Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,070 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
2021 年第 3 季 13F 持有人
Caterpillar Inc 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 1,943
- 較 2021 年第 2 季 −52 家
- 持有股數
- 3.70 億
- 較 2021 年第 2 季 −644.8 萬 (−1.7%)
- 總市值
- $710.9 億
- 較 2021 年第 2 季 −$108.2 億 (−13.2%)
- 新進機構
- 99
- 另有 824 家加碼
- 清倉機構
- 151
- 另有 692 家減碼
另有 33 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CAT 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 4,070 | $3,511 億 |
| 2026 年第 1 季 | 3,772 | $2,320 億 |
| 2025 年第 4 季 | 3,542 | $1,887 億 |
| 2025 年第 3 季 | 3,150 | $1,590 億 |
| 2025 年第 2 季 | 3,022 | $1,280 億 |
| 2025 年第 1 季 | 2,902 | $1,090 億 |
| 2024 年第 4 季 | 3,009 | $1,234 億 |
| 2024 年第 3 季 | 2,837 | $1,336 億 |
| 2024 年第 2 季 | 2,712 | $1,145 億 |
| 2024 年第 1 季 | 2,713 | $1,276 億 |
| 2023 年第 4 季 | 2,582 | $1,046 億 |
| 2023 年第 3 季 | 2,408 | $973.3 億 |
| 2023 年第 2 季 | 2,328 | $880.0 億 |
| 2023 年第 1 季 | 2,284 | $826.2 億 |
| 2022 年第 4 季 | 2,287 | $871.4 億 |
| 2022 年第 3 季 | 1,992 | $592.3 億 |
| 2022 年第 2 季 | 2,077 | $655.9 億 |
| 2022 年第 1 季 | 2,176 | $819.9 億 |
| 2021 年第 4 季 | 2,161 | $748.9 億 |
| 2021 年第 3 季 | 1,943 | $710.9 億 |
| 2021 年第 2 季 | 2,028 | $820.3 億 |
| 2021 年第 1 季 | 2,015 | $879.7 億 |
2021 年第 3 季持有機構
每家機構持有 Caterpillar Inc 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Diamond Hill Capital Management Inc | 1,279,110 | $2.46 億 | 0.93% | +63,850+5.3% | 加碼 |
| Barclays PLC | 1,326,187 | $2.55 億 | 0.18% | +127,157+10.6% | 加碼 |
| Renaissance Technologies LLC | 1,382,300 | $2.65 億 | 0.34% | +339,522+32.6% | 加碼 |
| Bank of Montreal | 1,494,712 | $3.08 億 | 0.15% | +148,674+11.0% | 加碼 |
| D. E. Shaw & Co., Inc. | 1,611,838 | $3.09 億 | 0.39% | +1,368,570+562.6% | 加碼 |
| Boston Partners | 1,611,723 | $3.09 億 | 0.39% | −409,786−20.3% | 減碼 |
| Deutsche Bank AG | 1,662,474 | $3.19 億 | 0.15% | −191,396−10.3% | 減碼 |
| Ameriprise Financial Inc | 1,717,446 | $3.30 億 | 0.11% | +171,074+11.1% | 加碼 |
| Parametric Portfolio Associates LLC | 1,725,371 | $3.31 億 | 0.19% | −58,516−3.3% | 減碼 |
| TD Asset Management Inc | 1,752,577 | $3.36 億 | 0.35% | +94,167+5.7% | 加碼 |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,895,876 | $3.64 億 | 0.23% | −216,390−10.2% | 減碼 |
| Two Sigma Advisers, LP | 2,000,600 | $3.84 億 | 1.00% | +1,794,400+870.2% | 加碼 |
| Swiss National Bank | 2,166,041 | $4.16 億 | 0.26% | −57,700−2.6% | 減碼 |
| Amundi | 2,179,987 | $4.18 億 | 0.29% | −407,051−15.7% | 減碼 |
| Dimensional Fund Advisors LP | 2,407,121 | $4.62 億 | 0.15% | −40,504−1.7% | 減碼 |
| Charles Schwab Investment Management Inc | 2,546,041 | $4.89 億 | 0.16% | +23,996+1.0% | 加碼 |
| Royal Bank of Canada | 2,736,024 | $5.25 億 | 0.15% | −94,459−3.3% | 減碼 |
| Wells Fargo & Company | 2,902,910 | $5.57 億 | 0.13% | +312,520+12.1% | 加碼 |
| Goldman Sachs Group Inc | 3,005,175 | $5.77 億 | 0.15% | +1,208,429+67.3% | 加碼 |
| UBS Asset Management Americas Inc | 3,008,782 | $5.78 億 | 0.24% | −91,607−3.0% | 減碼 |
| Capital Research Global Investors | 3,226,605 | $6.19 億 | 0.14% | −203,074−5.9% | 減碼 |
| Nuveen Asset Management, LLC | 3,239,858 | $6.22 億 | 0.19% | −886,413−21.5% | 減碼 |
| Primecap Management Co | 3,515,258 | $6.75 億 | 0.48% | −40,887−1.1% | 減碼 |
| Wellington Management Group LLP | 3,680,305 | $7.07 億 | 0.12% | −62,235−1.7% | 減碼 |
| Legal & General Group Plc | 3,702,285 | $7.11 億 | 0.23% | +82,964+2.3% | 加碼 |
| Bank of America Corp | 4,011,328 | $7.70 億 | 0.09% | +89,038+2.3% | 加碼 |
| Invesco Ltd. | 4,220,728 | $8.10 億 | 0.21% | +407,276+10.7% | 加碼 |
| Price T Rowe Associates Inc | 4,448,589 | $8.54 億 | 0.08% | −4,313,093−49.2% | 減碼 |
| Bank of New York Mellon Corp | 4,788,199 | $9.19 億 | 0.18% | +13,127+0.3% | 加碼 |
| Morgan Stanley | 4,808,009 | $9.23 億 | 0.12% | −262,440−5.2% | 減碼 |
| FMR LLC | 5,023,043 | $9.64 億 | 0.08% | −1,472,004−22.7% | 減碼 |
| Norges Bank | 5,335,937 | $10.2 億 | 0.23% | +295,539+5.9% | 加碼 |
| Fisher Asset Management, LLC | 6,836,104 | $13.1 億 | 0.82% | +192,752+2.9% | 加碼 |
| Northern Trust Corp | 7,530,137 | $14.5 億 | 0.26% | +1,026,426+15.8% | 加碼 |
| Capital International Investors | 7,703,590 | $14.8 億 | 0.34% | −1,027,115−11.8% | 減碼 |
| Geode Capital Management, LLC | 8,567,001 | $16.4 億 | 0.22% | +49,786+0.6% | 加碼 |
| Gates Foundation Trust大師蓋茲基金會信託 | 9,685,132 | $18.6 億 | 8.02% | −471,624−4.6% | 減碼 |
| Capital World Investors | 11,889,031 | $22.8 億 | 0.39% | −222,525−1.8% | 減碼 |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $34.1 億 | 3.79% | −1,425,021−7.4% | 減碼 |
| BlackRock Inc. | 37,727,559 | $72.4 億 | 0.20% | +838,706+2.3% | 加碼 |
| State Street Corp | 40,777,593 | $78.3 億 | 0.41% | −264,148−0.6% | 減碼 |
| Vanguard Group Inc | 47,854,764 | $91.9 億 | 0.23% | +419,797+0.9% | 加碼 |
| Westside Investment Management, Inc. | 708 | – | – | +60+9.3% | 加碼 |
| Artemis Investment Management LLP | 0 | $0 | 0.00% | −347,908−100.0% | 清倉 |
| Duquesne Family Office LLC大師杜肯家族辦公室 | 0 | $0 | 0.00% | −156,400−100.0% | 清倉 |
| Southpoint Capital Advisors LP | 0 | $0 | 0.00% | −150,000−100.0% | 清倉 |
| Telemark Asset Management, LLC | 0 | $0 | 0.00% | −150,000−100.0% | 清倉 |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −132,470−100.0% | 清倉 |
| Prudential PLC | 0 | $0 | 0.00% | −116,850−100.0% | 清倉 |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −101,400−100.0% | 清倉 |
| Sandbar Asset Management LLP | 0 | $0 | 0.00% | −96,302−100.0% | 清倉 |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −94,618−100.0% | 清倉 |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −91,180−100.0% | 清倉 |
| Bridgewater Associates, LP | 0 | $0 | 0.00% | −86,402−100.0% | 清倉 |
| Zweig-DiMenna Associates LLC | 0 | $0 | 0.00% | −76,178−100.0% | 清倉 |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −66,869−100.0% | 清倉 |
| Adams Asset Advisors, LLC | 0 | $0 | 0.00% | −44,416−100.0% | 清倉 |
| Westfield Capital Management Co LP | 0 | $0 | 0.00% | −39,235−100.0% | 清倉 |
| Geneva Partners, LLC | 0 | $0 | 0.00% | −28,894−100.0% | 清倉 |
| Scopus Asset Management, L.P. | 0 | $0 | 0.00% | −28,315−100.0% | 清倉 |
| Schwab Charitable Fund | 0 | $0 | 0.00% | −27,262−100.0% | 清倉 |
| Sitrin Capital Management LLC | 0 | $0 | 0.00% | −25,656−100.0% | 清倉 |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −25,500−100.0% | 清倉 |
| HAP Trading, LLC | 0 | $0 | 0.00% | −24,789−100.0% | 清倉 |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −18,178−100.0% | 清倉 |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −18,000−100.0% | 清倉 |
| Chase Investment Counsel Corp | 0 | $0 | 0.00% | −15,667−100.0% | 清倉 |
| Shay Capital LLC | 0 | $0 | 0.00% | −12,300−100.0% | 清倉 |
| BP PLC | 0 | $0 | 0.00% | −12,243−100.0% | 清倉 |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −11,271−100.0% | 清倉 |
| Symmetry Investments LP | 0 | $0 | 0.00% | −11,250−100.0% | 清倉 |
| Graticule Asia Macro Advisors LLC | 0 | $0 | 0.00% | −11,000−100.0% | 清倉 |
| Black Swift Group, LLC | 0 | $0 | 0.00% | −11,000−100.0% | 清倉 |
| Advent Capital Management | 0 | $0 | 0.00% | −10,500−100.0% | 清倉 |
| Lee Capital Holdings LLC | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Banco de Sabadell, S.A | 0 | $0 | 0.00% | −8,877−100.0% | 清倉 |
| Radnor Capital Management, LLC | 0 | $0 | 0.00% | −8,657−100.0% | 清倉 |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −8,408−100.0% | 清倉 |
| Lockheed Martin Investment Management Co | 0 | $0 | 0.00% | −8,386−100.0% | 清倉 |
| Veracity Capital LLC | 0 | $0 | 0.00% | −6,731−100.0% | 清倉 |
| Fulcrum Equity Management | 0 | $0 | 0.00% | −6,530−100.0% | 清倉 |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −6,375−100.0% | 清倉 |
| Brookfield Asset Management Inc. | 0 | $0 | 0.00% | −6,164−100.0% | 清倉 |
| New World Advisors LLC | 0 | $0 | 0.00% | −5,956−100.0% | 清倉 |
| Westshore Wealth, LLC | 0 | $0 | 0.00% | −5,734−100.0% | 清倉 |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −5,282−100.0% | 清倉 |
| Core Wealth Advisors, Inc. | 0 | $0 | 0.00% | −5,028−100.0% | 清倉 |
| Precept Management LLC | 0 | $0 | 0.00% | −5,000−100.0% | 清倉 |
| Glaxis Capital Management, LLC | 0 | $0 | 0.00% | −5,000−100.0% | 清倉 |
| Scott & Selber, Inc. | 0 | $0 | 0.00% | −4,804−100.0% | 清倉 |
| Capital CS Group, LLC | 0 | $0 | 0.00% | −4,705−100.0% | 清倉 |
| Camarda Financial Advisors, LLC | 0 | $0 | 0.00% | −4,695−100.0% | 清倉 |
| Wharton Business Group, LLC | 0 | $0 | 0.00% | −4,575−100.0% | 清倉 |
| Patton Fund Management, Inc. | 0 | $0 | 0.00% | −4,538−100.0% | 清倉 |
| Arjuna Capital | 0 | $0 | 0.00% | −4,246−100.0% | 清倉 |
| Campbell Capital Management Inc | 0 | $0 | 0.00% | −4,080−100.0% | 清倉 |
| Blackhawk Capital Partners LLC. | 0 | $0 | 0.00% | −3,636−100.0% | 清倉 |
| Weil Company, Inc. | 0 | $0 | 0.00% | −3,746−100.0% | 清倉 |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −3,327−100.0% | 清倉 |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −2,854−100.0% | 清倉 |