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Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

Q4 2022 vs. Q3 2022

How the institutions holding Shockwave Medical, Inc. changed between Q3 2022 and Q4 2022.

All holders in Q4 2022All holders in Q3 2022

13F holders of SWAV: Q3 2022 compared with Q4 2022
MeasureQ3 2022Of which not filed for Q4 2022Q4 2022Change
Holders4116415+10
Shares33.2M10.6K32.4M−793.2K (−2.4%)
Value$9.23B$2.95M$6.66B−$2.57B (−27.8%)

6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (66)

Institutions that held Shockwave Medical, Inc. at the end of Q4 2022 but not at the end of Q3 2022.

Institutions new to SWAV in Q4 2022
InstitutionSharesValue% of portfolio
Wellington Management Group LLP433,031$89.0M0.02%
Point72 Asset Management, L.P.199,563$41.0M0.15%
Alyeska Investment Group, L.P.48,000$9.87M0.10%
Nordea Investment Management AB34,314$6.99M0.01%
Connor, Clark & Lunn Investment Management Ltd.32,375$6.66M0.04%
Squarepoint Ops LLC30,964$6.37M0.05%
Schroder Investment Management Group24,950$5.13M0.01%
Moore Capital Management, LP20,000$4.11M0.12%
Prossimo Advisors, LLC18,758$3.86M8.92%
Neuberger Berman Group LLC12,469$2.56M0.00%
Empowered Funds, LLC11,317$2.33M0.15%
Two Sigma Investments, LP11,128$2.29M0.01%
Matisse Capital10,071$2.07M1.84%
Man Group plc10,042$2.06M0.01%
Janus Henderson Group PLC6,460$1.33M0.00%
Skandinaviska Enskilda Banken AB (publ)5,600$1.15M0.01%
Mackenzie Financial Corp4,941$1.02M0.00%
Y-Intercept (Hong Kong) Ltd4,382$901.0K0.13%
Kula Investments, LLC3,509$721.5K0.25%
XTX Topco Ltd2,776$570.8K0.12%
HSBC Holdings PLC2,686$547.1K0.00%
Point72 Middle East FZE2,603$535.2K0.04%
Fox Run Management, L.L.C.2,485$510.9K0.21%
Robbins Farley LLC2,445$502.7K0.39%
Legato Capital Management LLC2,224$457.3K0.09%
Treasurer of the State of North Carolina2,030$417.0K0.00%
Sheets Smith Wealth Management2,000$411.2K0.06%
HRT Financial LP1,992$409.0K0.01%
Gsa Capital Partners LLP1,979$407.0K0.05%
Boulder Hill Capital Management LP1,900$390.7K0.32%
Blueshift Asset Management, LLC1,764$362.7K0.17%
Winton Group Ltd1,718$353.2K0.02%
Walleye Trading LLC1,678$345.0K0.01%
Panagora Asset Management Inc1,649$339.1K0.00%
National Asset Management, Inc.1,649$339.1K0.01%
Seaport Global Advisors, LLC1,616$332.3K1.15%
WSFS Capital Management, LLC1,612$331.4K0.04%
Cerity Partners LLC1,527$314.0K0.00%
Magnetar Financial LLC1,388$285.0K0.00%
Kingsview Wealth Management, LLC1,318$271.0K0.01%
Ontario Teachers Pension Plan Board1,268$260.7K0.00%
Prudential PLC1,191$244.9K0.00%
Alpha Paradigm Partners, LLC1,132$233.0K0.10%
Telemus Capital, LLC1,047$218.0K0.02%
Two Sigma Advisers, LP1,000$205.6K0.00%
Phoenix Wealth Advisors994$204.4K0.12%
Fiduciary Alliance LLC870$178.9K0.05%
Belpointe Asset Management LLC550$113.1K0.01%
Fortis Capital Advisors, LLC470$96.6K0.06%
Advisory Services Network, LLC255$52.4K0.00%
Trifecta Capital Advisors, LLC200$41.1K0.02%
GWM Advisors LLC482$38.1K0.00%
Anfield Capital Management, LLC185$38.0K0.02%
Quarry LP177$36.4K0.04%
Virtus Fund Advisers, LLC156$32.1K0.23%
Arcadia Investment Management Corp45$9.25K0.00%
HealthInvest Partners AB32$6.58K0.01%
U.S. Capital Wealth Advisors, LLC20$4.11K0.00%
Advanced Asset Management Advisors Inc17$3.50K0.00%
RFP Financial Group LLC13$2.67K0.00%
Park Place Capital Corp12$2.00K0.00%
Baker Avenue Asset Management, LP9$1.85K0.00%
Accurate Wealth Management, LLC8$1.59K0.00%
Beaird Harris Wealth Management, LLC3$6170.00%
EWG Elevate Inc.1$2060.00%
CoreCap Advisors, LLC1$2060.00%

Sold out (56)

Institutions that held Shockwave Medical, Inc. at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of SWAV in Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Summit Partners Public Asset Management, LLC21,593$6.00M
HealthCor Management, L.P.19,720$5.48M
Polar Asset Management Partners Inc.12,800$3.56M
Penserra Capital Management LLC12,732$3.54M
CIBC Private Wealth Group, LLC10,613$2.95M
EAM Investors, LLC10,116$2.81M
SG3 Management, LLC10,000$2.78M
EAM Global Investors LLC9,288$2.58M
O'Neil Global Advisors, Inc.6,960$1.94M
BCJ Capital Management, LLC6,861$1.91M
Wolverine Trading, LLC3,946$1.09M
Independent Advisor Alliance3,748$1.04M
Chartwell Investment Partners, LLC3,523$980.0K
Tudor Investment Corp Et Al2,406$669.0K
Oppenheimer & Co Inc2,087$580.0K
Bayesian Capital Management, LP2,005$558.0K
Range Financial Group LLC1,841$512.0K
Cypress Capital Management LLC1,612$448.0K
Silvant Capital Management LLC1,437$400.0K
CIBC Asset Management Inc1,327$369.0K
Banque Cantonale Vaudoise1,315$366.0K
AlphaCrest Capital Management LLC1,253$348.0K
Tocqueville Asset Management L.P.1,200$334.0K
Koshinski Asset Management, Inc.1,040$289.0K
SkyOak Wealth, LLC1,016$283.0K
TrinityPoint Wealth, LLC959$267.0K
DCM Advisors, LLC900$250.3K
Bailard, Inc.897$249.0K
Silvercrest Asset Management Group LLC881$245.0K
Cipher Capital LP846$235.0K
Scotia Capital Inc.831$231.0K
Cetera Advisors LLC830$231.0K
MONECO Advisors, LLC813$226.0K
Pinnacle Financial Partners Inc753$210.0K
Alterity Financial Group, LLC755$210.0K
Eqis Capital Management, Inc.731$203.2K
Point72 Hong Kong Ltd372$103.0K
Harvest Fund Management Co., Ltd340$95.0K
Sentry Investment Management LLC230$64.0K
Castleview Partners, LLC230$64.0K
Evermay Wealth Management LLC100$28.0K
Wagner Wealth Management, LLC72$20.0K
Meeder Asset Management Inc68$19.0K
Parkside Financial Bank & Trust60$17.0K
Parallax Volatility Advisers, L.P.55$15.0K
Evoke Wealth, LLC48$13.0K
GHP Investment Advisors, Inc.38$11.0K
Crewe Advisors LLC18$5.00K
Absolute Capital Management, LLC7$1.93K
Capital Advisors, Ltd. LLC2$1.00K
Community Bank, N.A.3$1.00K
Moisand Fitzgerald Tamayo, LLC4$1.00K
EverSource Wealth Advisors, LLC4$1.00K
Global Retirement Partners, LLC1$0
SJS Investment Consulting Inc.1$0
Oliver Lagore Vanvalin Investment Group1$0

Not filed for Q4 2022 yet (6)

Institutions that held Shockwave Medical, Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWAV in Q3 2022 that haven't filed for Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
American Portfolios Advisors4,176$1.16M
Eaton Vance Management3,467$964.0K
Balasa Dinverno & Foltz LLC1,659$461.0K
Spearhead Capital Advisors, LLC752$209.0K
Wipfli Financial Advisors LLC,415$115.0K
Covington Capital Management150$42.0K