Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 415
- +10 vs. Q3 2022
- Shares held
- 32.4M
- −793.2K (−2.4%) vs. Q3 2022
- Total value
- $6.66B
- −$2.57B (−27.8%) vs. Q3 2022
- New holders
- 66
- 159 more added
- Sold out
- 56
- 148 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EWG Elevate Inc. | 1 | $206 | 0.00% | +1 | New |
| CoreCap Advisors, LLC | 1 | $206 | 0.00% | +1 | New |
| Sutton Wealth Advisors Inc. | 2 | $411 | 0.00% | −1−33.3% | Reduced |
| Beaird Harris Wealth Management, LLC | 3 | $617 | 0.00% | +3 | New |
| Institutional & Family Asset Management, LLC | 4 | $822 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 206 | $909 | 0.01% | −3,964−95.1% | Reduced |
| Lee Financial Co | 6 | $1.23K | 0.00% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 8 | $1.59K | 0.00% | +8 | New |
| Glassman Wealth Services | 9 | $1.85K | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 9 | $1.85K | 0.00% | +9 | New |
| Park Place Capital Corp | 12 | $2.00K | 0.00% | +12 | New |
| NewSquare Capital LLC | 10 | $2.06K | 0.00% | −7,275−99.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 10 | $2.06K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 10 | $2.06K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 12 | $2.47K | 0.00% | −15−55.6% | Reduced |
| RFP Financial Group LLC | 13 | $2.67K | 0.00% | +13 | New |
| Farmers & Merchants Investments Inc | 16 | $3.29K | 0.00% | 00.0% | Unchanged |
| Advanced Asset Management Advisors Inc | 17 | $3.50K | 0.00% | +17 | New |
| FinTrust Capital Advisors, LLC | 18 | $3.70K | 0.00% | −1,064−98.3% | Reduced |
| Allworth Financial LP | 18 | $3.70K | 0.00% | −6−25.0% | Reduced |
| JFS Wealth Advisors, LLC | 19 | $3.91K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 21 | $4.00K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 20 | $4.11K | 0.00% | +20 | New |
| Raleigh Capital Management Inc. | 22 | $4.52K | 0.00% | +9+69.2% | Added |
| Larson Financial Group LLC | 23 | $4.73K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 26 | $5.00K | 0.00% | −13−33.3% | Reduced |
| Bell Investment Advisors, Inc | 30 | $6.17K | 0.00% | +2+7.1% | Added |
| HealthInvest Partners AB | 32 | $6.58K | 0.01% | +32 | New |
| Bessemer Group Inc | 32 | $7.00K | 0.00% | −19,008−99.8% | Reduced |
| Ronald Blue Trust, Inc. | 25 | $7.00K | 0.00% | +24+2,400.0% | Added |
| Covestor Ltd | 37 | $8.00K | 0.01% | −21−36.2% | Reduced |
| Trustcore Financial Services, LLC | 45 | $9.25K | 0.00% | 00.0% | Unchanged |
| Arcadia Investment Management Corp | 45 | $9.25K | 0.00% | +45 | New |
| Private Trust Co NA | 50 | $10.0K | 0.00% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 50 | $10.3K | 0.00% | −26−34.2% | Reduced |
| Ellevest, Inc. | 52 | $10.7K | 0.00% | −33−38.8% | Reduced |
| Dark Forest Capital Management LP | 77 | $15.8K | 0.00% | +76+7,600.0% | Added |
| TCI Wealth Advisors, Inc. | 90 | $18.5K | 0.00% | −14−13.5% | Reduced |
| Horan Securities, Inc. | 90 | $18.5K | 0.01% | 00.0% | Unchanged |
| Riverview Trust Co | 92 | $19.0K | 0.02% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 104 | $21.4K | 0.00% | −91−46.7% | Reduced |
| Prestige Wealth Management Group LLC | 105 | $21.6K | 0.01% | +5+5.0% | Added |
| Key Financial Inc | 82 | $22.8K | 0.01% | 00.0% | Unchanged |
| Adirondack Trust Co | 127 | $26.1K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 134 | $27.6K | 0.00% | +10+8.1% | Added |
| BerganKDV Wealth Management, LLC | 135 | $27.8K | 0.00% | +35+35.0% | Added |
| Virtus Fund Advisers, LLC | 156 | $32.1K | 0.23% | +156 | New |
| Quarry LP | 177 | $36.4K | 0.04% | +177 | New |
| Anfield Capital Management, LLC | 185 | $38.0K | 0.02% | +185 | New |
| GWM Advisors LLC | 482 | $38.1K | 0.00% | +482 | New |
| National Bank of Canada | 188 | $38.6K | 0.00% | −252−57.3% | Reduced |
| Trifecta Capital Advisors, LLC | 200 | $41.1K | 0.02% | +200 | New |
| PenderFund Capital Management Ltd. | 160 | $45.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 221 | $45.4K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 255 | $52.4K | 0.00% | +255 | New |
| Altshuler Shaham Ltd | 260 | $53.5K | 0.00% | +50+23.8% | Added |
| CWM, LLC | 261 | $54.0K | 0.00% | −18−6.5% | Reduced |
| Financial Management Professionals, Inc. | 305 | $63.0K | 0.01% | −1−0.3% | Reduced |
| Signaturefd, LLC | 312 | $64.2K | 0.00% | −50−13.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 331 | $68.1K | 0.00% | +101+43.9% | Added |
| IFP Advisors, Inc | 1,822 | $75.0K | 0.00% | +286+18.6% | Added |
| Harbor Investment Advisory, LLC | 378 | $77.7K | 0.01% | −70−15.6% | Reduced |
| Umb Bank N A | 380 | $78.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 382 | $78.5K | 0.01% | −166−30.3% | Reduced |
| First PREMIER Bank | 400 | $82.0K | 0.02% | 00.0% | Unchanged |
| Tobam | 463 | $95.0K | 0.01% | +349+306.1% | Added |
| Fortis Capital Advisors, LLC | 470 | $96.6K | 0.06% | +470 | New |
| Public Employees Retirement System of Ohio | 543 | $112.0K | 0.00% | −155−22.2% | Reduced |
| Belpointe Asset Management LLC | 550 | $113.1K | 0.01% | +550 | New |
| Bartlett & Co. Wealth Management LLC | 612 | $125.8K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 612 | $126.0K | 0.00% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 679 | $139.6K | 0.01% | −784−53.6% | Reduced |
| Proequities, Inc. | 697 | $143.3K | 0.01% | +558+401.4% | Added |
| Steward Partners Investment Advisory, LLC | 850 | $174.8K | 0.00% | +800+1,600.0% | Added |
| Central Trust Co | 869 | $178.7K | 0.01% | +121+16.2% | Added |
| Fiduciary Alliance LLC | 870 | $178.9K | 0.05% | +870 | New |
| Parallel Advisors, LLC | 944 | $194.1K | 0.01% | −17−1.8% | Reduced |
| Rockefeller Capital Management L.P. | 963 | $197.0K | 0.00% | −38−3.8% | Reduced |
| Phoenix Wealth Advisors | 994 | $204.4K | 0.12% | +994 | New |
| HighTower Advisors, LLC | 997 | $205.0K | 0.00% | −49−4.7% | Reduced |
| Albion Financial Group | 1,000 | $205.6K | 0.02% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 1,000 | $205.6K | 0.00% | +1,000 | New |
| Arlington Financial Advisors, LLC | 1,001 | $205.8K | 0.09% | +1+0.1% | Added |
| Dynamic Technology Lab Private Ltd | 1,000 | $206.0K | 0.02% | −250−20.0% | Reduced |
| Fulton Bank, N.A. | 1,020 | $209.0K | 0.01% | +55+5.7% | Added |
| Telemus Capital, LLC | 1,047 | $218.0K | 0.02% | +1,047 | New |
| Leonteq Securities AG | 1,071 | $220.2K | 0.01% | +220+25.9% | Added |
| Montanaro Asset Management Ltd | 1,075 | $221.0K | 0.04% | +150+16.2% | Added |
| Alps Advisors Inc | 1,093 | $224.7K | 0.00% | −5−0.5% | Reduced |
| First Foundation Advisors | 1,112 | $228.6K | 0.01% | −64−5.4% | Reduced |
| Conway Capital Management, Inc. | 1,120 | $230.3K | 0.23% | −965−46.3% | Reduced |
| Mayport, LLC | 1,125 | $231.3K | 0.17% | 00.0% | Unchanged |
| JGP Global Gestao de Recursos Ltda. | 1,129 | $232.0K | 0.17% | −2−0.2% | Reduced |
| Alpha Paradigm Partners, LLC | 1,132 | $233.0K | 0.10% | +1,132 | New |
| MML Investors Services, LLC | 1,139 | $234.0K | 0.00% | +344+43.3% | Added |
| Park Avenue Securities LLC | 1,170 | $241.0K | 0.00% | +98+9.1% | Added |
| Prudential PLC | 1,191 | $244.9K | 0.00% | +1,191 | New |
| EFG Asset Management (Americas) Corp. | 1,195 | $245.7K | 0.06% | +42+3.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,217 | $250.2K | 0.00% | +397+48.4% | Added |
| SG Americas Securities, LLC | 1,252 | $257.0K | 0.00% | −10,089−89.0% | Reduced |