaissance Technologies LLC | 1,136,741 | $815.0K | 0.00% | +62,500+5.8% | Added |
| AIGH Capital Management LLC | 1,200,000 | $860.9K | 0.32% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,210,212 | $868.0K | 0.00% | 00.0% | Unchanged |
| Newtyn Management, LLC | 1,528,400 | $1.10M | 0.22% | −106,600−6.5% | Reduced |
| Sonic GP LLC | 2,000,000 | $1.43M | 1.10% | −2,552,068−56.1% | Reduced |
| BlackRock Inc. | 2,037,550 | $1.46M | 0.00% | −357,256−14.9% | Reduced |
| Vanguard Group Inc | 4,143,131 | $2.97M | 0.00% | +140,100+3.5% | Added |
| Goldman Sachs Group Inc | 4,557,659 | $3.27M | 0.00% | +4,557,659 | New |
| Commodore Capital LP | 5,000,000 | $3.59M | 0.55% | +5,000,000 | New |
| Versant Venture Management, LLC | 5,068,233 | $3.64M | 7.58% | 00.0% | Unchanged |
| Bank of America Corp | 5,591,790 | $4.01M | 0.00% | −1060.0% | Reduced |
| Morgan Stanley | 6,964,642 | $5.00M | 0.00% | −170,410−2.4% | Reduced |
| BML Capital Management, LLC | 7,067,179 | $5.07M | 4.38% | 00.0% | Unchanged |
| FMR LLC | 7,769,824 | $5.57M | 0.00% | −3,0500.0% | Reduced |
| Oasis Management Co Ltd. | 0 | $0 | 0.00% | −465,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −341,397−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −304,246−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −129,212−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −82,499−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −31,200−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −12,131−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |