Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 415
- +10 vs. Q3 2022
- Shares held
- 32.4M
- −793.2K (−2.4%) vs. Q3 2022
- Total value
- $6.66B
- −$2.57B (−27.8%) vs. Q3 2022
- New holders
- 66
- 159 more added
- Sold out
- 56
- 148 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Level Four Advisory Services, LLC | 1,570 | $322.8K | 0.02% | −3,102−66.4% | Reduced |
| Ci Investments Inc. | 1,566 | $322.0K | 0.00% | +274+21.2% | Added |
| Cerity Partners LLC | 1,527 | $314.0K | 0.00% | +1,527 | New |
| Tower Research Capital LLC (TRC) | 1,417 | $291.0K | 0.01% | −1,951−57.9% | Reduced |
| Magnetar Financial LLC | 1,388 | $285.0K | 0.00% | +1,388 | New |
| Edmonds Duncan Registered Investment Advisors, LLC | 1,375 | $282.7K | 0.09% | −240−14.9% | Reduced |
| Hanseatic Management Services Inc | 1,373 | $282.0K | 0.71% | −5−0.4% | Reduced |
| Lincoln National Corp | 1,350 | $277.6K | 0.01% | +201+17.5% | Added |
| Occudo Quantitative Strategies LP | 1,344 | $276.3K | 0.03% | −12,480−90.3% | Reduced |
| Kingsview Wealth Management, LLC | 1,318 | $271.0K | 0.01% | +1,318 | New |
| Laurel Wealth Advisors, Inc. | 1,273 | $262.0K | 0.03% | −90−6.6% | Reduced |
| Ontario Teachers Pension Plan Board | 1,268 | $260.7K | 0.00% | +1,268 | New |
| Creative Planning | 1,262 | $259.5K | 0.00% | −124−8.9% | Reduced |
| Harbour Investments, Inc. | 1,259 | $258.9K | 0.02% | −206−14.1% | Reduced |
| SG Americas Securities, LLC | 1,252 | $257.0K | 0.00% | −10,089−89.0% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,252 | $257.0K | 0.01% | −131−9.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,217 | $250.2K | 0.00% | +397+48.4% | Added |
| EFG Asset Management (Americas) Corp. | 1,195 | $245.7K | 0.06% | +42+3.6% | Added |
| Prudential PLC | 1,191 | $244.9K | 0.00% | +1,191 | New |
| Park Avenue Securities LLC | 1,170 | $241.0K | 0.00% | +98+9.1% | Added |
| MML Investors Services, LLC | 1,139 | $234.0K | 0.00% | +344+43.3% | Added |
| Alpha Paradigm Partners, LLC | 1,132 | $233.0K | 0.10% | +1,132 | New |
| JGP Global Gestao de Recursos Ltda. | 1,129 | $232.0K | 0.17% | −2−0.2% | Reduced |
| Mayport, LLC | 1,125 | $231.3K | 0.17% | 00.0% | Unchanged |
| Conway Capital Management, Inc. | 1,120 | $230.3K | 0.23% | −965−46.3% | Reduced |
| First Foundation Advisors | 1,112 | $228.6K | 0.01% | −64−5.4% | Reduced |
| Alps Advisors Inc | 1,093 | $224.7K | 0.00% | −5−0.5% | Reduced |
| Montanaro Asset Management Ltd | 1,075 | $221.0K | 0.04% | +150+16.2% | Added |
| Leonteq Securities AG | 1,071 | $220.2K | 0.01% | +220+25.9% | Added |
| Telemus Capital, LLC | 1,047 | $218.0K | 0.02% | +1,047 | New |
| Fulton Bank, N.A. | 1,020 | $209.0K | 0.01% | +55+5.7% | Added |
| Dynamic Technology Lab Private Ltd | 1,000 | $206.0K | 0.02% | −250−20.0% | Reduced |
| Arlington Financial Advisors, LLC | 1,001 | $205.8K | 0.09% | +1+0.1% | Added |
| Albion Financial Group | 1,000 | $205.6K | 0.02% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 1,000 | $205.6K | 0.00% | +1,000 | New |
| HighTower Advisors, LLC | 997 | $205.0K | 0.00% | −49−4.7% | Reduced |
| Phoenix Wealth Advisors | 994 | $204.4K | 0.12% | +994 | New |
| Rockefeller Capital Management L.P. | 963 | $197.0K | 0.00% | −38−3.8% | Reduced |
| Parallel Advisors, LLC | 944 | $194.1K | 0.01% | −17−1.8% | Reduced |
| Fiduciary Alliance LLC | 870 | $178.9K | 0.05% | +870 | New |
| Central Trust Co | 869 | $178.7K | 0.01% | +121+16.2% | Added |
| Steward Partners Investment Advisory, LLC | 850 | $174.8K | 0.00% | +800+1,600.0% | Added |
| Proequities, Inc. | 697 | $143.3K | 0.01% | +558+401.4% | Added |
| DuPont Capital Management Corp | 679 | $139.6K | 0.01% | −784−53.6% | Reduced |
| Bartlett & Co. LLC | 612 | $126.0K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 612 | $125.8K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 550 | $113.1K | 0.01% | +550 | New |
| Public Employees Retirement System of Ohio | 543 | $112.0K | 0.00% | −155−22.2% | Reduced |
| Fortis Capital Advisors, LLC | 470 | $96.6K | 0.06% | +470 | New |
| Tobam | 463 | $95.0K | 0.01% | +349+306.1% | Added |
| First PREMIER Bank | 400 | $82.0K | 0.02% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 382 | $78.5K | 0.01% | −166−30.3% | Reduced |
| Umb Bank N A | 380 | $78.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 378 | $77.7K | 0.01% | −70−15.6% | Reduced |
| IFP Advisors, Inc | 1,822 | $75.0K | 0.00% | +286+18.6% | Added |
| Northwestern Mutual Wealth Management Co | 331 | $68.1K | 0.00% | +101+43.9% | Added |
| Signaturefd, LLC | 312 | $64.2K | 0.00% | −50−13.8% | Reduced |
| Financial Management Professionals, Inc. | 305 | $63.0K | 0.01% | −1−0.3% | Reduced |
| CWM, LLC | 261 | $54.0K | 0.00% | −18−6.5% | Reduced |
| Altshuler Shaham Ltd | 260 | $53.5K | 0.00% | +50+23.8% | Added |
| Advisory Services Network, LLC | 255 | $52.4K | 0.00% | +255 | New |
| First Horizon Advisors, Inc. | 221 | $45.4K | 0.00% | 00.0% | Unchanged |
| PenderFund Capital Management Ltd. | 160 | $45.0K | 0.01% | 00.0% | Unchanged |
| Trifecta Capital Advisors, LLC | 200 | $41.1K | 0.02% | +200 | New |
| National Bank of Canada | 188 | $38.6K | 0.00% | −252−57.3% | Reduced |
| GWM Advisors LLC | 482 | $38.1K | 0.00% | +482 | New |
| Anfield Capital Management, LLC | 185 | $38.0K | 0.02% | +185 | New |
| Quarry LP | 177 | $36.4K | 0.04% | +177 | New |
| Virtus Fund Advisers, LLC | 156 | $32.1K | 0.23% | +156 | New |
| BerganKDV Wealth Management, LLC | 135 | $27.8K | 0.00% | +35+35.0% | Added |
| Huntington National Bank | 134 | $27.6K | 0.00% | +10+8.1% | Added |
| Adirondack Trust Co | 127 | $26.1K | 0.01% | 00.0% | Unchanged |
| Key Financial Inc | 82 | $22.8K | 0.01% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 105 | $21.6K | 0.01% | +5+5.0% | Added |
| Lindbrook Capital, LLC | 104 | $21.4K | 0.00% | −91−46.7% | Reduced |
| Riverview Trust Co | 92 | $19.0K | 0.02% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 90 | $18.5K | 0.00% | −14−13.5% | Reduced |
| Horan Securities, Inc. | 90 | $18.5K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 77 | $15.8K | 0.00% | +76+7,600.0% | Added |
| Ellevest, Inc. | 52 | $10.7K | 0.00% | −33−38.8% | Reduced |
| Pittenger & Anderson Inc | 50 | $10.3K | 0.00% | −26−34.2% | Reduced |
| Private Trust Co NA | 50 | $10.0K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 45 | $9.25K | 0.00% | 00.0% | Unchanged |
| Arcadia Investment Management Corp | 45 | $9.25K | 0.00% | +45 | New |
| Covestor Ltd | 37 | $8.00K | 0.01% | −21−36.2% | Reduced |
| Bessemer Group Inc | 32 | $7.00K | 0.00% | −19,008−99.8% | Reduced |
| Ronald Blue Trust, Inc. | 25 | $7.00K | 0.00% | +24+2,400.0% | Added |
| HealthInvest Partners AB | 32 | $6.58K | 0.01% | +32 | New |
| Bell Investment Advisors, Inc | 30 | $6.17K | 0.00% | +2+7.1% | Added |
| Massmutual Trust Co FSB | 26 | $5.00K | 0.00% | −13−33.3% | Reduced |
| Larson Financial Group LLC | 23 | $4.73K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 22 | $4.52K | 0.00% | +9+69.2% | Added |
| U.S. Capital Wealth Advisors, LLC | 20 | $4.11K | 0.00% | +20 | New |
| Hantz Financial Services, Inc. | 21 | $4.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 19 | $3.91K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 18 | $3.70K | 0.00% | −1,064−98.3% | Reduced |
| Allworth Financial LP | 18 | $3.70K | 0.00% | −6−25.0% | Reduced |
| Advanced Asset Management Advisors Inc | 17 | $3.50K | 0.00% | +17 | New |
| Farmers & Merchants Investments Inc | 16 | $3.29K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 13 | $2.67K | 0.00% | +13 | New |