Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SWAV is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 486
- +61 vs. Q4 2023
- Shares held
- 36.8M
- +1.39M (+3.9%) vs. Q4 2023
- Total value
- $12.0B
- +$5.23B (+77.4%) vs. Q4 2023
- New holders
- 118
- 151 more added
- Sold out
- 57
- 157 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Moody Aldrich Partners LLC | 615 | $200.3K | 0.03% | +615 | New |
| Quadrant Capital Group LLC | 536 | $174.5K | 0.01% | +69+14.8% | Added |
| Covestor Ltd | 507 | $165.0K | 0.11% | −49−8.8% | Reduced |
| Signaturefd, LLC | 459 | $149.5K | 0.00% | +20+4.6% | Added |
| Venturi Wealth Management, LLC | 410 | $133.5K | 0.01% | 00.0% | Unchanged |
| First PREMIER Bank | 408 | $133.0K | 0.04% | +8+2.0% | Added |
| Spire Wealth Management | 405 | $131.9K | 0.00% | −150−27.0% | Reduced |
| Virtus Investment Advisers, Inc. | 403 | $131.2K | 0.09% | −531−56.9% | Reduced |
| DekaBank Deutsche Girozentrale | 411 | $131.0K | 0.00% | −244−37.3% | Reduced |
| Leonteq Securities AG | 400 | $130.3K | 0.02% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 374 | $121.8K | 0.00% | −118−24.0% | Reduced |
| First Horizon Advisors, Inc. | 373 | $121.5K | 0.00% | −99−21.0% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 368 | $120.0K | 0.00% | +368 | New |
| Umb Bank N A | 309 | $100.6K | 0.00% | +9+3.0% | Added |
| Financial Management Professionals, Inc. | 305 | $99.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 273 | $89.0K | 0.00% | +61+28.8% | Added |
| Carolinas Wealth Consulting LLC | 250 | $81.4K | 0.02% | +250 | New |
| Asset Management One Co.,Ltd. | 210 | $68.4K | 0.00% | +30+16.7% | Added |
| Trifecta Capital Advisors, LLC | 200 | $65.1K | 0.02% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 180 | $59.1K | 0.00% | +85+89.5% | Added |
| Vestcor Inc | 146 | $48.0K | 0.00% | −2,385−94.2% | Reduced |
| EverSource Wealth Advisors, LLC | 143 | $47.2K | 0.00% | +8+5.9% | Added |
| Nemes Rush Group LLC | 136 | $44.3K | 0.01% | 00.0% | Unchanged |
| GAMMA Investing LLC | 135 | $44.0K | 0.01% | +65+92.9% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 135 | $44.0K | 0.00% | +135 | New |
| Adirondack Trust Co | 127 | $41.4K | 0.02% | 00.0% | Unchanged |
| AlphaCentric Advisors LLC | 120 | $39.1K | 0.02% | −16−11.8% | Reduced |
| Fuller & Thaler Asset Management, Inc. | 116 | $37.8K | 0.00% | 00.0% | Unchanged |
| Morton Brown Family Wealth, LLC | 100 | $32.6K | 0.01% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 100 | $32.6K | 0.00% | +99+9,900.0% | Added |
| Rise Advisors, LLC | 99 | $32.2K | 0.02% | +99 | New |
| Riverview Trust Co | 92 | $30.0K | 0.02% | +92 | New |
| Allworth Financial LP | 86 | $28.0K | 0.00% | +3+3.6% | Added |
| Key Financial Inc | 82 | $26.7K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 83 | $26.6K | 0.00% | +42+102.4% | Added |
| St Germain D J Co Inc | 79 | $25.7K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 75 | $24.4K | 0.00% | +4+5.6% | Added |
| State of Wyoming | 70 | $22.8K | 0.00% | +49+233.3% | Added |
| TD Private Client Wealth LLC | 67 | $21.8K | 0.00% | +67 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 59 | $19.2K | 0.01% | +59 | New |
| Elequin Capital LP | 55 | $17.9K | 0.00% | +55 | New |
| Pittenger & Anderson Inc | 50 | $16.3K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 50 | $16.3K | 0.00% | +50 | New |
| NBC Securities, Inc. | 50 | $16.0K | 0.00% | 00.0% | Unchanged |
| Virtus Fund Advisers, LLC | 48 | $15.6K | 0.06% | −108−69.2% | Reduced |
| Private Wealth Management Group, LLC | 47 | $15.3K | 0.01% | +6+14.6% | Added |
| Center for Financial Planning, Inc. | 46 | $15.0K | 0.00% | +46 | New |
| Highline Wealth Partners LLC | 44 | $14.3K | 0.01% | +44 | New |
| LGT Financial Advisors LLC | 40 | $13.0K | 0.02% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 38 | $12.4K | 0.00% | +17+81.0% | Added |
| Private Trust Co NA | 35 | $11.4K | 0.00% | −11−23.9% | Reduced |
| Bessemer Group Inc | 30 | $10.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 30 | $9.77K | 0.00% | +22+275.0% | Added |
| Bell Investment Advisors, Inc | 29 | $9.44K | 0.00% | +4+16.0% | Added |
| EntryPoint Capital, LLC | 27 | $8.79K | 0.01% | −438−94.2% | Reduced |
| Ronald Blue Trust, Inc. | 27 | $8.79K | 0.00% | −54−66.7% | Reduced |
| Larson Financial Group LLC | 23 | $7.49K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 21 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 21 | $6.85K | 0.00% | +16+320.0% | Added |
| Huntington National Bank | 21 | $6.84K | 0.00% | +5+31.3% | Added |
| Farmers & Merchants Investments Inc | 15 | $4.88K | 0.00% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 15 | $4.88K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 15 | $4.88K | 0.00% | +15 | New |
| RFP Financial Group LLC | 13 | $4.23K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 12 | $3.91K | 0.00% | 00.0% | Unchanged |
| SYSTM Wealth Solutions LLC | 12 | $3.91K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 12 | $3.91K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 11 | $3.69K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 10 | $3.26K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 7 | $2.28K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 6 | $1.98K | 0.00% | +6 | New |
| Sachetta, LLC | 9 | $1.72K | 0.00% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 5 | $1.63K | 0.00% | 00.0% | Unchanged |
| Quest Partners LLC | 4 | $1.30K | 0.00% | −209−98.1% | Reduced |
| Harbor Investment Advisory, LLC | 4 | $1.30K | 0.00% | +4 | New |
| Rakuten Securities, Inc. | 3 | $977 | 0.00% | −3−50.0% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 3 | $977 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 3 | $977 | 0.00% | +3 | New |
| CoreCap Advisors, LLC | 3 | $977 | 0.00% | +3 | New |
| Mather Group, LLC. | 5 | $953 | 0.00% | +5 | New |
| SJS Investment Consulting Inc. | 2 | $652 | 0.00% | 00.0% | Unchanged |
| DiNuzzo Private Wealth, Inc. | 2 | $652 | 0.00% | +2 | New |
| Cornerstone Planning Group LLC | 1 | $331 | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 1 | $326 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 1 | $326 | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 1 | $322 | 0.00% | 00.0% | Unchanged |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −142,112−100.0% | Sold out |
| Senator Investment Group LP | 0 | $0 | 0.00% | −67,500−100.0% | Sold out |
| Stanley-Laman Group, Ltd. | 0 | $0 | 0.00% | −47,471−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −42,523−100.0% | Sold out |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Axiom Investors LLC | 0 | $0 | 0.00% | −16,493−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −11,697−100.0% | Sold out |
| Eaton Financial Holdings Company, LLC | 0 | $0 | 0.00% | −10,983−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −9,299−100.0% | Sold out |
| Freestone Capital Holdings, LLC | 0 | $0 | 0.00% | −7,700−100.0% | Sold out |
| Lecap Asset Management Ltd | 0 | $0 | 0.00% | −7,544−100.0% | Sold out |
| Connectus Wealth, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Oak Thistle LLC | 0 | $0 | 0.00% | −6,444−100.0% | Sold out |
| Synergy Financial Management, LLC | 0 | $0 | 0.00% | −6,076−100.0% | Sold out |