Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,070 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
2021 年第 3 季 13F 持有人
Caterpillar Inc 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 1,943
- 較 2021 年第 2 季 −52 家
- 持有股數
- 3.70 億
- 較 2021 年第 2 季 −644.8 萬 (−1.7%)
- 總市值
- $710.9 億
- 較 2021 年第 2 季 −$108.2 億 (−13.2%)
- 新進機構
- 99
- 另有 824 家加碼
- 清倉機構
- 151
- 另有 692 家減碼
另有 33 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CAT 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 4,070 | $3,511 億 |
| 2026 年第 1 季 | 3,772 | $2,320 億 |
| 2025 年第 4 季 | 3,542 | $1,887 億 |
| 2025 年第 3 季 | 3,150 | $1,590 億 |
| 2025 年第 2 季 | 3,022 | $1,280 億 |
| 2025 年第 1 季 | 2,902 | $1,090 億 |
| 2024 年第 4 季 | 3,009 | $1,234 億 |
| 2024 年第 3 季 | 2,837 | $1,336 億 |
| 2024 年第 2 季 | 2,712 | $1,145 億 |
| 2024 年第 1 季 | 2,713 | $1,276 億 |
| 2023 年第 4 季 | 2,582 | $1,046 億 |
| 2023 年第 3 季 | 2,408 | $973.3 億 |
| 2023 年第 2 季 | 2,328 | $880.0 億 |
| 2023 年第 1 季 | 2,284 | $826.2 億 |
| 2022 年第 4 季 | 2,287 | $871.4 億 |
| 2022 年第 3 季 | 1,992 | $592.3 億 |
| 2022 年第 2 季 | 2,077 | $655.9 億 |
| 2022 年第 1 季 | 2,176 | $819.9 億 |
| 2021 年第 4 季 | 2,161 | $748.9 億 |
| 2021 年第 3 季 | 1,943 | $710.9 億 |
| 2021 年第 2 季 | 2,028 | $820.3 億 |
| 2021 年第 1 季 | 2,015 | $879.7 億 |
2021 年第 3 季持有機構
每家機構持有 Caterpillar Inc 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Farmers & Merchants Investments Inc | 27,846 | $534.6 萬 | 0.23% | −216−0.8% | 減碼 |
| Simplex Trading, LLC | 24,701 | $535.2 萬 | 0.19% | −2,034−7.6% | 減碼 |
| Sigma Investment Counselors Inc | 27,947 | $536.5 萬 | 0.40% | +1,248+4.7% | 加碼 |
| Spinnaker Trust | 27,989 | $537.3 萬 | 0.37% | −100−0.4% | 減碼 |
| Koshinski Asset Management, Inc. | 28,053 | $538.5 萬 | 0.47% | +5,836+26.3% | 加碼 |
| Capital International Ltd | 28,339 | $544.0 萬 | 0.30% | −399−1.4% | 減碼 |
| Geneos Wealth Management Inc. | 28,011 | $544.3 萬 | 0.21% | +404+1.5% | 加碼 |
| Cresset Asset Management, LLC | 28,498 | $547.1 萬 | 0.07% | +4,542+19.0% | 加碼 |
| Eagle Global Advisors LLC | 28,551 | $548.1 萬 | 0.36% | +568+2.0% | 加碼 |
| Vantis Investment Advisers L.P. | 28,600 | $549.0 萬 | 5.75% | +3,300+13.0% | 加碼 |
| Bogart Wealth, LLC | 28,705 | $551.1 萬 | 0.56% | +4,690+19.5% | 加碼 |
| Pittenger & Anderson Inc | 28,848 | $553.8 萬 | 0.28% | +103+0.4% | 加碼 |
| SG Americas Securities, LLC | 29,037 | $557.4 萬 | 0.03% | −126,325−81.3% | 減碼 |
| GWM Advisors LLC | 29,509 | $566.5 萬 | 0.14% | +3,792+14.7% | 加碼 |
| Brinker Capital Investments, LLC | 26,148 | $569.1 萬 | 0.09% | 00.0% | 不變 |
| Harris Associates L P大師Oakmark（Harris Associates） | 29,740 | $570.9 萬 | 0.01% | −55,388−65.1% | 減碼 |
| Brookstone Capital Management | 30,228 | $571.1 萬 | 0.10% | +1,473+5.1% | 加碼 |
| Welch & Forbes LLC | 29,984 | $575.6 萬 | 0.10% | −48−0.2% | 減碼 |
| Pacer Advisors, Inc. | 30,368 | $583.0 萬 | 0.07% | −164−0.5% | 減碼 |
| Cetera Advisors LLC | 30,450 | $584.6 萬 | 0.11% | +3,416+12.6% | 加碼 |
| Segall Bryant & Hamill, LLC | 30,617 | $587.5 萬 | 0.06% | −213−0.7% | 減碼 |
| Knights of Columbus Asset Advisors LLC | 31,102 | $597.1 萬 | 0.53% | −1,096−3.4% | 減碼 |
| Consolidated Capital Management, LLC | 31,355 | $601.9 萬 | 2.83% | +431+1.4% | 加碼 |
| Harbour Investments, Inc. | 31,392 | $602.6 萬 | 0.19% | +175+0.6% | 加碼 |
| Salem Investment Counselors Inc | 31,799 | $610.4 萬 | 0.33% | +570+1.8% | 加碼 |
| Whittier Trust Co of Nevada Inc | 31,801 | $610.4 萬 | 0.25% | +768+2.5% | 加碼 |
| Cannell Peter B & Co Inc | 31,869 | $611.8 萬 | 0.19% | +555+1.8% | 加碼 |
| Kentucky Retirement Systems | 32,168 | $617.5 萬 | 0.29% | +270+0.8% | 加碼 |
| Knuff & Co LLC | 32,200 | $618.1 萬 | 2.31% | 00.0% | 不變 |
| Prime Capital Investment Advisors, LLC | 32,838 | $630.4 萬 | 0.39% | −13,233−28.7% | 減碼 |
| Advisory Services Network, LLC | 33,261 | $638.6 萬 | 0.20% | −2,160−6.1% | 減碼 |
| Tudor Investment Corp Et Al | 33,444 | $642.0 萬 | 0.13% | +4,560+15.8% | 加碼 |
| HighPoint Advisor Group LLC | 33,526 | $643.6 萬 | 0.63% | +13,896+70.8% | 加碼 |
| Caption Management, LLC | 34,000 | $652.7 萬 | 0.43% | +11,050+48.1% | 加碼 |
| Louisiana State Employees Retirement System | 34,100 | $654.6 萬 | 0.16% | −100−0.3% | 減碼 |
| Shelter Mutual Insurance Co | 34,200 | $656.5 萬 | 1.85% | 00.0% | 不變 |
| Anderson Hoagland & Co | 34,515 | $662.6 萬 | 0.84% | +124+0.4% | 加碼 |
| Banque Cantonale Vaudoise | 34,537 | $663.2 萬 | 0.29% | +13,556+64.6% | 加碼 |
| Gotham Asset Management, LLC | 34,861 | $669.2 萬 | 0.27% | +5,494+18.7% | 加碼 |
| American Century Companies Inc | 34,949 | $670.9 萬 | 0.00% | +4,908+16.3% | 加碼 |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,080 | $673.4 萬 | 0.81% | −25−0.1% | 減碼 |
| Gluskin Sheff & Assoc Inc | 35,260 | $676.9 萬 | 0.28% | +48+0.1% | 加碼 |
| Dodge & Cox | 35,379 | $679.2 萬 | 0.00% | −3,200−8.3% | 減碼 |
| Parsons Capital Management Inc | 35,503 | $681.6 萬 | 0.53% | +808+2.3% | 加碼 |
| Snowden Capital Advisors LLC | 35,616 | $683.7 萬 | 0.34% | +2,145+6.4% | 加碼 |
| O'Shaughnessy Asset Management, LLC | 35,687 | $685.7 萬 | 0.14% | −56,913−61.5% | 減碼 |
| New Mexico Educational Retirement Board | 35,802 | $687.3 萬 | 0.24% | −600−1.6% | 減碼 |
| Oppenheimer Asset Management Inc. | 35,908 | $689.3 萬 | 0.10% | +1,583+4.6% | 加碼 |
| Myriad Asset Management Ltd. | 35,925 | $689.7 萬 | 0.72% | +22,800+173.7% | 加碼 |
| Hantz Financial Services, Inc. | 36,447 | $699.7 萬 | 0.23% | +7,265+24.9% | 加碼 |
| Allied Investment Advisors, LLC | 36,490 | $700.5 萬 | 2.65% | +81+0.2% | 加碼 |
| Wealthfront Advisers LLC | 37,181 | $713.7 萬 | 0.03% | +150.0% | 加碼 |
| Atwater Malick LLC | 37,347 | $716.9 萬 | 3.79% | +1,134+3.1% | 加碼 |
| McRae Capital Management Inc | 37,726 | $724.2 萬 | 1.59% | +9,706+34.6% | 加碼 |
| Churchill Management Corp | 37,981 | $729.1 萬 | 0.11% | −337−0.9% | 減碼 |
| Elo Mutual Pension Insurance Co | 38,162 | $732.6 萬 | 0.24% | 00.0% | 不變 |
| Callahan Advisors, LLC | 38,368 | $736.5 萬 | 0.93% | −69−0.2% | 減碼 |
| Wolverine Trading, LLC | 37,310 | $738.3 萬 | 0.15% | −63,253−62.9% | 減碼 |
| Socorro Asset Management LP | 38,859 | $746.0 萬 | 2.10% | +8,180+26.7% | 加碼 |
| Permanens Capital L.P. | 39,278 | $754.0 萬 | 1.37% | +39,278 | 新進 |
| Interval Partners, LP | 39,359 | $755.6 萬 | 0.44% | −115,985−74.7% | 減碼 |
| Capital Investment Advisors, LLC | 39,390 | $756.2 萬 | 0.25% | −544−1.4% | 減碼 |
| Cornerstone Advisors, LLC | 40,000 | $767.9 萬 | 0.45% | −8,000−16.7% | 減碼 |
| MUFG Americas Holdings Corp | 40,041 | $768.6 萬 | 0.15% | −215−0.5% | 減碼 |
| Dowling & Yahnke LLC | 40,327 | $774.2 萬 | 0.43% | −365−0.9% | 減碼 |
| Aptus Capital Advisors, LLC | 40,341 | $774.4 萬 | 0.31% | +6,292+18.5% | 加碼 |
| Prio Wealth Limited Partnership | 41,183 | $790.6 萬 | 0.27% | −447−1.1% | 減碼 |
| Ausdal Financial Partners, Inc. | 41,201 | $790.9 萬 | 1.18% | −84−0.2% | 減碼 |
| Edmond de Rothschild Holding S.A. | 41,565 | $797.8 萬 | 0.18% | +627+1.5% | 加碼 |
| Swarthmore Group Inc | 36,659 | $797.8 萬 | 2.06% | 00.0% | 不變 |
| Teachers Retirement System of the State of Kentucky | 41,650 | $799.6 萬 | 0.07% | 00.0% | 不變 |
| Noesis Capital Mangement Corp | 41,662 | $799.8 萬 | 1.56% | +986+2.4% | 加碼 |
| Steward Partners Investment Advisory, LLC | 41,759 | $801.7 萬 | 0.14% | +1,764+4.4% | 加碼 |
| Atria Investments LLC | 41,842 | $803.2 萬 | 0.15% | −1,017−2.4% | 減碼 |
| American National Insurance Co | 41,950 | $805.3 萬 | 0.30% | −45−0.1% | 減碼 |
| First American Trust, FSB | 42,225 | $810.6 萬 | 1.22% | +1,727+4.3% | 加碼 |
| Culbertson A N & Co Inc | 42,524 | $816.3 萬 | 1.67% | +2,355+5.9% | 加碼 |
| Sigma Planning Corp | 42,573 | $817.3 萬 | 0.25% | +1,516+3.7% | 加碼 |
| Maryland State Retirement & Pension System | 41,799 | $823.1 萬 | 0.23% | +296+0.7% | 加碼 |
| Greenwood Gearhart Inc | 42,884 | $823.2 萬 | 1.28% | +1,838+4.5% | 加碼 |
| Charter Trust Co | 43,086 | $827.1 萬 | 0.77% | −1,266−2.9% | 減碼 |
| Mariner, LLC | 43,403 | $833.2 萬 | 0.04% | +6,068+16.3% | 加碼 |
| Moody National Bank Trust Division | 43,733 | $839.6 萬 | 0.12% | −71−0.2% | 減碼 |
| Clear Street Markets LLC | 44,511 | $854.5 萬 | 1.88% | +36,468+453.4% | 加碼 |
| American Assets Investment Management, LLC | 45,000 | $863.9 萬 | 1.07% | 00.0% | 不變 |
| CIBC World Markets Inc. | 45,189 | $867.5 萬 | 0.03% | +3,994+9.7% | 加碼 |
| Jacobs & Co | 45,360 | $870.7 萬 | 1.00% | +4,944+12.2% | 加碼 |
| Fullerton Fund Management Co Ltd. | 45,936 | $881.8 萬 | 0.54% | +42,101+1,097.8% | 加碼 |
| Erste Asset Management GmbH | 44,936 | $882.9 萬 | 0.17% | −182−0.4% | 減碼 |
| Davenport & Co LLC | 46,058 | $884.2 萬 | 0.06% | +3,309+7.7% | 加碼 |
| Tower Research Capital LLC (TRC) | 46,317 | $889.1 萬 | 0.23% | −25,929−35.9% | 減碼 |
| Securian Asset Management, Inc | 46,483 | $892.3 萬 | 0.18% | −493−1.0% | 減碼 |
| Worldquant Millennium Advisors LLC | 46,726 | $897.0 萬 | 0.20% | +22,273+91.1% | 加碼 |
| First Horizon Advisors, Inc. | 46,729 | $897.1 萬 | 0.29% | +34,947+296.6% | 加碼 |
| AE Wealth Management LLC | 46,919 | $900.7 萬 | 0.07% | +2,041+4.5% | 加碼 |
| Clifford Swan Investment Counsel LLC | 43,895 | $901.5 萬 | 0.33% | −102−0.2% | 減碼 |
| Bokf, NA | 47,085 | $903.9 萬 | 0.16% | +47,085 | 新進 |
| Acadian Asset Management LLC | 47,114 | $904.0 萬 | 0.03% | +9,366+24.8% | 加碼 |
| Scotia Capital Inc. | 47,118 | $904.5 萬 | 0.07% | −6,582−12.3% | 減碼 |
| CIBC Private Wealth Group, LLC | 47,546 | $912.7 萬 | 0.02% | −510,850−91.5% | 減碼 |