Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SWAV is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 486
- +61 vs. Q4 2023
- Shares held
- 36.8M
- +1.39M (+3.9%) vs. Q4 2023
- Total value
- $12.0B
- +$5.23B (+77.4%) vs. Q4 2023
- New holders
- 118
- 151 more added
- Sold out
- 57
- 157 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allianz Asset Management GmbH | 7,723 | $2.51M | 0.00% | −14,650−65.5% | Reduced |
| InterOcean Capital Group, LLC | 7,700 | $2.51M | 0.06% | −2,600−25.2% | Reduced |
| Xponance, Inc. | 7,656 | $2.49M | 0.03% | −245−3.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,582 | $2.47M | 0.01% | −551−6.8% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 7,551 | $2.46M | 0.03% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 7,436 | $2.42M | 0.03% | +467+6.7% | Added |
| Orion Portfolio Solutions, LLC | 7,436 | $2.42M | 0.03% | +467+6.7% | Added |
| New Mexico Educational Retirement Board | 7,400 | $2.41M | 0.09% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 7,399 | $2.41M | 0.01% | +7,399 | New |
| Financial Advocates Investment Management | 7,387 | $2.41M | 0.14% | +499+7.2% | Added |
| Advisory Services Network, LLC | 7,167 | $2.33M | 0.05% | +768+12.0% | Added |
| ClariVest Asset Management LLC | 7,064 | $2.30M | 0.24% | −2,720−27.8% | Reduced |
| QRG Capital Management, Inc. | 6,750 | $2.20M | 0.03% | +1,991+41.8% | Added |
| State Board of Administration of Florida Retirement System | 10,135 | $2.20M | 0.01% | −28,212−73.6% | Reduced |
| Janney Montgomery Scott LLC | 6,384 | $2.08M | 0.01% | +453+7.6% | Added |
| Geneos Wealth Management Inc. | 6,228 | $2.03M | 0.09% | +2,696+76.3% | Added |
| Robbins Farley LLC | 6,054 | $1.97M | 1.08% | +1,512+33.3% | Added |
| BNP Paribas Arbitrage, SA | 5,952 | $1.94M | 0.00% | +1,363+29.7% | Added |
| Commonwealth Equity Services, LLC | 5,817 | $1.89M | 0.00% | +169+3.0% | Added |
| Advisors Asset Management, Inc. | 5,731 | $1.87M | 0.04% | +45+0.8% | Added |
| NEOS Investment Management LLC | 5,692 | $1.85M | 0.11% | +4,106+258.9% | Added |
| SlateStone Wealth, LLC | 5,668 | $1.85M | 0.19% | −6,216−52.3% | Reduced |
| Crossmark Global Holdings, Inc. | 5,575 | $1.82M | 0.03% | −605−9.8% | Reduced |
| Van Hulzen Asset Management, LLC | 5,567 | $1.81M | 0.12% | +96+1.8% | Added |
| Teacher Retirement System of Texas | 5,511 | $1.79M | 0.01% | −746−11.9% | Reduced |
| Bardin Hill Management Partners LP | 5,324 | $1.73M | 0.74% | +5,324 | New |
| Quinn Opportunity Partners LLC | 5,180 | $1.69M | 0.19% | +5,180 | New |
| Legal Advantage Investments, Inc. | 4,995 | $1.63M | 0.91% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 4,948 | $1.61M | 0.90% | −260−5.0% | Reduced |
| Cookson Peirce & Co Inc | 4,930 | $1.60M | 0.09% | +4,930 | New |
| Illinois Municipal Retirement Fund | 4,858 | $1.58M | 0.02% | 00.0% | Unchanged |
| L & S Advisors Inc | 4,853 | $1.58M | 0.18% | −1,031−17.5% | Reduced |
| Mariner, LLC | 4,811 | $1.57M | 0.00% | +101+2.1% | Added |
| HealthInvest Partners AB | 4,751 | $1.55M | 0.94% | +1,221+34.6% | Added |
| Groupama Asset Managment | 4,712 | $1.53M | 0.03% | +4,712 | New |
| Pictet Asset Management Holding SA | 4,613 | $1.50M | 0.00% | +257+5.9% | Added |
| Schonfeld Strategic Advisors LLC | 4,597 | $1.50M | 0.01% | −27,537−85.7% | Reduced |
| Kovitz Investment Group Partners, LLC | 4,434 | $1.44M | 0.02% | +4,434 | New |
| Values First Advisors, Inc. | 4,320 | $1.41M | 0.82% | +320+8.0% | Added |
| JustInvest LLC | 4,295 | $1.40M | 0.03% | +1,017+31.0% | Added |
| Prelude Capital Management, LLC | 4,268 | $1.39M | 0.10% | −2,252−34.5% | Reduced |
| Federated Hermes, Inc. | 4,184 | $1.36M | 0.00% | −295−6.6% | Reduced |
| New York Life Investment Management LLC | 4,172 | $1.36M | 0.01% | −168−3.9% | Reduced |
| Public Employees Retirement Association of Colorado | 4,085 | $1.33M | 0.01% | −99−2.4% | Reduced |
| Qube Research & Technologies Ltd | 4,036 | $1.31M | 0.00% | +3,874+2,391.4% | Added |
| State of Alaska, Department of Revenue | 4,003 | $1.30M | 0.01% | +15+0.4% | Added |
| Exome Asset Management LLC | 4,000 | $1.30M | 1.12% | 00.0% | Unchanged |
| Wealth Management Partners, LLC | 3,984 | $1.30M | 0.66% | +115+3.0% | Added |
| Guggenheim Capital LLC | 3,899 | $1.27M | 0.01% | +3,899 | New |
| Prospera Financial Services Inc | 3,743 | $1.22M | 0.04% | −785−17.3% | Reduced |
| Diametric Capital, LP | 3,676 | $1.20M | 0.66% | +3,676 | New |
| Snowden Capital Advisors LLC | 3,660 | $1.19M | 0.04% | +1,192+48.3% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 3,574 | $1.16M | 0.00% | −325−8.3% | Reduced |
| Lisanti Capital Growth, LLC | 3,530 | $1.15M | 0.28% | +3,530 | New |
| Baker Avenue Asset Management, LP | 3,506 | $1.14M | 0.05% | −10.0% | Reduced |
| Centiva Capital, LP | 3,500 | $1.14M | 0.06% | −67−1.9% | Reduced |
| VELA Investment Management, LLC | 3,427 | $1.12M | 0.41% | 00.0% | Unchanged |
| Man Group plc | 3,370 | $1.10M | 0.00% | −1,431−29.8% | Reduced |
| HSBC Holdings PLC | 3,130 | $1.02M | 0.00% | +1,003+47.2% | Added |
| Mercer Global Advisors Inc | 3,085 | $1.00M | 0.00% | +781+33.9% | Added |
| Van Eck Associates Corp | 3,040 | $990.0K | 0.00% | −95−3.0% | Reduced |
| Securian Asset Management, Inc | 3,012 | $980.8K | 0.03% | −100−3.2% | Reduced |
| Parallel Advisors, LLC | 2,990 | $973.6K | 0.03% | +1,722+135.8% | Added |
| Walleye Trading LLC | 2,930 | $954.1K | 0.02% | +2,930 | New |
| Maryland State Retirement & Pension System | 2,866 | $937.9K | 0.02% | 00.0% | Unchanged |
| Capital Impact Advisors, LLC | 2,744 | $893.5K | 1.16% | +2,744 | New |
| CI Private Wealth, LLC | 2,711 | $882.8K | 0.00% | +247+10.0% | Added |
| Beacon Investment Advisory Services, Inc. | 2,683 | $873.7K | 0.04% | −94−3.4% | Reduced |
| Independent Advisor Alliance | 2,679 | $872.4K | 0.03% | −6−0.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 2,637 | $858.7K | 0.00% | +1,205+84.1% | Added |
| Peterson Wealth Services | 2,601 | $847.0K | 0.31% | +2,601 | New |
| Change Path, LLC | 2,595 | $845.0K | 0.03% | −13−0.5% | Reduced |
| XTX Topco Ltd | 2,580 | $840.1K | 0.11% | +2,580 | New |
| O'Shaughnessy Asset Management, LLC | 2,562 | $834.3K | 0.01% | +244+10.5% | Added |
| Toroso Investments, LLC | 2,521 | $820.9K | 0.01% | −2−0.1% | Reduced |
| Boothbay Fund Management, LLC | 2,500 | $814.1K | 0.02% | −20,887−89.3% | Reduced |
| Silphium Asset Management Ltd | 2,500 | $814.1K | 0.42% | +2,500 | New |
| Fermata Advisors, LLC | 2,450 | $797.8K | 0.18% | −600−19.7% | Reduced |
| Oppenheimer Asset Management Inc. | 2,444 | $795.8K | 0.01% | +17+0.7% | Added |
| Aquatic Capital Management LLC | 2,400 | $781.5K | 0.03% | −95,400−97.5% | Reduced |
| Legato Capital Management LLC | 2,388 | $777.6K | 0.09% | +920+62.7% | Added |
| Wolverine Trading, LLC | 2,364 | $769.8K | 0.01% | −3,736−61.2% | Reduced |
| Cerity Partners LLC | 2,358 | $767.8K | 0.00% | +491+26.3% | Added |
| Sassicaia Capital Advisers LLC | 2,342 | $762.6K | 3.23% | +2,342 | New |
| Kestra Advisory Services, LLC | 2,339 | $761.6K | 0.01% | +2,339 | New |
| MML Investors Services, LLC | 2,310 | $752.0K | 0.00% | +427+22.7% | Added |
| The PNC Financial Services Group, Inc. | 2,301 | $749.3K | 0.00% | +596+35.0% | Added |
| Prudential Financial Inc | 2,289 | $745.4K | 0.00% | +77+3.5% | Added |
| Qsemble Capital Management, LP | 2,219 | $722.6K | 0.16% | +2,219 | New |
| Nisa Investment Advisors, LLC | 2,180 | $709.9K | 0.00% | +43+2.0% | Added |
| Great Lakes Advisors, LLC | 2,163 | $704.3K | 0.01% | +2,163 | New |
| Creative Planning | 2,148 | $699.5K | 0.00% | +244+12.8% | Added |
| Cresset Asset Management, LLC | 2,148 | $699.5K | 0.00% | +224+11.6% | Added |
| Sittner & Nelson, LLC | 2,139 | $696.5K | 0.35% | 00.0% | Unchanged |
| Bollard Group LLC | 2,100 | $684.0K | 0.02% | 00.0% | Unchanged |
| GTS Securities LLC | 2,085 | $678.9K | 0.02% | +2,085 | New |
| Truist Financial Corp | 2,045 | $665.9K | 0.00% | −211−9.4% | Reduced |
| Janney Capital Management LLC | 2,038 | $664.0K | 0.04% | −556−21.4% | Reduced |
| Russell Investments Group, Ltd. | 2,014 | $655.8K | 0.00% | −2,918−59.2% | Reduced |
| Regal Investment Advisors LLC | 2,000 | $651.3K | 0.04% | −2,134−51.6% | Reduced |