Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SWAV is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 486
- +61 vs. Q4 2023
- Shares held
- 36.8M
- +1.39M (+3.9%) vs. Q4 2023
- Total value
- $12.0B
- +$5.23B (+77.4%) vs. Q4 2023
- New holders
- 118
- 151 more added
- Sold out
- 57
- 157 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Retirement Systems of Alabama | 46,334 | $15.1M | 0.06% | +123+0.3% | Added |
| NZS Capital, LLC | 46,203 | $15.0M | 0.62% | +8,450+22.4% | Added |
| LMR Partners LLP | 45,281 | $14.7M | 0.38% | +45,281 | New |
| New York State Teachers Retirement System | 44,503 | $14.5M | 0.03% | −3,868−8.0% | Reduced |
| Stifel Financial Corp | 43,050 | $14.0M | 0.02% | +459+1.1% | Added |
| Macquarie Group Ltd | 41,538 | $13.5M | 0.02% | −96,899−70.0% | Reduced |
| Impax Asset Management Group plc | 40,000 | $13.0M | 0.05% | +2,000+5.3% | Added |
| Integral Health Asset Management, LLC | 40,000 | $13.0M | 1.28% | +40,000 | New |
| Geneva Capital Management LLC | 39,479 | $12.9M | 0.23% | +3,427+9.5% | Added |
| Envestnet Asset Management Inc | 39,347 | $12.8M | 0.00% | +1,824+4.9% | Added |
| Biondo Investment Advisors, LLC | 39,038 | $12.7M | 1.97% | +1,277+3.4% | Added |
| California State Teachers Retirement System | 36,896 | $12.0M | 0.02% | −1,864−4.8% | Reduced |
| Nordea Investment Management AB | 35,167 | $11.6M | 0.01% | −815−2.3% | Reduced |
| Voya Investment Management LLC | 35,326 | $11.5M | 0.01% | −1,135−3.1% | Reduced |
| Sofinnova Investments, Inc. | 35,000 | $11.4M | 0.67% | +35,000 | New |
| Thornburg Investment Management Inc | 33,780 | $11.0M | 0.15% | −4,114−10.9% | Reduced |
| Jane Street Group, LLC | 33,744 | $11.0M | 0.01% | −80,747−70.5% | Reduced |
| Bridgewater Associates, LP | 33,699 | $11.0M | 0.06% | −5,766−14.6% | Reduced |
| Agf Management Ltd | 33,000 | $10.7M | 0.06% | +15,000+83.3% | Added |
| Beck Bode, LLC | 32,998 | $10.7M | 2.19% | +2,576+8.5% | Added |
| Texas Permanent School Fund | 32,292 | $10.5M | 0.08% | +418+1.3% | Added |
| Advisor Group Holdings, Inc. | 31,287 | $10.2M | 0.02% | +263+0.8% | Added |
| Assetmark, Inc | 31,277 | $10.2M | 0.03% | +7,016+28.9% | Added |
| Osterweis Capital Management Inc | 29,038 | $9.46M | 0.56% | −8,446−22.5% | Reduced |
| LPL Financial LLC | 27,250 | $8.87M | 0.00% | +1,899+7.5% | Added |
| Mutual of America Capital Management LLC | 27,192 | $8.85M | 0.10% | −1,225−4.3% | Reduced |
| Motley Fool Wealth Management, LLC | 27,134 | $8.84M | 0.46% | +51+0.2% | Added |
| Nicholas Investment Partners, LP | 26,414 | $8.60M | 0.88% | +15,011+131.6% | Added |
| Harvest Management LLC | 26,326 | $8.57M | 7.33% | +26,326 | New |
| Integrated Advisors Network LLC | 25,889 | $8.43M | 0.43% | −472−1.8% | Reduced |
| Hudson Bay Capital Management LP | 25,000 | $8.14M | 0.07% | +25,000 | New |
| Vestal Point Capital, LP | 25,000 | $8.14M | 0.67% | +25,000 | New |
| Victory Capital Management Inc | 24,681 | $8.04M | 0.01% | +701+2.9% | Added |
| Granahan Investment Management Inc | 24,363 | $7.93M | 0.28% | −16,439−40.3% | Reduced |
| Twin Securities, Inc. | 23,621 | $7.69M | 8.93% | +23,621 | New |
| Matisse Capital | 23,140 | $7.54M | 3.62% | −107−0.5% | Reduced |
| Lazard Asset Management LLC | 22,911 | $7.46M | 0.01% | −6,557−22.3% | Reduced |
| HRT Financial LP | 22,083 | $7.19M | 0.04% | +22,083 | New |
| MetLife Investment Management | 21,757 | $7.08M | 0.05% | −528−2.4% | Reduced |
| Scholtz & Company, LLC | 21,672 | $7.06M | 3.12% | +2,322+12.0% | Added |
| State of New Jersey Common Pension Fund D | 21,610 | $7.04M | 0.02% | 00.0% | Unchanged |
| Schroder Investment Management Group | 21,406 | $6.97M | 0.01% | −496−2.3% | Reduced |
| Edmond de Rothschild Holding S.A. | 20,690 | $6.74M | 0.11% | −14,380−41.0% | Reduced |
| Great West Life Assurance Co | 20,675 | $6.72M | 0.01% | −6,725−24.5% | Reduced |
| Amalgamated Bank | 20,486 | $6.67M | 0.06% | −4,518−18.1% | Reduced |
| EFG Asset Management (North America) Corp. | 20,175 | $6.56M | 1.13% | +901+4.7% | Added |
| Deutsche Bank AG | 19,858 | $6.47M | 0.00% | −11,317−36.3% | Reduced |
| Davidson Kempner Capital Management LP | 19,480 | $6.33M | 0.09% | +19,480 | New |
| Natixis | 19,346 | $6.30M | 0.04% | +10,810+126.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 18,391 | $5.99M | 0.01% | +1,453+8.6% | Added |
| Jefferies Financial Group Inc. | 18,290 | $5.96M | 0.12% | −13,469−42.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 18,214 | $5.93M | 0.03% | −5,753−24.0% | Reduced |
| Polar Capital Holdings Plc | 18,124 | $5.90M | 0.03% | −108,784−85.7% | Reduced |
| Gradient Investments LLC | 17,908 | $5.83M | 0.14% | −5,120−22.2% | Reduced |
| Prossimo Advisors, LLC | 17,758 | $5.78M | 11.19% | −1,000−5.3% | Reduced |
| Yousif Capital Management, LLC | 17,192 | $5.60M | 0.06% | −315−1.8% | Reduced |
| Ami Asset Management Corp | 16,944 | $5.52M | 0.28% | −4,532−21.1% | Reduced |
| Citigroup Inc | 16,310 | $5.31M | 0.01% | −507−3.0% | Reduced |
| Treasurer of the State of North Carolina | 16,190 | $5.27M | 0.02% | +110+0.7% | Added |
| Granite Investment Partners, LLC | 15,919 | $5.18M | 0.20% | −363−2.2% | Reduced |
| Rockefeller Capital Management L.P. | 15,702 | $5.11M | 0.01% | −2,470−13.6% | Reduced |
| State of Tennessee, Treasury Department | 15,338 | $4.99M | 0.02% | −452−2.9% | Reduced |
| Comerica Bank | 15,187 | $4.95M | 0.02% | −436−2.8% | Reduced |
| Taconic Capital Advisors LP | 15,000 | $4.88M | 0.63% | +15,000 | New |
| Simplify Asset Management Inc. | 14,945 | $4.87M | 0.47% | +10,699+252.0% | Added |
| AlTi Global, Inc. | 14,166 | $4.61M | 0.13% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 13,937 | $4.54M | 0.11% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 13,891 | $4.52M | 0.01% | −7,565−35.3% | Reduced |
| Public Employees Retirement System of Ohio | 13,878 | $4.52M | 0.02% | −1,309−8.6% | Reduced |
| Raymond James & Associates | 13,485 | $4.39M | 0.00% | +6,450+91.7% | Added |
| Williams Jones Wealth Management, LLC. | 13,435 | $4.37M | 0.06% | +450+3.5% | Added |
| Hussman Strategic Advisors, Inc. | 12,600 | $4.10M | 0.95% | +2,100+20.0% | Added |
| Ascent Wealth Partners, LLC | 12,245 | $3.99M | 0.59% | +252+2.1% | Added |
| Renaissance Group LLC | 12,156 | $3.96M | 0.15% | +2,489+25.7% | Added |
| Algert Global LLC | 12,121 | $3.95M | 0.15% | −4,570−27.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 11,813 | $3.85M | 0.03% | 00.0% | Unchanged |
| National Bank of Canada | 11,000 | $3.64M | 0.01% | +11,000 | New |
| Cubist Systematic Strategies, LLC | 11,052 | $3.60M | 0.04% | +10,878+6,251.7% | Added |
| HighTower Advisors, LLC | 10,839 | $3.57M | 0.01% | +8,834+440.6% | Added |
| Louisiana State Employees Retirement System | 10,600 | $3.45M | 0.07% | +200+1.9% | Added |
| Susquehanna International Group, LLP | 10,589 | $3.45M | 0.01% | +4,472+73.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 15,765 | $3.41M | 0.01% | +15,765 | New |
| Dakota Wealth Management | 10,382 | $3.38M | 0.08% | +10,382 | New |
| Pacer Advisors, Inc. | 10,363 | $3.37M | 0.01% | +4,816+86.8% | Added |
| Arizona State Retirement System | 10,140 | $3.30M | 0.02% | −134−1.3% | Reduced |
| Eisler Capital (US) LLC | 10,000 | $3.26M | 1.11% | +10,000 | New |
| Cetera Investment Advisers | 9,890 | $3.22M | 0.01% | +9,890 | New |
| Penserra Capital Management LLC | 9,210 | $3.00M | 0.04% | +9,210 | New |
| Oregon Public Employees Retirement Fund | 9,128 | $2.97M | 0.06% | −1,291−12.4% | Reduced |
| State of Michigan Retirement System | 9,100 | $2.96M | 0.02% | +200+2.2% | Added |
| South Dakota Investment Council | 9,024 | $2.94M | 0.06% | −500−5.2% | Reduced |
| Seaport Global Advisors, LLC | 8,898 | $2.90M | 5.88% | +5,245+143.6% | Added |
| Pura Vida Investments, LLC | 8,771 | $2.86M | 1.94% | +8,771 | New |
| Oak Ridge Investments LLC | 8,747 | $2.85M | 0.29% | −317−3.5% | Reduced |
| Apeiron Capital Ltd | 8,700 | $2.83M | 1.43% | −9,600−52.5% | Reduced |
| Danske Bank A/S | 8,689 | $2.83M | 0.01% | +8,689 | New |
| Northwestern Mutual Investment Management Company, LLC | 8,230 | $2.68M | 0.07% | +22+0.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 8,162 | $2.66M | 0.02% | +20+0.2% | Added |
| Ameritas Investment Partners, Inc. | 8,147 | $2.65M | 0.09% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 7,961 | $2.55M | 0.00% | +7,961 | New |