Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 415
- +10 vs. Q3 2022
- Shares held
- 32.4M
- −793.2K (−2.4%) vs. Q3 2022
- Total value
- $6.66B
- −$2.57B (−27.8%) vs. Q3 2022
- New holders
- 66
- 159 more added
- Sold out
- 56
- 148 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pearl River Capital, LLC | 6,047 | $1.24M | 0.21% | −180−2.9% | Reduced |
| Franklin Resources Inc | 5,876 | $1.21M | 0.00% | +41+0.7% | Added |
| Truist Financial Corp | 5,841 | $1.20M | 0.00% | −458−7.3% | Reduced |
| Teachers Retirement System of the State of Kentucky | 5,778 | $1.19M | 0.01% | −300−4.9% | Reduced |
| Xponance, Inc. | 5,759 | $1.18M | 0.02% | +7+0.1% | Added |
| New Mexico Educational Retirement Board | 5,600 | $1.15M | 0.06% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 5,600 | $1.15M | 0.01% | +5,600 | New |
| Handelsbanken Fonder AB | 5,300 | $1.09M | 0.01% | +400+8.2% | Added |
| Aquatic Capital Management LLC | 5,300 | $1.09M | 0.08% | −1,800−25.4% | Reduced |
| Clark Capital Management Group, Inc. | 5,242 | $1.08M | 0.01% | +183+3.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,213 | $1.07M | 0.01% | +523+11.2% | Added |
| Ascent Wealth Partners, LLC | 5,199 | $1.07M | 0.23% | +26+0.5% | Added |
| Oberweis Asset Management Inc | 5,150 | $1.06M | 0.23% | +2,350+83.9% | Added |
| Advisory Research Inc | 5,136 | $1.06M | 0.10% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 5,055 | $1.04M | 0.01% | +70+1.4% | Added |
| B. Metzler seel. Sohn & Co. AG | 4,978 | $1.02M | 0.02% | −1,401−22.0% | Reduced |
| First Republic Investment Management, Inc. | 4,947 | $1.02M | 0.00% | −2,153−30.3% | Reduced |
| Mackenzie Financial Corp | 4,941 | $1.02M | 0.00% | +4,941 | New |
| Prospera Financial Services Inc | 4,780 | $982.8K | 0.05% | +122+2.6% | Added |
| Capital Impact Advisors, LLC | 4,681 | $962.5K | 0.94% | +339+7.8% | Added |
| Diametric Capital, LP | 4,634 | $952.8K | 0.46% | −1,574−25.4% | Reduced |
| Wealth Management Partners, LLC | 5,000 | $924.6K | 0.77% | +2,000+66.7% | Added |
| Verity Asset Management, Inc. | 4,483 | $921.8K | 0.79% | +3,478+346.1% | Added |
| Van Eck Associates Corp | 4,465 | $918.0K | 0.00% | +1,100+32.7% | Added |
| Weiss Multi-Strategy Advisers LLC | 4,400 | $905.0K | 0.03% | +2,700+158.8% | Added |
| Y-Intercept (Hong Kong) Ltd | 4,382 | $901.0K | 0.13% | +4,382 | New |
| Brown Brothers Harriman & Co | 4,300 | $884.1K | 0.01% | 00.0% | Unchanged |
| Commerce Bank | 4,280 | $880.0K | 0.01% | +124+3.0% | Added |
| Pictet Asset Management SA | 4,258 | $875.0K | 0.00% | +1,837+75.9% | Added |
| JustInvest LLC | 4,210 | $865.6K | 0.04% | +77+1.9% | Added |
| Public Employees Retirement Association of Colorado | 4,184 | $860.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 4,137 | $850.6K | 0.00% | +2,487+150.7% | Added |
| US Bancorp | 4,104 | $843.8K | 0.00% | +477+13.2% | Added |
| Williams Jones Wealth Management, LLC. | 4,010 | $824.5K | 0.01% | −120−2.9% | Reduced |
| Oppenheimer Asset Management Inc. | 3,954 | $813.0K | 0.01% | −321−7.5% | Reduced |
| Mariner, LLC | 3,752 | $771.0K | 0.00% | +185+5.2% | Added |
| Prelude Capital Management, LLC | 3,745 | $770.0K | 0.05% | +225+6.4% | Added |
| O'Shaughnessy Asset Management, LLC | 3,674 | $755.4K | 0.01% | −68−1.8% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 3,574 | $735.0K | 0.01% | +276+8.4% | Added |
| Kula Investments, LLC | 3,509 | $721.5K | 0.25% | +3,509 | New |
| Lazard Asset Management LLC | 3,476 | $714.0K | 0.00% | +40+1.2% | Added |
| Summit Global Investments | 3,450 | $709.0K | 0.06% | −900−20.7% | Reduced |
| Securian Asset Management, Inc | 3,363 | $691.5K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 3,345 | $687.8K | 0.02% | −1,844−35.5% | Reduced |
| Acadian Asset Management LLC | 3,353 | $686.0K | 0.00% | +2,885+616.5% | Added |
| Snowden Capital Advisors LLC | 2,992 | $615.2K | 0.03% | +243+8.8% | Added |
| Hillsdale Investment Management Inc. | 2,900 | $596.3K | 0.05% | −300−9.4% | Reduced |
| L & S Advisors Inc | 2,822 | $580.2K | 0.11% | −2,869−50.4% | Reduced |
| XTX Topco Ltd | 2,776 | $570.8K | 0.12% | +2,776 | New |
| Atria Wealth Solutions, Inc. | 2,750 | $565.4K | 0.01% | −500−15.4% | Reduced |
| Glenmede Trust Co NA | 2,725 | $560.3K | 0.00% | +853+45.6% | Added |
| Illinois Municipal Retirement Fund | 2,711 | $557.0K | 0.01% | 00.0% | Unchanged |
| Toroso Investments, LLC | 2,673 | $550.0K | 0.02% | +499+23.0% | Added |
| Virtus Investment Advisers, Inc. | 2,674 | $549.8K | 0.37% | 00.0% | Unchanged |
| HSBC Holdings PLC | 2,686 | $547.1K | 0.00% | +2,686 | New |
| Dakota Wealth Management | 2,650 | $544.9K | 0.04% | +466+21.3% | Added |
| Point72 Middle East FZE | 2,603 | $535.2K | 0.04% | +2,603 | New |
| Fermata Advisors, LLC | 2,600 | $534.6K | 0.16% | 00.0% | Unchanged |
| Virtu Financial LLC | 2,525 | $519.0K | 0.07% | +868+52.4% | Added |
| Fox Run Management, L.L.C. | 2,485 | $510.9K | 0.21% | +2,485 | New |
| Two Sigma Securities, LLC | 2,459 | $505.6K | 0.07% | +1,454+144.7% | Added |
| Robbins Farley LLC | 2,445 | $502.7K | 0.39% | +2,445 | New |
| Verition Fund Management LLC | 2,427 | $499.0K | 0.01% | −2,237−48.0% | Reduced |
| Profund Advisors LLC | 2,401 | $493.7K | 0.03% | +15+0.6% | Added |
| Legato Capital Management LLC | 2,224 | $457.3K | 0.09% | +2,224 | New |
| Assetmark, Inc | 2,223 | $457.1K | 0.00% | +724+48.3% | Added |
| Metropolitan Life Insurance Co | 2,186 | $449.5K | 0.02% | +49+2.3% | Added |
| Sittner & Nelson, LLC | 2,140 | $440.0K | 0.27% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 2,115 | $434.9K | 0.29% | 00.0% | Unchanged |
| Simplify Asset Management Inc. | 2,075 | $426.6K | 0.07% | +168+8.8% | Added |
| Treasurer of the State of North Carolina | 2,030 | $417.0K | 0.00% | +2,030 | New |
| Sheets Smith Wealth Management | 2,000 | $411.2K | 0.06% | +2,000 | New |
| Pitcairn Co | 1,996 | $410.4K | 0.04% | −28−1.4% | Reduced |
| HRT Financial LP | 1,992 | $409.0K | 0.01% | +1,992 | New |
| Gsa Capital Partners LLP | 1,979 | $407.0K | 0.05% | +1,979 | New |
| Fifth Third Bancorp | 1,960 | $403.0K | 0.00% | −161−7.6% | Reduced |
| Henshaw Capital LLC | 1,916 | $393.9K | 0.03% | −384−16.7% | Reduced |
| Boulder Hill Capital Management LP | 1,900 | $390.7K | 0.32% | +1,900 | New |
| Shelton Capital Management | 1,882 | $387.0K | 0.04% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 1,872 | $384.9K | 0.01% | +900+92.6% | Added |
| Probity Advisors, Inc. | 1,841 | $378.5K | 0.09% | +10+0.5% | Added |
| The PNC Financial Services Group, Inc. | 1,829 | $376.1K | 0.00% | −74−3.9% | Reduced |
| D.A. Davidson & Co. | 1,792 | $368.5K | 0.00% | −232−11.5% | Reduced |
| HMS Capital Management, LLC | 1,785 | $367.0K | 0.25% | −31−1.7% | Reduced |
| Blueshift Asset Management, LLC | 1,764 | $362.7K | 0.17% | +1,764 | New |
| Spire Wealth Management | 1,732 | $356.0K | 0.02% | −1,061−38.0% | Reduced |
| Intrust Bank NA | 1,728 | $355.3K | 0.05% | −88−4.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,725 | $355.0K | 0.00% | +20+1.2% | Added |
| PDT Partners, LLC | 1,726 | $354.9K | 0.06% | −174−9.2% | Reduced |
| Winton Group Ltd | 1,718 | $353.2K | 0.02% | +1,718 | New |
| Bollard Group LLC | 1,700 | $350.0K | 0.01% | +100+6.3% | Added |
| Cantor Fitzgerald, L. P. | 1,688 | $347.0K | 0.01% | +12+0.7% | Added |
| Walleye Trading LLC | 1,678 | $345.0K | 0.01% | +1,678 | New |
| Panagora Asset Management Inc | 1,649 | $339.1K | 0.00% | +1,649 | New |
| National Asset Management, Inc. | 1,649 | $339.1K | 0.01% | +1,649 | New |
| Nisa Investment Advisors, LLC | 1,645 | $338.0K | 0.00% | −38−2.3% | Reduced |
| Seaport Global Advisors, LLC | 1,616 | $332.3K | 1.15% | +1,616 | New |
| WSFS Capital Management, LLC | 1,612 | $331.4K | 0.04% | +1,612 | New |
| Kovack Advisors, Inc. | 1,607 | $330.4K | 0.05% | +42+2.7% | Added |
| LGT Fund Management Co Ltd. | 1,600 | $329.0K | 0.14% | 00.0% | Unchanged |