Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SWAV is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 486
- +61 vs. Q4 2023
- Shares held
- 36.8M
- +1.39M (+3.9%) vs. Q4 2023
- Total value
- $12.0B
- +$5.23B (+77.4%) vs. Q4 2023
- New holders
- 118
- 151 more added
- Sold out
- 57
- 157 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Utah Retirement Systems | 1,958 | $637.6K | 0.01% | 00.0% | Unchanged |
| Probity Advisors, Inc. | 1,902 | $619.3K | 0.13% | +29+1.5% | Added |
| ProShare Advisors LLC | 1,868 | $608.3K | 0.00% | −150−7.4% | Reduced |
| Capital CS Group, LLC | 1,864 | $607.0K | 0.61% | +1,864 | New |
| Vident Advisory, LLC | 1,860 | $605.8K | 0.01% | −8,915−82.7% | Reduced |
| Linden Thomas Advisory Services, LLC | 1,859 | $605.3K | 0.10% | +5+0.3% | Added |
| Vontobel Holding Ltd. | 1,834 | $597.2K | 0.00% | −1,089−37.3% | Reduced |
| Keebeck Alpha, LP | 1,820 | $592.6K | 0.39% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 1,775 | $578.0K | 0.01% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 1,758 | $572.5K | 0.01% | +23+1.3% | Added |
| Harbert Fund Advisors, Inc. | 1,750 | $569.9K | 0.39% | +1,750 | New |
| Tower Research Capital LLC (TRC) | 1,739 | $566.3K | 0.01% | −4,676−72.9% | Reduced |
| Unique Wealth Strategies, LLC | 1,738 | $566.1K | 0.28% | +1,738 | New |
| Integrated Wealth Concepts LLC | 1,738 | $565.9K | 0.01% | +7+0.4% | Added |
| Harbour Investments, Inc. | 1,725 | $561.7K | 0.02% | −680−28.3% | Reduced |
| Arlington Financial Advisors, LLC | 1,725 | $561.7K | 0.12% | 00.0% | Unchanged |
| Central Pacific Bank - Trust Division | 1,714 | $549.4K | 0.07% | +1,714 | New |
| Smith Group Asset Management, LLC | 1,641 | $534.4K | 0.03% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 1,637 | $533.1K | 0.03% | −448−21.5% | Reduced |
| First Trust Advisors LP | 1,602 | $521.7K | 0.00% | +1,602 | New |
| Perpetual Ltd | 1,602 | $521.7K | 0.01% | +1,602 | New |
| Shelton Capital Management | 1,580 | $514.5K | 0.01% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 1,538 | $500.0K | 0.04% | +1,538 | New |
| US Bancorp | 1,505 | $490.1K | 0.00% | +527+53.9% | Added |
| Profund Advisors LLC | 1,464 | $476.7K | 0.02% | +264+22.0% | Added |
| Park Avenue Securities LLC | 1,384 | $451.0K | 0.01% | +160+13.1% | Added |
| Simplex Trading, LLC | 1,371 | $446.0K | 0.01% | −6,571−82.7% | Reduced |
| Verition Fund Management LLC | 1,348 | $438.9K | 0.00% | +1,348 | New |
| Mayport, LLC | 1,337 | $435.4K | 0.17% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 1,333 | $434.1K | 0.01% | −10,169−88.4% | Reduced |
| Ground Swell Capital, LLC | 1,298 | $422.7K | 0.44% | +1,298 | New |
| Cambridge Investment Research Advisors, Inc. | 1,274 | $415.0K | 0.00% | +17+1.4% | Added |
| Private Advisor Group, LLC | 1,274 | $414.9K | 0.00% | +1,274 | New |
| Skandinaviska Enskilda Banken AB (publ) | 1,267 | $412.6K | 0.00% | −1,100−46.5% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,236 | $402.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,214 | $395.3K | 0.00% | +103+9.3% | Added |
| M&T Bank Corp | 1,212 | $395.1K | 0.00% | +1,212 | New |
| Envestnet Portfolio Solutions, Inc. | 1,211 | $394.3K | 0.00% | −22−1.8% | Reduced |
| IFP Advisors, Inc | 1,209 | $393.7K | 0.02% | −5−0.4% | Reduced |
| Eqis Capital Management, Inc. | 1,205 | $392.5K | 0.03% | +109+9.9% | Added |
| Wealthcare Advisory Partners LLC | 1,200 | $390.8K | 0.01% | 00.0% | Unchanged |
| HMS Capital Management, LLC | 1,178 | $383.6K | 0.21% | +1,178 | New |
| GWM Advisors LLC | 1,168 | $380.3K | 0.00% | +1,082+1,258.1% | Added |
| Pathstone Holdings, LLC | 1,148 | $373.8K | 0.00% | +56+5.1% | Added |
| Lincoln National Corp | 1,095 | $356.6K | 0.01% | −302−21.6% | Reduced |
| Avestar Capital, LLC | 1,082 | $352.3K | 0.04% | −910−45.7% | Reduced |
| Semanteon Capital Management, LP | 1,044 | $340.0K | 0.22% | +1,044 | New |
| ExodusPoint Capital Management, LP | 1,037 | $338.0K | 0.00% | −28,022−96.4% | Reduced |
| MONECO Advisors, LLC | 1,034 | $336.7K | 0.05% | +1,034 | New |
| Hilltop Holdings Inc. | 1,012 | $329.5K | 0.04% | +1,012 | New |
| Ci Investments Inc. | 1,003 | $327.0K | 0.00% | +446+80.1% | Added |
| Clear Street Markets LLC | 1,000 | $326.0K | 0.15% | +1,000 | New |
| Cetera Trust Company, N.A | 1,000 | $325.6K | 0.20% | +200+25.0% | Added |
| Sheets Smith Wealth Management | 1,000 | $325.6K | 0.04% | +1,000 | New |
| MYDA Advisors LLC | 1,000 | $325.6K | 0.11% | +1,000 | New |
| Bridgefront Capital, LLC | 997 | $324.7K | 0.25% | −359−26.5% | Reduced |
| CIBC Asset Management Inc | 996 | $324.3K | 0.00% | +996 | New |
| Clear Creek Financial Management, LLC | 995 | $324.0K | 0.04% | +995 | New |
| EFG Asset Management (Americas) Corp. | 994 | $323.7K | 0.10% | −481−32.6% | Reduced |
| Ziegler Capital Management, LLC | 949 | $309.0K | 0.01% | +949 | New |
| Meiji Yasuda Asset Management Co Ltd. | 945 | $307.7K | 0.01% | +945 | New |
| Resona Asset Management Co.,Ltd. | 944 | $307.4K | 0.00% | +944 | New |
| Commerce Bank | 939 | $305.8K | 0.00% | +939 | New |
| Valeo Financial Advisors, LLC | 928 | $305.2K | 0.01% | −600−39.3% | Reduced |
| Principal Securities, Inc. | 935 | $304.5K | 0.01% | +377+67.6% | Added |
| Gibson Capital, LLC | 911 | $296.6K | 0.06% | +911 | New |
| Thrive Capital Management, LLC | 909 | $296.0K | 0.16% | +909 | New |
| Alliance Wealth Advisors, LLC | 908 | $295.7K | 0.19% | +908 | New |
| Stock Yards Bank & Trust Co | 900 | $293.1K | 0.01% | +900 | New |
| Proequities, Inc. | 898 | $292.4K | 0.02% | +7+0.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 879 | $286.2K | 0.00% | +879 | New |
| Midwest Professional Planners, LTD. | 875 | $284.9K | 0.10% | +875 | New |
| LMG Wealth Partners, LLC | 861 | $280.4K | 0.07% | +861 | New |
| Belpointe Asset Management LLC | 845 | $275.2K | 0.02% | +845 | New |
| Fortis Capital Advisors, LLC | 845 | $275.2K | 0.12% | +845 | New |
| O'Neil Global Advisors, Inc. | 825 | $269.0K | 0.33% | +825 | New |
| Ballentine Partners, LLC | 825 | $268.6K | 0.01% | +825 | New |
| Dynamic Technology Lab Private Ltd | 823 | $268.0K | 0.03% | +823 | New |
| Mount Lucas Management LP | 805 | $262.1K | 0.09% | −72−8.2% | Reduced |
| Cornerstone Wealth Management, LLC | 801 | $260.8K | 0.02% | +801 | New |
| Tactive Advisors, LLC | 800 | $260.5K | 0.14% | +800 | New |
| KBC Group NV | 792 | $258.0K | 0.00% | +81+11.4% | Added |
| Patriot Financial Group Insurance Agency, LLC | 790 | $257.2K | 0.04% | +790 | New |
| Liberty One Investment Management, LLC | 790 | $257.2K | 0.03% | +790 | New |
| CAPROCK Group, Inc. | 772 | $251.4K | 0.01% | +772 | New |
| Handelsinvest Investeringsforvaltning | 766 | $249.0K | 0.12% | −398−34.2% | Reduced |
| OneAscent Financial Services LLC | 759 | $247.0K | 0.03% | +759 | New |
| TFB Advisors LLC | 741 | $244.4K | 0.09% | +741 | New |
| Arcadia Investment Management Corp | 725 | $236.1K | 0.04% | +725 | New |
| Wedbush Securities Inc | 713 | $232.0K | 0.01% | +713 | New |
| Ethic Inc. | 712 | $231.8K | 0.01% | +712 | New |
| Princeton Capital Management LLC | 708 | $230.5K | 0.08% | +708 | New |
| Kovack Advisors, Inc. | 700 | $227.9K | 0.03% | −375−34.9% | Reduced |
| Bartlett & Co. Wealth Management LLC | 700 | $227.9K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 694 | $226.0K | 0.01% | +694 | New |
| SG Americas Securities, LLC | 687 | $224.0K | 0.00% | −437−38.9% | Reduced |
| OneAscent Wealth Management LLC | 665 | $217.0K | 0.08% | +665 | New |
| Conway Capital Management, Inc. | 650 | $211.7K | 0.12% | +650 | New |
| Coldstream Capital Management Inc | 644 | $209.7K | 0.01% | +644 | New |
| Northwestern Mutual Wealth Management Co | 637 | $207.4K | 0.00% | −35−5.2% | Reduced |