Skip to main content

Shockwave Medical, Inc.

SWAVDelisted
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.

13F holders, Q1 2024

Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

SWAV is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.

Institutional holders
486
+61 vs. Q4 2023
Shares held
36.8M
+1.39M (+3.9%) vs. Q4 2023
Total value
$12.0B
+$5.23B (+77.4%) vs. Q4 2023
New holders
118
151 more added
Sold out
57
157 more reduced

2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2024: 486 institutions
Q1 2021: 217 institutionsQ2 2021: 240 institutionsQ3 2021: 267 institutionsQ4 2021: 294 institutionsQ1 2022: 308 institutionsQ2 2022: 337 institutionsQ3 2022: 412 institutionsQ4 2022: 415 institutionsQ1 2023: 382 institutionsQ2 2023: 460 institutionsQ3 2023: 413 institutionsQ4 2023: 427 institutionsQ1 2024: 486 institutionsQ2 2024: 7 institutionsQ3 2024: 2 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2024: $12.7B
Q1 2021: $4.24BQ2 2021: $6.11BQ3 2021: $6.64BQ4 2021: $5.67BQ1 2022: $6.67BQ2 2022: $6.63BQ3 2022: $9.24BQ4 2022: $6.71BQ1 2023: $7.93BQ2 2023: $9.44BQ3 2023: $6.89BQ4 2023: $7.05BQ1 2024: $12.7BQ2 2024: $1.93MQ3 2024: $276.1KQ4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding SWAV and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20242$276.1K
Q2 20247$1.93M
Q1 2024486$12.7B
Q4 2023427$7.05B
Q3 2023413$6.89B
Q2 2023460$9.44B
Q1 2023382$7.93B
Q4 2022415$6.71B
Q3 2022412$9.24B
Q2 2022337$6.63B
Q1 2022308$6.67B
Q4 2021294$5.67B
Q3 2021267$6.64B
Q2 2021240$6.11B
Q1 2021217$4.24B

Institutions, Q1 2024

Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2023.

Institutions holding SWAV in Q1 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Smartleaf Asset Management LLC1$3220.00%00.0%Unchanged
Manchester Capital Management LLC1$3260.00%00.0%Unchanged
Parkside Financial Bank & Trust1$3260.00%00.0%Unchanged
Cornerstone Planning Group LLC1$3310.00%00.0%Unchanged
SJS Investment Consulting Inc.2$6520.00%00.0%Unchanged
DiNuzzo Private Wealth, Inc.2$6520.00%+2New
Mather Group, LLC.5$9530.00%+5New
Rakuten Securities, Inc.3$9770.00%−3−50.0%Reduced
Kayne Anderson Rudnick Investment Management LLC3$9770.00%00.0%Unchanged
Newbridge Financial Services Group, Inc.3$9770.00%+3New
CoreCap Advisors, LLC3$9770.00%+3New
Quest Partners LLC4$1.30K0.00%−209−98.1%Reduced
Harbor Investment Advisory, LLC4$1.30K0.00%+4New
Fortitude Family Office, LLC5$1.63K0.00%00.0%Unchanged
Sachetta, LLC9$1.72K0.00%00.0%Unchanged
Continuum Advisory, LLC6$1.98K0.00%+6New
Versant Capital Management, Inc7$2.28K0.00%00.0%Unchanged
Caldwell Sutter Capital, Inc.10$3.26K0.00%00.0%Unchanged
FinTrust Capital Advisors, LLC11$3.69K0.00%00.0%Unchanged
JFS Wealth Advisors, LLC12$3.91K0.00%00.0%Unchanged
SYSTM Wealth Solutions LLC12$3.91K0.00%00.0%Unchanged
Park Place Capital Corp12$3.91K0.00%00.0%Unchanged
RFP Financial Group LLC13$4.23K0.00%00.0%Unchanged
Farmers & Merchants Investments Inc15$4.88K0.00%00.0%Unchanged
Independence Bank of Kentucky15$4.88K0.00%00.0%Unchanged
Meeder Asset Management Inc15$4.88K0.00%+15New
Huntington National Bank21$6.84K0.00%+5+31.3%Added
Sofos Investments, Inc.21$6.85K0.00%+16+320.0%Added
Hantz Financial Services, Inc.21$7.00K0.00%00.0%Unchanged
Larson Financial Group LLC23$7.49K0.00%00.0%Unchanged
EntryPoint Capital, LLC27$8.79K0.01%−438−94.2%Reduced
Ronald Blue Trust, Inc.27$8.79K0.00%−54−66.7%Reduced
Bell Investment Advisors, Inc29$9.44K0.00%+4+16.0%Added
Lindbrook Capital, LLC30$9.77K0.00%+22+275.0%Added
Bessemer Group Inc30$10.0K0.00%00.0%Unchanged
Private Trust Co NA35$11.4K0.00%−11−23.9%Reduced
Massmutual Trust Co FSB38$12.4K0.00%+17+81.0%Added
LGT Financial Advisors LLC40$13.0K0.02%00.0%Unchanged
Highline Wealth Partners LLC44$14.3K0.01%+44New
Center for Financial Planning, Inc.46$15.0K0.00%+46New
Private Wealth Management Group, LLC47$15.3K0.01%+6+14.6%Added
Virtus Fund Advisers, LLC48$15.6K0.06%−108−69.2%Reduced
NBC Securities, Inc.50$16.0K0.00%00.0%Unchanged
Pittenger & Anderson Inc50$16.3K0.00%00.0%Unchanged
Sandy Spring Bank50$16.3K0.00%+50New
Elequin Capital LP55$17.9K0.00%+55New
Annis Gardner Whiting Capital Advisors, LLC59$19.2K0.01%+59New
TD Private Client Wealth LLC67$21.8K0.00%+67New
State of Wyoming70$22.8K0.00%+49+233.3%Added
Global Retirement Partners, LLC75$24.4K0.00%+4+5.6%Added
St Germain D J Co Inc79$25.7K0.00%00.0%Unchanged
Farther Finance Advisors, LLC83$26.6K0.00%+42+102.4%Added
Key Financial Inc82$26.7K0.01%00.0%Unchanged
Allworth Financial LP86$28.0K0.00%+3+3.6%Added
Riverview Trust Co92$30.0K0.02%+92New
Rise Advisors, LLC99$32.2K0.02%+99New
Morton Brown Family Wealth, LLC100$32.6K0.01%00.0%Unchanged
Johnson Financial Group, Inc.100$32.6K0.00%+99+9,900.0%Added
Fuller & Thaler Asset Management, Inc.116$37.8K0.00%00.0%Unchanged
AlphaCentric Advisors LLC120$39.1K0.02%−16−11.8%Reduced
Adirondack Trust Co127$41.4K0.02%00.0%Unchanged
GAMMA Investing LLC135$44.0K0.01%+65+92.9%Added
Nelson, Van Denburg & Campbell Wealth Management Group, LLC135$44.0K0.00%+135New
Nemes Rush Group LLC136$44.3K0.01%00.0%Unchanged
EverSource Wealth Advisors, LLC143$47.2K0.00%+8+5.9%Added
Vestcor Inc146$48.0K0.00%−2,385−94.2%Reduced
Loring Wolcott & Coolidge Fiduciary Advisors LLP180$59.1K0.00%+85+89.5%Added
Trifecta Capital Advisors, LLC200$65.1K0.02%00.0%Unchanged
Asset Management One Co.,Ltd.210$68.4K0.00%+30+16.7%Added
Carolinas Wealth Consulting LLC250$81.4K0.02%+250New
CWM, LLC273$89.0K0.00%+61+28.8%Added
Financial Management Professionals, Inc.305$99.0K0.01%00.0%Unchanged
Umb Bank N A309$100.6K0.00%+9+3.0%Added
BI Asset Management Fondsmaeglerselskab A/S368$120.0K0.00%+368New
First Horizon Advisors, Inc.373$121.5K0.00%−99−21.0%Reduced
Exchange Traded Concepts, LLC374$121.8K0.00%−118−24.0%Reduced
Leonteq Securities AG400$130.3K0.02%00.0%Unchanged
DekaBank Deutsche Girozentrale411$131.0K0.00%−244−37.3%Reduced
Virtus Investment Advisers, Inc.403$131.2K0.09%−531−56.9%Reduced
Spire Wealth Management405$131.9K0.00%−150−27.0%Reduced
First PREMIER Bank408$133.0K0.04%+8+2.0%Added
Venturi Wealth Management, LLC410$133.5K0.01%00.0%Unchanged
Signaturefd, LLC459$149.5K0.00%+20+4.6%Added
Covestor Ltd507$165.0K0.11%−49−8.8%Reduced
Quadrant Capital Group LLC536$174.5K0.01%+69+14.8%Added
Moody Aldrich Partners LLC615$200.3K0.03%+615New
Northwestern Mutual Wealth Management Co637$207.4K0.00%−35−5.2%Reduced
Coldstream Capital Management Inc644$209.7K0.01%+644New
Conway Capital Management, Inc.650$211.7K0.12%+650New
OneAscent Wealth Management LLC665$217.0K0.08%+665New
SG Americas Securities, LLC687$224.0K0.00%−437−38.9%Reduced
Kestra Private Wealth Services, LLC694$226.0K0.01%+694New
Kovack Advisors, Inc.700$227.9K0.03%−375−34.9%Reduced
Bartlett & Co. Wealth Management LLC700$227.9K0.00%00.0%Unchanged
Princeton Capital Management LLC708$230.5K0.08%+708New
Ethic Inc.712$231.8K0.01%+712New
Wedbush Securities Inc713$232.0K0.01%+713New
Arcadia Investment Management Corp725$236.1K0.04%+725New
TFB Advisors LLC741$244.4K0.09%+741New
OneAscent Financial Services LLC759$247.0K0.03%+759New