Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Adverum Biotechnologies, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 118
- −13 vs. Q1 2021
- Shares held
- 79.2M
- −15.9M (−16.7%) vs. Q1 2021
- Total value
- $280.4M
- −$657.3M (−70.1%) vs. Q1 2021
- New holders
- 22
- 45 more added
- Sold out
- 35
- 29 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Retirement Partners, LLC | 34 | $0 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 305 | $1.00K | 0.00% | −12,423−97.6% | Reduced |
| Daiwa Securities Group Inc. | 183 | $1.00K | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 410 | $1.00K | 0.00% | +410 | New |
| Captrust Financial Advisors | 500 | $2.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 560 | $2.00K | 0.00% | +367+190.2% | Added |
| TCI Wealth Advisors, Inc. | 653 | $2.00K | 0.00% | +481+279.7% | Added |
| Federated Hermes, Inc. | 442 | $2.00K | 0.00% | +442 | New |
| FMR LLC | 1,170 | $4.00K | 0.00% | −773,272−99.8% | Reduced |
| American Portfolios Advisors | 1,550 | $5.42K | 0.00% | +150+10.7% | Added |
| Macquarie Group Ltd | 1,706 | $6.00K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 2,100 | $7.00K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 2,230 | $7.00K | 0.00% | +25+1.1% | Added |
| Advisor Group Holdings, Inc. | 2,400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,439 | $9.00K | 0.00% | +773+46.4% | Added |
| Great West Life Assurance Co | 3,868 | $13.0K | 0.00% | 00.0% | Unchanged |
| Hershey Trust Co | 3,710 | $13.0K | 0.00% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 4,250 | $14.9K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 6,877 | $24.0K | 0.00% | +3,449+100.6% | Added |
| Royal Bank of Canada | 7,197 | $25.0K | 0.00% | −2,966−29.2% | Reduced |
| Ameritas Investment Partners, Inc. | 7,403 | $26.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,646 | $27.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,000 | $35.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 11,492 | $40.0K | 0.00% | +11,492 | New |
| Jump Financial, LLC | 12,238 | $43.0K | 0.00% | −30,581−71.4% | Reduced |
| Amalgamated Bank | 12,228 | $43.0K | 0.00% | +275+2.3% | Added |
| Nisa Investment Advisors, LLC | 12,280 | $43.0K | 0.00% | +7,550+159.6% | Added |
| Victory Capital Management Inc | 12,500 | $44.0K | 0.00% | −95,438−88.4% | Reduced |
| CSS LLC | 14,000 | $49.0K | 0.00% | +14,000 | New |
| Madison Wealth Partners, Inc | 14,412 | $50.0K | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 14,514 | $50.8K | 0.00% | −632−4.2% | Reduced |
| Legal & General Group Plc | 14,596 | $51.0K | 0.00% | −3,659−20.0% | Reduced |
| Lipe & Dalton | 15,000 | $52.0K | 0.03% | +15,000 | New |
| Dynamic Technology Lab Private Ltd | 15,371 | $54.0K | 0.01% | +15,371 | New |
| Arizona State Retirement System | 15,898 | $56.0K | 0.00% | −1,128−6.6% | Reduced |
| Tower Research Capital LLC (TRC) | 17,045 | $60.0K | 0.00% | +6,277+58.3% | Added |
| Old Well Partners, LLC | 18,440 | $65.0K | 0.03% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 24,509 | $86.0K | 0.00% | +7,839+47.0% | Added |
| Parallel Advisors, LLC | 25,110 | $88.0K | 0.00% | +273+1.1% | Added |
| Truist Financial Corp | 25,500 | $89.0K | 0.00% | −7,000−21.5% | Reduced |
| Squarepoint Ops LLC | 26,807 | $94.0K | 0.00% | +26,807 | New |
| Caxton Associates LP | 28,222 | $99.0K | 0.01% | +28,222 | New |
| State Board of Administration of Florida Retirement System | 31,264 | $109.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 31,400 | $109.0K | 0.01% | +31,400 | New |
| Chicago Partners Investment Group LLC | 46,151 | $112.0K | 0.01% | +22,406+94.4% | Added |
| DekaBank Deutsche Girozentrale | 32,500 | $113.0K | 0.00% | −10,000−23.5% | Reduced |
| Principal Financial Group Inc | 32,528 | $114.0K | 0.00% | −6,625−16.9% | Reduced |
| Simplex Trading, LLC | 34,425 | $120.0K | 0.00% | +24,929+262.5% | Added |
| Virginia Retirement Systems Et Al | 34,800 | $122.0K | 0.00% | +34,800 | New |
| Ergoteles LLC | 37,200 | $130.0K | 0.00% | +37,200 | New |
| ExodusPoint Capital Management, LP | 37,064 | $130.0K | 0.00% | +37,064 | New |
| Voya Investment Management LLC | 38,536 | $135.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 39,613 | $138.0K | 0.00% | +14,014+54.7% | Added |
| ProShare Advisors LLC | 40,133 | $140.0K | 0.00% | +2,857+7.7% | Added |
| PDT Partners, LLC | 40,315 | $141.0K | 0.01% | −1,900−4.5% | Reduced |
| Acadian Asset Management LLC | 41,300 | $144.0K | 0.00% | +41,300 | New |
| American International Group, Inc. | 48,678 | $170.0K | 0.00% | −3,201−6.2% | Reduced |
| Prudential Financial Inc | 51,484 | $180.0K | 0.00% | +51,484 | New |
| New York State Common Retirement Fund | 52,615 | $184.0K | 0.00% | −26,085−33.1% | Reduced |
| Manufacturers Life Insurance Company, The | 53,590 | $188.0K | 0.00% | +1,874+3.6% | Added |
| Price T Rowe Associates Inc | 54,095 | $189.0K | 0.00% | −524,831−90.7% | Reduced |
| Walleye Trading LLC | 54,711 | $191.0K | 0.01% | +54,711 | New |
| Susquehanna Fundamental Investments, LLC | 57,180 | $200.0K | 0.00% | +57,180 | New |
| Barclays PLC | 58,987 | $207.0K | 0.00% | −120,259−67.1% | Reduced |
| Allianz Asset Management GmbH | 60,468 | $212.0K | 0.00% | −170,967−73.9% | Reduced |
| Virtus ETF Advisers LLC | 60,785 | $213.0K | 0.09% | +39,342+183.5% | Added |
| Credit Suisse AG | 68,860 | $241.0K | 0.00% | +405+0.6% | Added |
| Virtu Financial LLC | 73,955 | $259.0K | 0.03% | +73,955 | New |
| Algert Global LLC | 82,145 | $288.0K | 0.10% | +10,050+13.9% | Added |
| Cubist Systematic Strategies, LLC | 82,959 | $290.0K | 0.00% | +57,539+226.4% | Added |
| Occudo Quantitative Strategies LP | 85,104 | $298.0K | 0.05% | +66,203+350.3% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 85,677 | $300.0K | 0.00% | +56,785+196.5% | Added |
| Twin Focus Capital Partners, LLC | 100,000 | $350.0K | 0.08% | 00.0% | Unchanged |
| California State Teachers Retirement System | 119,815 | $419.0K | 0.00% | −14,409−10.7% | Reduced |
| Alliancebernstein L.P. | 123,500 | $432.0K | 0.00% | +23,200+23.1% | Added |
| Rhumbline Advisers | 127,050 | $445.0K | 0.00% | +17,604+16.1% | Added |
| Man Group plc | 128,991 | $451.0K | 0.00% | +79,694+161.7% | Added |
| Alps Advisors Inc | 128,992 | $451.0K | 0.00% | +128,992 | New |
| Swiss National Bank | 133,700 | $468.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 137,867 | $482.5K | 0.00% | −443,405−76.3% | Reduced |
| Parametric Portfolio Associates LLC | 143,051 | $501.0K | 0.00% | +100,173+233.6% | Added |
| Susquehanna International Group, LLP | 169,391 | $593.0K | 0.00% | +145,395+605.9% | Added |
| Mirae Asset Global Investments Co., Ltd. | 218,405 | $765.0K | 0.00% | +24,935+12.9% | Added |
| Russell Investments Group, Ltd. | 225,318 | $787.0K | 0.00% | +145,091+180.9% | Added |
| Walleye Capital LLC | 234,185 | $820.0K | 0.03% | +234,185 | New |
| Quinn Opportunity Partners LLC | 248,004 | $868.0K | 0.05% | +248,004 | New |
| Citadel Advisors LLC | 296,119 | $1.04M | 0.00% | −98,497−25.0% | Reduced |
| Bank of New York Mellon Corp | 306,030 | $1.07M | 0.00% | −16,492−5.1% | Reduced |
| WS Management LLLP | 307,442 | $1.08M | 0.12% | −400,000−56.5% | Reduced |
| Bank of America Corp | 312,951 | $1.10M | 0.00% | +125,768+67.2% | Added |
| Rafferty Asset Management, LLC | 447,785 | $1.57M | 0.01% | −129,227−22.4% | Reduced |
| San Francisco Sentry Investment Group (Ca) | 480,000 | $1.68M | 0.88% | 00.0% | Unchanged |
| Deutsche Bank AG | 532,930 | $1.87M | 0.00% | +460,517+636.0% | Added |
| Charles Schwab Investment Management Inc | 616,913 | $2.16M | 0.00% | +5,805+0.9% | Added |
| Citigroup Inc | 743,478 | $2.60M | 0.00% | +412,946+124.9% | Added |
| Renaissance Technologies LLC | 809,280 | $2.83M | 0.00% | +682,703+539.4% | Added |
| Goldman Sachs Group Inc | 819,955 | $2.87M | 0.00% | −580,089−41.4% | Reduced |
| K2 Principal Fund, L.P. | 898,307 | $3.14M | 0.35% | +898,307 | New |
| Northern Trust Corp | 921,899 | $3.23M | 0.00% | −59,470−6.1% | Reduced |