Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 415
- +10 vs. Q3 2022
- Shares held
- 32.4M
- −793.2K (−2.4%) vs. Q3 2022
- Total value
- $6.66B
- −$2.57B (−27.8%) vs. Q3 2022
- New holders
- 66
- 159 more added
- Sold out
- 56
- 148 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Healthcare of Ontario Pension Plan Trust Fund | 35,000 | $7.20M | 0.04% | +15,000+75.0% | Added |
| Canada Pension Plan Investment Board | 34,316 | $7.06M | 0.01% | +23,416+214.8% | Added |
| SEI Investments Co | 34,257 | $7.04M | 0.02% | −90,943−72.6% | Reduced |
| Nordea Investment Management AB | 34,314 | $6.99M | 0.01% | +34,314 | New |
| Balyasny Asset Management LLC | 32,606 | $6.70M | 0.02% | +31,760+3,754.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 32,375 | $6.66M | 0.04% | +32,375 | New |
| Natixis | 31,509 | $6.48M | 0.04% | +13,834+78.3% | Added |
| Biondo Investment Advisors, LLC | 31,238 | $6.42M | 1.43% | +2,450+8.5% | Added |
| Squarepoint Ops LLC | 30,964 | $6.37M | 0.05% | +30,964 | New |
| State of Tennessee, Treasury Department | 30,000 | $6.17M | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 29,795 | $6.13M | 0.02% | +7,884+36.0% | Added |
| Granite Investment Partners, LLC | 26,526 | $5.45M | 0.23% | −115−0.4% | Reduced |
| BNP Paribas Arbitrage, SA | 26,417 | $5.43M | 0.01% | +3,752+16.6% | Added |
| Osterweis Capital Management Inc | 26,059 | $5.36M | 0.39% | +12,980+99.2% | Added |
| Susquehanna International Group, LLP | 25,718 | $5.29M | 0.01% | +12,534+95.1% | Added |
| Amalgamated Bank | 25,432 | $5.23M | 0.05% | +94+0.4% | Added |
| LPL Financial LLC | 25,417 | $5.23M | 0.00% | +3,439+15.6% | Added |
| AQR Capital Management LLC | 25,364 | $5.14M | 0.01% | +4,248+20.1% | Added |
| Granahan Investment Management Inc | 24,993 | $5.14M | 0.16% | +5,340+27.2% | Added |
| Schroder Investment Management Group | 24,950 | $5.13M | 0.01% | +24,950 | New |
| Envestnet Asset Management Inc | 24,910 | $5.12M | 0.00% | −1,079−4.2% | Reduced |
| Putnam Investments LLC | 24,803 | $5.10M | 0.01% | −3,954−13.7% | Reduced |
| Texas Permanent School Fund | 24,298 | $5.00M | 0.08% | +6,995+40.4% | Added |
| Jump Financial, LLC | 24,141 | $4.96M | 0.26% | +3,098+14.7% | Added |
| Jane Street Group, LLC | 22,689 | $4.67M | 0.01% | −22,477−49.8% | Reduced |
| Bank of Montreal | 21,169 | $4.45M | 0.00% | −24,663−53.8% | Reduced |
| State of New Jersey Common Pension Fund D | 21,610 | $4.44M | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 22,893 | $4.41M | 0.03% | −148−0.6% | Reduced |
| Moody Aldrich Partners LLC | 20,785 | $4.27M | 0.87% | +7,210+53.1% | Added |
| Moore Capital Management, LP | 20,000 | $4.11M | 0.12% | +20,000 | New |
| Axiom Investors LLC | 19,960 | $4.10M | 0.08% | −8,120−28.9% | Reduced |
| Algert Global LLC | 19,902 | $4.09M | 0.23% | +4,461+28.9% | Added |
| Yousif Capital Management, LLC | 19,163 | $3.94M | 0.05% | −742−3.7% | Reduced |
| Prossimo Advisors, LLC | 18,758 | $3.86M | 8.92% | +18,758 | New |
| Aigen Investment Management, LP | 18,209 | $3.74M | 0.53% | +8,535+88.2% | Added |
| EFG Asset Management (North America) Corp. | 17,265 | $3.58M | 0.80% | +1,034+6.4% | Added |
| Federated Hermes, Inc. | 17,286 | $3.55M | 0.01% | −59,745−77.6% | Reduced |
| Trexquant Investment LP | 17,258 | $3.55M | 0.10% | +14,321+487.6% | Added |
| ClariVest Asset Management LLC | 17,165 | $3.53M | 0.17% | −51−0.3% | Reduced |
| Beck Bode, LLC | 16,696 | $3.43M | 0.77% | −717−4.1% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 16,259 | $3.34M | 0.03% | +2,015+14.1% | Added |
| Calamos Advisors LLC | 16,089 | $3.31M | 0.02% | −12,047−42.8% | Reduced |
| AXA S.A. | 15,600 | $3.21M | 0.01% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 15,566 | $3.20M | 0.01% | +150+1.0% | Added |
| Schonfeld Strategic Advisors LLC | 15,466 | $3.18M | 0.03% | −569−3.5% | Reduced |
| Baird Financial Group, Inc. | 15,168 | $3.12M | 0.01% | −5,348−26.1% | Reduced |
| Teacher Retirement System of Texas | 15,139 | $3.11M | 0.02% | +231+1.5% | Added |
| Simplex Trading, LLC | 15,029 | $3.09M | 0.15% | +3,861+34.6% | Added |
| Frontier Capital Management Co LLC | 14,483 | $2.98M | 0.03% | +13,484+1,349.7% | Added |
| Tiedemann Advisors, LLC | 14,166 | $2.91M | 0.14% | 00.0% | Unchanged |
| Gradient Investments LLC | 14,130 | $2.91M | 0.09% | +2,651+23.1% | Added |
| Candriam Luxembourg S.C.A. | 13,811 | $2.84M | 0.02% | +2,513+22.2% | Added |
| ExodusPoint Capital Management, LP | 12,860 | $2.64M | 0.04% | +5,532+75.5% | Added |
| American Century Companies Inc | 12,520 | $2.57M | 0.00% | +5,864+88.1% | Added |
| M&G Investment Management Ltd | 12,472 | $2.57M | 0.02% | +5,717+84.6% | Added |
| Neuberger Berman Group LLC | 12,469 | $2.56M | 0.00% | +12,469 | New |
| Gotham Asset Management, LLC | 11,722 | $2.41M | 0.07% | −4,093−25.9% | Reduced |
| Castleark Management LLC | 11,359 | $2.34M | 0.12% | −23,695−67.6% | Reduced |
| Empowered Funds, LLC | 11,317 | $2.33M | 0.15% | +11,317 | New |
| Raymond James & Associates | 11,249 | $2.31M | 0.00% | −4,188−27.1% | Reduced |
| Commonwealth Equity Services, LLC | 11,245 | $2.31M | 0.01% | +375+3.4% | Added |
| Two Sigma Investments, LP | 11,128 | $2.29M | 0.01% | +11,128 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 10,979 | $2.26M | 0.06% | +23+0.2% | Added |
| Brinker Capital Investments, LLC | 10,896 | $2.24M | 0.04% | +312+2.9% | Added |
| State Board of Administration of Florida Retirement System | 10,885 | $2.24M | 0.01% | −360−3.2% | Reduced |
| Oregon Public Employees Retirement Fund | 10,626 | $2.18M | 0.03% | +138+1.3% | Added |
| PEAK6 Investments LLC | 10,529 | $2.16M | 0.12% | +3,141+42.5% | Added |
| Lisanti Capital Growth, LLC | 10,510 | $2.16M | 0.30% | −43,642−80.6% | Reduced |
| Alcosta Capital Management, Inc. | 10,470 | $2.15M | 2.17% | −272−2.5% | Reduced |
| Ameritas Investment Partners, Inc. | 12,143 | $2.15M | 0.09% | +153+1.3% | Added |
| Arizona State Retirement System | 10,137 | $2.08M | 0.02% | +411+4.2% | Added |
| Matisse Capital | 10,071 | $2.07M | 1.84% | +10,071 | New |
| Man Group plc | 10,042 | $2.06M | 0.01% | +10,042 | New |
| Ensign Peak Advisors, Inc | 9,830 | $2.02M | 0.00% | +750+8.3% | Added |
| Louisiana State Employees Retirement System | 9,700 | $1.99M | 0.05% | +100+1.0% | Added |
| Graham Capital Management, L.P. | 9,478 | $1.95M | 0.07% | −100−1.0% | Reduced |
| Engineers Gate Manager LP | 9,273 | $1.91M | 0.11% | +4,288+86.0% | Added |
| State of Michigan Retirement System | 9,200 | $1.89M | 0.01% | +100+1.1% | Added |
| Oak Ridge Investments LLC | 9,181 | $1.89M | 0.28% | −200−2.1% | Reduced |
| Knights of Columbus Asset Advisors LLC | 8,846 | $1.82M | 0.19% | −100−1.1% | Reduced |
| Next Century Growth Investors LLC | 8,726 | $1.79M | 0.22% | −10,752−55.2% | Reduced |
| Brookfield Asset Management Inc. | 8,633 | $1.78M | 0.01% | +4,380+103.0% | Added |
| Guggenheim Capital LLC | 8,405 | $1.73M | 0.02% | −5,288−38.6% | Reduced |
| Renaissance Group LLC | 8,058 | $1.66M | 0.08% | +142+1.8% | Added |
| Vontobel Holding Ltd. | 7,573 | $1.57M | 0.02% | −70−0.9% | Reduced |
| AtonRa Partners | 7,535 | $1.55M | 1.97% | −2,448−24.5% | Reduced |
| Integrated Advisors Network LLC | 7,534 | $1.55M | 0.10% | −338−4.3% | Reduced |
| Robeco Institutional Asset Management B.V. | 7,468 | $1.54M | 0.00% | +7,114+2,009.6% | Added |
| Echo Street Capital Management LLC | 7,395 | $1.52M | 0.01% | +5,350+261.6% | Added |
| Financial Advocates Investment Management | 7,356 | $1.51M | 0.11% | −315−4.1% | Reduced |
| ProShare Advisors LLC | 7,355 | $1.51M | 0.01% | +895+13.9% | Added |
| Zacks Investment Management | 7,316 | $1.50M | 0.02% | −106−1.4% | Reduced |
| NWK Group, Inc. | 7,312 | $1.50M | 1.11% | −13−0.2% | Reduced |
| Virginia Retirement Systems Et Al | 7,200 | $1.48M | 0.02% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 6,922 | $1.42M | 0.01% | +5,842+540.9% | Added |
| APG Asset Management N.V. | 6,900 | $1.42M | 0.00% | −4,800−41.0% | Reduced |
| Dana Investment Advisors, Inc. | 6,649 | $1.37M | 0.07% | +1,123+20.3% | Added |
| Janus Henderson Group PLC | 6,460 | $1.33M | 0.00% | +6,460 | New |
| Citigroup Inc | 6,437 | $1.32M | 0.00% | −4,503−41.2% | Reduced |
| Crossmark Global Holdings, Inc. | 6,236 | $1.28M | 0.03% | +924+17.4% | Added |